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EPT Disclosure

14th Aug 2008 11:53

RNS Number : 3394B
Citigroup GM Australia Pty Ltd
14 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

 

Company dealt in

Rio Tinto Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ord/Equity

Date of dealing

13 August 2008

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

292,799  (0.06%)

296,304 (0.06%)

(2) Derivatives (other than options)

(0.00%)

 (0.00%)

(3) Options and agreements to purchase/sell

983,793  (0.22%)

1,260,916  (0.28%)

Total

1,276,592  (0.28%)

1,557,220  (0.34%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

4325

111

3472

114

3472

114

2461

111

2257

110.89

938

110.89

810

110.96

610

111.61

600

111.23

580

110.89

500

112.5

453

110.35

452

110.6

452

110.7

452

110.56

452

110.7

452

110.71

452

110.69

452

110.65

452

110.64

452

110.64

452

110.62

451

110.72

451

110.8

451

110.8

451

110.8

451

110.8

451

110.8

450

111.11

450

111.11

450

111.07

450

111.08

450

111.06

449

111.08

449

111.38

448

111.68

448

111.59

448

111.6

448

111.7

447

111.71

445

111

443

110.61

443

111.68

441

111.02

439

110.8

438

110.56

435

110.72

423

110.53

417

110.65

411

110.36

411

111.7

404

110.68

400

110.7

393

111.06

391

110.75

389

111

385

111

384

111.08

374

111

369

110.62

360

111.08

359

110.75

355

111.11

352

111.11

352

111.04

351

110.53

346

110.56

343

111.6

343

110.35

343

110.65

338

110.38

325

111.64

322

111.08

322

111.7

321

110.68

320

111

318

110.56

309

111.01

307

110.89

307

111.02

305

110.56

303

110.48

302

110.5

302

110.5

301

111

301

111.65

300

111.3

298

110.66

296

111.35

294

110.55

291

110.65

291

111.71

289

110.47

285

110.57

284

110.61

283

110.37

282

110.7

281

111.26

278

111.05

276

111.67

268

111.09

267

110.63

264

110.89

262

110.48

261

111.68

259

110.71

252

111.74

250

110.47

250

110.7

249

110.37

248

111.74

245

111.53

244

110.56

244

111.68

243

110.89

239

110.72

239

110.72

238

110.56

236

111.11

234

111.08

229

110.47

229

111.68

228

111.08

225

110.5

224

111.68

223

110.37

222

112.17

222

110.5

222

111.03

222

111.58

220

110.79

219

110.42

218

111.35

218

111.65

218

111.58

214

110.5

213

111.71

212

111.64

211

110.34

210

110.56

210

110.69

207

110.97

206

110.28

204

110.89

200

111

200

110.58

200

110.6

200

111.11

200

111.06

200

111.59

199

111.74

198

111

197

110.62

197

111.2

196

110.64

195

111.74

193

110.7

192

110.73

191

111.71

190

110.44

190

110.53

189

110.64

188

110.5

188

111.77

187

111.64

186

110.66

185

110.63

185

111.59

184

110.68

181

110.35

181

111.26

180

111.25

180

111.77

178

111.08

175

111.05

172

110.7

170

110.79

170

110.35

170

110.35

170

110.65

170

110.65

170

110.65

170

110.64

170

110.66

170

110.67

170

110.67

170

110.7

170

110.53

170

110.69

170

110.7

170

110.7

170

110.71

170

110.71

170

110.83

170

110.9

169

110.71

168

111.68

167

110.83

165

111

164

110.47

164

110.59

163

110.71

160

110.35

160

110.35

160

110.35

160

110.73

160

110.79

160

110.6

160

110.65

160

110.71

160

110.72

158

110.97

158

111.05

157

111.6

157

111.68

156

110.37

156

110.47

156

110.6

156

111.11

156

111.71

154

110.38

154

110.66

154

110.73

154

110.92

153

110.9

153

111.6

152

110.7

150

110.47

150

110.47

150

110.48

150

110.47

150

110.47

150

110.54

150

110.54

150

110.57

150

110.79

150

111.08

150

110.64

150

111.68

149

111.71

148

110.73

148

110.69

147

110.65

146

111.34

146

111.65

144

110.55

144

110.68

143

111.05

142

111.2

142

111.58

141

111.02

140

110.37

140

110.53

139

111.08

137

110.77

137

111.34

136

110.61

135

110.67

134

110.35

131

110.65

130

112.86

130

110.83

130

111.64

130

111.64

127

111.15

126

110.98

125

111.76

125

111.59

124

110.89

124

110.97

124

110.97

123

110.65

123

111.11

123

111.01

123

110.8

123

111.1

122

110.5

122

110.53

122

110.71

122

110.98

121

110.55

120

110.62

119

112.86

118

110.98

118

111.02

117

110.71

117

111.27

116

111.71

116

111.58

115

110.37

115

110.37

111

110.69

111

111.2

110

110.7

109

110.35

109

110.71

109

111.51

108

112.17

107

110.64

107

111.66

106

110.56

106

110.7

106

111.68

103

111.06

100

110.5

100

110.64

100

110.71

100

110.73

100

110.73

100

110.65

100

110.65

100

110.65

100

110.65

100

110.59

100

110.59

100

110.59

100

110.59

100

110.59

100

110.59

100

110.65

100

110.68

100

110.64

100

110.63

100

111.06

100

110.92

100

110.92

100

110.92

100

110.92

100

110.9

100

110.9

100

110.9

100

110.9

100

110.88

100

111.33

100

111.59

100

111.64

100

111.65

100

111.65

99

110.73

99

110.89

98

110.6

97

110.71

97

110.59

96

110.68

94

110.72

94

111.11

93

111.06

93

110.92

92

111.25

92

110.8

92

111.66

90

111

90

111.02

90

111.08

88

110.79

88

110.72

86

110.73

85

110.37

85

110.54

85

111.68

84

110.71

84

110.61

84

110.62

84

110.62

84

111.77

84

111.71

83

110.61

83

110.61

83

110.9

82

110.59

82

110.95

80

111.08

80

111.68

79

110.98

77

110.62

77

110.64

77

111.69

76

110.92

76

111.35

74

110.59

74

111.65

74

111.7

74

111.64

73

110.97

73

110.85

73

111.54

73

111.6

72

110.61

70

110.65

67

110.38

67

111.77

66

110.35

66

111.71

66

111.11

65

111

65

110.71

65

110.92

64

111.66

63

111.64

62

110.61

62

111.58

61

110.71

60

111

60

110.65

60

110.65

59

110.65

59

111.65

59

111.67

58

110.98

57

111.05

57

111.08

56

111.54

56

111.54

56

111.1

56

111.25

55

110.59

55

111.09

55

110.92

55

111.68

54

110.97

54

111.05

54

111.8

54

110.92

53

110.38

53

110.71

53

110.83

53

111.24

52

110.71

52

110.72

52

111.01

52

110.7

52

111.03

52

111.67

51

111.11

51

111.01

51

110.95

51

110.68

51

110.9

51

111.04

51

111.07

51

111.58

50

110.59

50

111.74

49

110.92

49

110.62

48

110.88

48

110.89

48

111.26

48

111.05

47

111.02

47

111.5

46

110.35

46

110.5

46

110.98

46

111.09

46

111.08

44

110.54

44

110.6

44

110.58

44

111.54

44

111.54

43

110.65

43

110.97

43

110.8

43

110.7

43

110.89

43

111.63

43

111.64

42

110.35

42

110.44

42

110.98

42

111.74

41

110.7

41

110.62

41

111.01

41

111.07

41

112.67

40

110.44

40

110.5

39

110.38

39

110.73

39

111.68

39

111.55

38

110.53

38

110.57

38

110.89

38

111.68

37

110.68

37

110.73

37

110.56

37

110.71

37

111.7

37

111.24

37

111.1

37

111.11

37

110.93

36

111.01

36

110.62

36

111

36

111.03

36

110.7

35

111.68

35

111.58

35

110.86

35

110.59

35

110.62

34

110.53

34

110.96

34

111.77

34

111.67

34

111.69

34

110.66

34

110.77

34

110.68

34

110.72

33

110.5

33

111.09

33

110.65

33

111.68

33

111.74

32

111.68

31

110.47

31

110.68

31

110.65

31

111.01

31

111.66

31

111.59

31

112.79

31

112.59

31

110.27

30

111.09

30

111.62

30

112.79

30

111.72

29

110.38

29

110.65

29

110.65

29

110.98

29

110.59

29

111.58

28

110.65

28

110.97

27

110.5

27

110.38

27

110.8

27

110.97

27

111.73

27

111.58

26

110.36

26

110.38

26

110.37

26

110.65

26

111.11

26

111.06

25

111

25

110.65

25

110.55

25

111.09

25

110.97

25

111.34

24

110.53

24

111.06

24

110.92

24

111.08

24

111.35

24

111.44

24

111.51

23

111.25

23

110.96

23

111.77

23

111.62

23

112.78

23

111.42

22

111.12

22

110.71

22

111.68

22

110.56

21

110.59

21

110.65

21

110.65

21

111.1

21

111.63

20

111

20

110.65

20

110.92

20

111.68

20

111.63

19

110.53

19

110.4

18

110.92

18

110.62

18

111.08

17

110.67

17

110.79

17

110.71

17

110.72

17

110.97

17

110.67

17

110.9

16

111

16

110.66

16

110.67

16

110.68

16

111.09

16

111.7

16

111.56

15

111

15

110.65

15

110.69

15

110.7

15

111.08

15

111.68

15

111.35

15

110.34

14

110.56

14

110.61

14

110.7

14

110.7

13

110.72

13

111.12

13

110.25

12

110.79

12

110.5

12

110.68

12

111.59

11

110.35

11

110.56

11

111.05

11

111.05

11

111.68

10

111

10

110.53

10

111.04

10

110.8

10

110.97

10

110.62

10

111.4

10

111.59

9

111

9

110.68

9

111.11

9

111.09

9

110.68

9

110.61

9

111.02

9

111.05

9

111.68

9

111.68

9

111.68

9

111.35

8

110.98

8

110.28

8

110.61

8

111.15

7

110.92

7

111.4

7

111.59

7

112.42

6

110.55

6

110.55

6

110.64

6

111.1

6

110.71

6

110.71

6

110.73

6

110.94

6

112.42

5

110.47

5

110.5

5

110.73

5

110.56

5

110.69

5

111.68

5

110.57

4

110.83

4

111.38

4

111.68

4

111.68

4

111.6

4

112.41

4

112.41

3

110.35

3

110.53

3

110.56

3

110.59

3

110.62

3

111.07

3

111.07

3

111.26

3

111.35

3

111.4

3

111.51

3

111.59

3

111.56

2

110.36

2

110.65

2

110.7

2

110.8

2

110.9

2

111.01

2

110.8

2

110.62

2

111.02

2

111.09

2

110.7

2

110.68

2

111.68

2

111.68

2

111.46

2

111.46

1

112.86

1

110.49

1

110.98

1

110.36

1

110.36

1

110.35

1

110.97

1

111.18

1

111.27

1

111.05

1

111.05

1

111.05

1

111.01

1

110.99

1

110.99

1

111

1

111.08

1

110.96

1

110.97

1

110.98

1

111.05

1

110.53

1

110.6

1

110.55

1

110.74

1

110.59

1

110.63

1

110.88

1

111.06

1

111.08

1

111.06

1

111.06

1

111.07

1

111.33

1

111.7

1

111.7

1

111.72

1

111.75

1

111.78

1

111.71

1

111.66

1

111.65

1

111.65

1

111.69

1

111.71

1

111.71

1

111.71

1

111.7

1

111.72

1

111.68

1

111.68

1

111.23

1

111.23

1

111.29

1

112.12

1

112.19

1

112.19

1

112.14

1

112.46

1

112.57

1

112.57

1

112.57

1

112.57

1

112.57

1

112.57

1

112.57

1

112.57

1

112.57

1

112.53

1

112.53

1

112.52

1

112.53

1

112.48

1

112.48

1

112.48

1

112.48

1

112.46

1

112.46

1

112.47

1

112.47

1

112.47

1

112.47

1

112.47

1

112.47

1

112.47

1

112.47

1

112.47

1

112.58

1

112.58

1

112.58

1

112.58

1

112.58

1

112.6

1

112.6

1

112.6

1

112.61

1

112.98

1

112.87

1

112.87

1

112.87

1

112.87

1

112.87

1

112.87

1

112.86

1

112.86

1

112.86

1

112.86

1

112.85

1

112.85

1

112.85

1

112.84

1

112.84

1

112.84

1

112.84

1

112.84

1

112.84

1

112.84

1

112.84

1

112.89

1

112.86

1

112.89

1

112.89

1

112.89

1

112.89

1

112.89

1

112.86

1

112.86

1

112.9

1

112.9

1

112.82

1

112.82

1

112.82

1

112.82

1

112.82

1

112.82

1

112.82

1

112.82

1

112.82

1

112.81

1

112.81

1

112.78

1

112.78

1

112.78

1

112.78

1

112.78

1

112.78

1

112.77

1

112.79

1

112.78

1

112.78

1

112.93

1

112.66

1

112.18

1

112.12

1

112.11

1

112.1

1

112.16

1

112.16

1

112.49

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.22

1

112.22

1

112.42

1

112.42

1

112.41

1

112.41

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.43

1

112.37

1

112.41

1

112.36

1

112.41

1

112.38

1

112.36

1

112.36

1

112.36

1

112.35

1

112.23

1

112.24

1

112.23

1

112.25

1

112.24

1

112.24

1

112.25

1

112.21

1

112.21

1

112.18

1

112.2

1

112.2

1

112.2

1

112.2

1

112.2

1

112.25

1

112.26

1

112.24

1

112.3

1

112.3

1

112.3

1

112.38

1

112.42

1

112.41

1

112.42

1

112.35

1

112.31

1

112.31

1

112.31

1

112.3

1

112.29

1

112.23

1

112.27

1

112.27

1

112.19

1

112.17

1

112.17

1

112.26

1

112.22

1

112.22

1

112.22

1

112.22

1

112.22

1

112.21

1

112.21

1

112.19

1

112.19

1

112.18

1

112.17

1

112.16

1

112.15

1

112.23

1

112.23

1

112.23

1

112.23

1

112.23

1

112.21

1

112.21

1

112.1

1

112.1

1

112.1

1

112.08

1

111.89

1

111.88

1

111.87

1

111.87

1

111.82

1

111.8

1

111.8

1

111.8

1

111.62

1

111.62

1

111.61

1

111.59

1

111.59

1

111.49

1

111.49

1

111.25

1

111.24

1

111.23

1

111.22

1

111.22

1

111.35

1

111.35

1

111.35

1

111.35

1

111.35

1

111.42

1

111.92

1

111.91

1

111.91

1

111.91

1

111.91

1

111.85

1

111.85

1

111.85

1

111.83

1

111.68

1

111.68

1

111.67

1

111.67

1

111.66

1

111.5

1

111.5

1

111.5

1

111.5

1

111.5

1

111.5

1

111.5

1

111.5

1

111.49

1

111.49

1

111.49

1

111.41

1

111.5

1

111.5

1

111.48

1

111.48

1

111.48

1

111.48

1

111.49

1

111.49

1

111.49

1

111.49

1

111.49

1

111.49

1

111.42

1

111.42

1

111.41

1

111.4

1

111.44

1

111.49

1

111.47

1

111.43

1

111.39

1

111.34

1

111.41

1

111.41

1

111.41

1

111.41

1

111.32

1

110.9

1

110.89

1

110.89

1

110.79

1

110.79

1

110.8

1

110.77

1

110.99

1

110.99

1

110.99

1

110.97

1

110.97

1

110.97

1

110.97

1

110.97

1

110.95

1

110.95

1

110.95

1

110.95

1

110.79

1

110.82

1

110.82

1

110.79

1

110.78

1

110.77

1

110.77

1

110.74

1

110.74

1

110.77

1

110.81

1

110.81

1

110.81

1

110.77

1

110.81

1

110.78

1

110.78

1

110.81

1

110.77

1

110.77

1

110.77

1

110.76

1

110.67

1

110.64

1

110.6

1

110.58

1

110.54

1

110.54

1

110.54

1

110.48

1

110.48

1

110.38

1

110.47

1

110.47

1

110.46

1

110.46

1

110.46

1

110.45

1

110.4

1

110.39

1

110.39

1

110.39

1

110.38

1

110.37

1

110.37

1

110.36

1

110.35

1

110.5

1

110.5

1

110.5

1

110.5

1

110.5

1

110.5

1

110.5

1

110.5

1

110.5

1

110.5

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.51

1

110.57

1

110.57

1

110.57

1

110.57

1

110.57

1

110.74

1

110.68

1

110.68

1

110.74

1

110.76

1

110.76

1

110.76

1

110.76

1

110.76

1

110.76

1

110.45

1

110.45

1

110.44

1

110.44

1

110.36

1

110.36

1

110.35

1

110.32

1

110.28

1

110.28

1

110.28

1

110.28

1

110.27

1

110.24

1

110.28

1

110.47

1

110.44

1

110.7

1

110.87

1

110.87

1

110.85

1

110.84

1

110.84

1

110.84

1

110.9

1

110.9

1

111.03

1

111.02

1

110.97

1

111.32

1

111.33

1

111.33

1

111.33

1

111.33

1

111.32

1

111.32

1

111.32

1

111.32

1

111.26

1

111.27

1

111.27

1

111.21

1

111.21

1

111.21

1

111.21

1

111.2

1

111.2

1

111.05

1

111.04

1

111.04

1

111.12

1

111.06

1

111.06

1

111.06

1

111.06

1

111.06

1

111.06

1

111.06

1

110.79

1

110.79

1

110.91

1

110.81

1

110.81

1

110.81

1

110.84

1

110.84

1

110.84

1

110.84

1

110.84

1

110.83

1

110.83

1

111.04

1

111.08

1

111.08

1

111.04

1

111.04

1

111.03

1

110.98

1

111.05

1

111.05

1

111.05

1

111.05

1

111.1

1

110.96

1

110.96

1

110.99

1

110.96

1

110.96

1

111.05

1

111.05

1

110.98

1

110.98

1

110.99

1

110.99

1

110.99

1

110.99

1

110.99

1

111.01

1

110.61

1

110.51

1

110.51

1

110.51

1

110.51

1

110.48

1

110.53

1

110.53

1

110.55

1

110.55

1

110.52

1

110.78

1

110.72

1

110.72

1

110.72

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.69

1

110.64

1

110.65

1

110.65

1

110.62

1

110.83

1

110.8

1

110.8

1

110.79

1

110.81

1

110.8

1

110.81

1

110.81

1

111

1

111.1

1

111.04

1

111.05

1

111.04

1

111.04

1

111.04

1

111.04

1

111.04

1

111.08

1

111.08

1

111.05

1

111.04

1

111.04

1

111.03

1

111.07

1

111.07

1

111.07

1

111.07

1

111.39

1

111.3

1

111.3

1

111.31

1

111.33

1

111.33

1

111.33

1

111.34

1

111.37

1

111.37

1

111.38

1

111.38

1

111.38

1

111.38

1

111.38

1

111.38

1

111.38

1

111.39

1

111.39

1

111.73

1

111.74

1

111.72

1

111.71

1

111.71

1

111.7

1

111.69

1

111.68

1

111.69

1

111.68

1

111.7

1

111.71

1

111.71

1

111.73

1

111.77

1

111.77

1

111.77

1

111.8

1

111.8

1

111.8

1

111.8

1

111.8

1

111.78

1

111.76

1

111.74

1

111.74

1

111.74

1

111.74

1

111.66

1

111.64

1

111.67

1

111.67

1

111.67

1

111.67

1

111.67

1

111.89

1

111.93

1

111.93

1

111.94

1

111.95

1

111.95

1

111.91

1

111.92

1

111.94

1

111.94

1

111.94

1

111.95

1

111.95

1

111.92

1

111.92

1

111.92

1

111.87

1

111.88

1

111.87

1

111.88

1

111.88

1

111.88

1

111.8

1

111.88

1

111.88

1

111.81

1

111.72

1

111.71

1

111.71

1

111.63

1

111.63

1

111.63

1

111.63

1

111.63

1

111.63

1

111.63

1

111.63

1

111.65

1

111.65

1

111.65

1

111.65

1

111.7

1

111.71

1

111.71

1

111.74

1

111.74

1

111.7

1

111.74

1

111.76

1

111.76

1

111.72

1

111.72

1

111.72

1

111.72

1

111.69

1

111.7

1

111.7

1

111.69

1

111.7

1

111.68

1

111.58

1

111.58

1

111.5

1

111.53

1

111.55

1

111.55

1

111.55

1

111.57

1

111.54

1

111.47

1

111.45

1

111.44

1

111.36

1

111.29

1

111.33

1

111.33

1

111.3

1

111.33

1

111.32

1

111.36

1

111.36

1

111.36

1

111.36

1

111.44

1

111.42

1

111.41

1

111.39

1

111.39

1

111.39

1

111.34

1

111.34

1

111.33

1

111.33

1

111.32

1

111.32

1

111.24

1

111.25

1

110.96

1

110.95

1

110.74

1

110.93

1

110.93

1

110.99

1

110.99

1

110.99

1

110.99

1

110.99

1

110.99

1

111.22

1

111.22

1

111.22

1

111.2

1

111.2

1

111.22

1

111.21

1

111.21

1

111.21

1

111.21

1

111.26

1

111.27

1

111.27

1

111.04

1

111.01

1

110.99

1

110.99

1

110.99

1

110.99

1

110.99

1

110.98

1

110.98

1

110.98

1

111

1

111.01

1

111.02

1

111.03

1

111.03

1

111.07

1

111.07

1

111.24

1

111.28

1

111.51

1

111.51

1

111.51

1

111.45

1

111.45

1

111.45

1

111.44

1

111.44

1

111.44

1

111.44

1

111.44

1

111.44

1

111.42

1

111.42

1

111.44

1

111.44

1

111.47

1

111.47

1

111.58

1

111.58

1

111.57

1

111.57

1

111.76

1

111.76

1

111.76

1

111.7

1

111.58

1

111.58

1

111.57

1

111.57

1

111.7

1

111.68

1

111.68

1

111.67

1

111.68

1

111.68

1

111.59

1

111.59

1

111.54

1

111.54

1

111.54

1

111.47

1

111.46

1

111.48

1

111.56

1

111.63

1

111.63

1

111.63

1

111.59

1

111.59

1

111.59

1

111.59

1

111.59

1

111.5

1

111.51

1

111.5

1

111.5

1

111.5

1

111.47

1

111.48

1

111.48

1

111.48

1

111.51

1

111.45

1

111.51

1

111.51

1

111.51

1

111.51

1

111.55

1

111.58

1

111.58

1

111.74

1

111.71

1

111.71

1

111.71

1

111.71

1

111.71

1

111.6

1

111.65

1

111.64

1

111.7

1

111.67

1

111.65

1

111.64

1

111.64

1

111.53

1

111.57

1

111.56

1

111.59

1

111.61

1

111.67

1

111.67

1

111.67

1

111.67

1

111.67

1

111.67

Total

105,926

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

111.39

-1

111.39

-1

111.39

-1

111.72

-1

111.71

-1

110.27

-1

111.6

-1

111.6

-1

111.7

-1

111.67

-1

111.67

-1

111.67

-1

111.67

-1

111.67

-1

111.67

-1

111.67

-1

110.36

-1

110.35

-1

110.97

-1

110.36

-1

110.99

-1

110.88

-1

111.01

-1

110.99

-1

111

-1

111.06

-1

111.08

-1

111.06

-1

111.07

-1

111.68

-1

111.68

-1

111.72

-1

111.06

-1

110.98

-1

110.96

-1

110.97

-1

111.05

-1

111.08

-1

111.33

-1

111.23

-1

111.23

-1

111.29

-1

111.7

-1

111.72

-1

111.75

-1

111.78

-1

111.71

-1

111.7

-1

110.53

-1

110.6

-1

110.55

-1

110.74

-1

111.66

-1

111.65

-1

111.65

-1

111.18

-1

111.27

-1

111.05

-1

111.05

-1

111.05

-1

111.69

-1

111.71

-1

111.71

-1

111.71

-1

111.7

-1

110.59

-1

110.63

-1

112.12

-1

112.13

-1

112.13

-1

112.14

-1

112.48

-1

112.48

-1

112.46

-1

112.46

-1

112.46

-1

112.47

-1

112.47

-1

112.47

-1

112.48

-1

112.49

-1

112.49

-1

112.5

-1

112.51

-1

112.51

-1

112.53

-1

112.53

-1

112.54

-1

112.56

-1

112.57

-1

112.53

-1

112.56

-1

112.57

-1

112.57

-1

112.38

-1

112.38

-1

112.38

-1

112.38

-1

112.4

-1

112.41

-1

112.41

-1

112.43

-1

112.43

-1

112.44

-1

112.44

-1

112.47

-1

112.48

-1

112.47

-1

112.48

-1

112.5

-1

112.5

-1

112.5

-1

112.57

-1

112.54

-1

112.54

-1

112.58

-1

112.62

-1

112.61

-1

112.61

-1

112.62

-1

112.63

-1

112.62

-1

112.63

-1

112.64

-1

112.64

-1

112.65

-1

112.66

-1

112.67

-1

112.68

-1

112.69

-1

112.69

-1

112.69

-1

112.7

-1

112.7

-1

112.7

-1

112.76

-1

112.77

-1

112.77

-1

112.78

-1

112.8

-1

112.81

-1

112.82

-1

112.83

-1

112.84

-1

112.84

-1

112.85

-1

112.86

-1

112.87

-1

112.88

-1

112.85

-1

112.85

-1

112.86

-1

112.86

-1

112.87

-1

112.86

-1

112.87

-1

112.89

-1

112.85

-1

112.78

-1

112.78

-1

112.75

-1

112.78

-1

112.78

-1

112.9

-1

112.58

-1

112.06

-1

112.12

-1

112.17

-1

112.13

-1

112.11

-1

112.13

-1

112.11

-1

112.11

-1

112.14

-1

112.12

-1

112.12

-1

112.12

-1

112.14

-1

112.14

-1

112.26

-1

112.16

-1

112.17

-1

112.16

-1

112.16

-1

112.16

-1

112.17

-1

112.18

-1

112.38

-1

112.3

-1

112.31

-1

112.31

-1

112.31

-1

112.32

-1

112.33

-1

112.33

-1

112.38

-1

112.37

-1

112.3

-1

112.3

-1

112.3

-1

112.3

-1

112.3

-1

112.3

-1

112.3

-1

112.3

-1

112.24

-1

112.21

-1

112.22

-1

112.24

-1

112.25

-1

112.24

-1

112.24

-1

112.2

-1

112.2

-1

112.21

-1

112.19

-1

112.19

-1

112.19

-1

112.19

-1

112.19

-1

112.2

-1

112.26

-1

112.26

-1

112.27

-1

112.27

-1

112.27

-1

112.4

-1

112.4

-1

112.39

-1

112.39

-1

112.32

-1

112.28

-1

112.28

-1

112.28

-1

112.24

-1

112.24

-1

112.15

-1

112.15

-1

112.15

-1

112.2

-1

112.18

-1

112.17

-1

112.18

-1

112.2

-1

112.22

-1

112.14

-1

112.14

-1

112.14

-1

112.18

-1

112.14

-1

112.14

-1

112.19

-1

112.22

-1

112.2

-1

112.2

-1

112.23

-1

112.19

-1

112.19

-1

112.19

-1

112.19

-1

112.19

-1

112.17

-1

112.2

-1

112.2

-1

112.2

-1

112.2

-1

111.43

-1

111.42

-1

111.42

-1

111.31

-1

111.23

-1

111.23

-1

111.33

-1

111.31

-1

111.12

-1

111.12

-1

111.33

-1

111.26

-1

111.26

-1

111.33

-1

111.26

-1

111.18

-1

111.27

-1

111.33

-1

111.33

-1

111.34

-1

111.34

-1

111.34

-1

111.34

-1

111.35

-1

111.35

-1

111.44

-1

111.35

-1

111.35

-1

111.34

-1

111.34

-1

111.34

-1

111.34

-1

111.35

-1

111.35

-1

111.35

-1

111.35

-1

111.36

-1

111.37

-1

111.37

-1

111.42

-1

111.42

-1

111.47

-1

111.6

-1

111.56

-1

111.56

-1

111.58

-1

111.58

-1

111.6

-1

111.64

-1

111.65

-1

111.65

-1

111.65

-1

111.67

-1

111.68

-1

111.45

-1

111.45

-1

111.45

-1

111.45

-1

111.45

-1

111.46

-1

111.46

-1

111.46

-1

111.46

-1

111.46

-1

111.46

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110.98

-59

110.65

-59

111.67

-59

111.65

-60

110.65

-60

110.65

-61

110.71

-62

110.61

-62

111.58

-63

111.64

-64

111.66

-65

110.71

-65

110.92

-66

110.35

-66

111.71

-67

110.38

-67

111.77

-68

111.6

-70

110.65

-72

110.61

-73

111.6

-73

110.97

-73

111.54

-73

111.6

-73

110.85

-74

110.59

-74

111.64

-74

111.65

-74

111.7

-76

111.35

-76

110.92

-77

110.62

-77

110.64

-77

111.69

-79

110.98

-80

111.08

-80

111.68

-82

110.95

-82

110.59

-83

110.61

-83

110.61

-83

110.9

-84

110.71

-84

110.61

-84

110.62

-84

111.71

-84

111.77

-84

110.62

-85

110.54

-85

111.68

-86

110.73

-88

111.39

-88

110.72

-90

111.02

-90

111.08

-92

110.8

-92

111.66

-93

111.06

-93

110.92

-94

111.11

-94

110.72

-96

110.68

-97

110.71

-97

110.59

-98

110.6

-99

110.26

-99

110.73

-99

110.89

-100

110.63

-100

110.64

-100

110.73

-100

110.73

-100

110.71

-100

110.68

-100

110.64

-100

110.65

-100

110.65

-100

110.59

-100

110.59

-100

110.59

-100

110.59

-100

110.59

-100

110.59

-100

110.65

-100

110.65

-100

110.65

-100

111.59

-100

111.64

-100

111.65

-100

110.88

-100

110.9

-100

110.9

-100

110.9

-100

110.9

-100

111.65

-100

111.06

-100

111.33

-100

110.92

-100

110.92

-100

110.92

-100

110.92

-103

111.67

-103

111.06

-106

110.56

-106

110.7

-106

111.68

-107

110.64

-107

111.66

-109

110.71

-109

110.35

-109

111.51

-110

110.7

-111

110.69

-111

111.2

-115

110.37

-116

111.58

-116

111.71

-117

110.71

-117

111.27

-118

111.02

-120

110.62

-121

110.55

-122

110.71

-122

110.53

-122

110.98

-123

111.1

-123

110.65

-123

111.11

-123

111.01

-123

110.8

-124

110.97

-124

110.97

-125

111.59

-125

111.76

-126

110.98

-127

111.15

-130

111.64

-130

110.83

-130

111.64

-131

110.65

-134

110.35

-135

110.67

-136

110.61

-137

110.77

-137

111.34

-139

111.08

-140

110.37

-140

110.53

-141

111.02

-142

111.58

-142

111.2

-143

111.05

-144

110.55

-144

110.68

-146

111.34

-146

111.65

-147

110.65

-148

110.69

-149

111.71

-150

111.6

-150

110.47

-150

110.47

-150

110.47

-150

110.47

-150

110.48

-150

110.54

-150

110.54

-150

110.57

-150

111.08

-150

110.79

-150

110.64

-150

111.68

-152

110.7

-153

111.6

-153

111.6

-153

110.9

-154

110.73

-154

110.38

-154

110.66

-154

110.92

-156

110.47

-156

111.11

-156

110.37

-156

110.6

-156

111.71

-157

111.68

-158

110.97

-158

111.05

-159

111.39

-160

110.71

-160

110.72

-160

110.73

-160

110.79

-160

110.35

-160

110.35

-160

110.35

-160

110.6

-160

110.65

-163

110.71

-164

110.47

-164

110.59

-167

110.83

-168

111.68

-169

110.71

-170

110.69

-170

110.7

-170

110.7

-170

110.71

-170

110.71

-170

110.83

-170

110.65

-170

110.65

-170

110.64

-170

110.67

-170

110.65

-170

110.67

-170

110.7

-170

110.66

-170

110.35

-170

110.35

-170

110.53

-170

110.9

-172

110.7

-175

111.05

-178

111.08

-180

111.77

-181

110.35

-181

111.26

-184

110.68

-185

110.63

-185

111.59

-186

110.66

-187

111.64

-188

110.5

-188

111.77

-189

110.64

-190

110.53

-190

110.44

-191

111.71

-193

110.7

-195

111.74

-196

110.64

-197

110.62

-197

111.2

-199

111.74

-200

110.58

-200

110.6

-200

111.11

-200

111.59

-200

111.06

-201

112.67

-206

110.28

-207

110.97

-208

111.6

-209

111.62

-210

111.6

-210

110.56

-210

110.69

-211

111.67

-211

111.67

-211

110.34

-212

111.64

-213

111.71

-214

110.5

-218

111.58

-218

111.65

-218

111.35

-219

110.42

-220

110.79

-222

111.45

-222

110.5

-222

111.58

-222

111.03

-223

110.37

-224

111.68

-225

110.5

-228

111.08

-229

110.47

-229

111.68

-234

111.08

-236

111.11

-238

110.56

-239

110.72

-239

110.72

-244

110.56

-244

111.68

-245

111.53

-248

111.74

-249

110.37

-250

112

-250

111.6

-250

110.47

-250

110.7

-252

111.74

-259

110.71

-261

111.68

-262

110.48

-267

110.63

-268

111.09

-276

111.67

-278

111.05

-281

111.26

-282

110.7

-283

110.37

-284

110.61

-285

110.57

-289

110.47

-291

110.65

-291

111.71

-294

110.55

-296

111.35

-296

111.35

-298

110.66

-300

111.6

-300

111.3

-301

111.65

-302

110.5

-302

110.5

-303

110.48

-305

110.56

-307

111.02

-309

111.01

-318

110.56

-321

110.68

-322

111.08

-322

111.7

-325

111.64

-329

111.72

-330

110.37

-338

110.38

-343

110.35

-343

110.65

-346

110.56

-351

110.53

-352

111.11

-352

111.04

-355

111.11

-358

111.71

-359

110.75

-360

111.08

-369

110.62

-372

111.72

-384

111.08

-387

111.6

-391

110.75

-393

111.06

-400

110.7

-404

110.68

-411

110.36

-411

111.7

-417

110.65

-421

111.73

-423

110.53

-435

110.72

-438

110.56

-439

110.8

-441

111.02

-443

110.61

-443

111.68

-447

111.71

-448

111.59

-448

111.6

-448

111.7

-448

111.68

-449

111.08

-449

111.38

-450

111.11

-450

111.11

-450

111.07

-450

111.06

-450

111.08

-451

110.72

-451

110.8

-451

110.8

-451

110.8

-451

110.8

-451

110.8

-452

110.7

-452

110.64

-452

110.62

-452

110.6

-452

110.7

-452

110.56

-452

110.71

-452

110.65

-452

110.64

-452

110.69

-453

110.35

-456

111.73

-458

110.26

-495

111.71

-500

111.35

-500

111.6

-541

110.25

-584

110.27

-660

111.6

-676

111.6

-699

111.6

-823

111.6

-907

111.64

-1000

111.6

-1161

110.4

-1200

111.6

-1253

111.6

-1330

111.62

-1501

112

-1504

111.6

-1505

111.6

-1766

111.67

-1879

111.67

-1892

111.6

-2242

111.6

-2417

111.6

-6057

111.6

-6800

111.6

-7787

111.6

-8499

111.6474

Total

142,153

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

C

purchasing

30000

120

E

20080828

0.37

P

purchasing

-18000

120

E

20081126

1.815

C

purchasing

2000

110

A

20081218

16.56

C

purchasing

6000

110

E

20081126

0.33

P

selling

1200

120

E

20081126

1.77

C

selling

-1000

110

A

20081218

17.33

C

selling

-1000

110

A

20081218

17.1

C

selling

-6000

110

E

20081126

0.8

P

selling

18000

120

E

20081126

1.79

C

selling

-30000

120

E

20080828

0.455

C

selling

-30000

120

E

20080828

0.335

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

14 August 2008

 

Contact name

Pavla Trskova

 

Telephone number

02890 409544

 

Name of offeree/offeror with which connected

BHP Billiton plc

 

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

 

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

140000

37.6132

E

20091001

P

purchased

130000

77.94

E

20100219

P

purchased

100000

38.5842

E

20091201

P

purchased

80000

78.5

E

20110630

P

purchased

70000

43.3704

E

20100628

P

purchased

66000

43.3704

E

20100628

P

purchased

50979

89

E

20100809

P

purchased

40000

77.8

E

20090630

P

purchased

39000

95.75

E

20100629

P

purchased

30588

138.11

E

20120416

P

purchased

30000

77.2

E

20110627

P

purchased

30000

75.22

E

20100524

P

purchased

21200

82.55

E

20100517

P

purchased

20000

95.75

E

20100628

P

purchased

6789

78.46

A

20090924

P

purchased

6646

95.7

E

20120905

P

purchased

6646

98.22

E

20120912

P

purchased

6528

78.5

E

20110630

P

purchased

6415

78.5

E

20110630

P

purchased

6415

138

A

20080925

P

purchased

6268

110

A

20081218

P

purchased

5810

68.66

A

20090924

P

purchased

5428

136

A

20080925

P

purchased

5066

75

A

20111222

P

purchased

4886

80

A

20111222

P

purchased

4420

72

A

20081218

C

purchased

4320

116

A

20080828

P

purchased

3801

120

A

20081030

P

purchased

3388

121

A

20081127

P

purchased

3188

68

A

20101223

P

purchased

3105

132

A

20080828

C

purchased

2994

78.46

A

20090924

P

purchased

2862

77

A

20111222

C

written

2591

85

A

20111222

P

written

2591

58

A

20080925

C

written

2248

122

A

20081218

P

written

2000

120

A

20080925

C

written

1976

105

A

20081127

P

written

1936

141.69

A

20130627

C

written

1592

56.89

A

20090924

P

written

1370

129.41

A

20121220

P

written

1273

128.75

A

20130228

P

written

1273

127.31

A

20130228

P

written

1188

124.35

A

20130228

P

written

1152

143.31

A

20130627

P

written

1152

141.79

A

20110630

P

written

1152

141.69

A

20110630

P

written

1152

139.04

A

20130627

P

written

1132

141.75

A

20130627

P

written

873

132

A

20080925

P

written

869

139.59

A

20130627

P

written

725

130.34

A

20121220

P

written

561

128.71

A

20110224

P

written

561

60

A

20080925

P

written

514

92.66

A

20110728

P

written

514

130

A

20081218

P

written

464

93.6

A

20110728

P

written

464

94.02

A

20110728

P

written

422

131.2

A

20130328

P

written

422

140.36

A

20130627

P

written

405

78.5

E

20110630

P

written

400

78.5

E

20110630

P

written

392

78.5

E

20110630

P

written

388

78.5

E

20110630

C

written

388

65

A

20081127

P

written

365

98.22

E

20120912

P

written

332

98.22

E

20120912

P

written

332

95.7

E

20120905

P

written

330

95.7

E

20120905

P

written

302

94.08

A

20110728

P

written

302

135.22

A

20110412

P

written

296

95.75

E

20100628

P

written

290

95.75

E

20100628

P

written

290

135.38

A

20130725

P

written

268

82.55

E

20100517

P

written

266

82.55

E

20100517

P

written

208

136.18

A

20130627

P

written

208

75.22

E

20100524

P

written

203

75.22

E

20100524

P

written

203

137

A

20130328

C

written

191

60

A

20130627

P

written

191

77.2

E

20110627

P

written

191

77.2

E

20110627

P

written

191

131.14

A

20121011

P

written

177

131.96

A

20130205

P

written

160

98.1

A

20100625

P

written

159

138.11

E

20120416

P

written

141

138.11

E

20120416

P

written

138

95.75

E

20100629

P

written

117

95.75

E

20100629

P

written

115

77.8

E

20090630

P

written

107

77.8

E

20090630

P

written

99

89

E

20100809

P

written

90

89

E

20100809

P

written

88

138

A

20130228

C

written

88

88

E

20091215

P

written

87

89.4361

A

20110207

P

written

81

137.5

A

20130725

P

written

79

83.22

A

20111007

P

written

78

43.3704

E

20100628

P

written

77

43.3704

E

20100628

P

written

71

43.3704

E

20100628

P

written

-70

43.3704

E

20100628

P

written

-191

105.3

A

20110523

P

written

-191

78.5

E

20110630

P

written

-200

78.5

E

20110630

P

written

-203

85.0735

A

20110228

C

written

-208

115

E

20081218

P

written

-290

153.6

A

20130107

P

written

-302

174.48

A

20130521

C

written

-332

66

E

20091215

P

written

-385

160.932

A

20121128

C

written

-388

110

A

20081218

P

written

-422

73.8533

A

20101229

C

written

-464

85

A

20100623

P

written

-514

38.5842

E

20091201

P

written

-561

38.5842

E

20091201

P

written

-775

119

A

20120711

P

written

-1152

85.04

A

20110328

C

written

-1152

140

E

20080828

P

written

-1273

99.8

A

20110428

P

written

-1948

115.61

A

20120613

P

written

-2000

164.66

A

20121227

P

written

-2000

96.12

A

20110623

P

written

-2491

99.12

A

20120425

P

written

-2591

88.07

A

20110623

P

written

-5000

97.272

A

20120828

P

written

-5000

115

E

20080828

P

written

-6415

135

E

20080828

P

written

-6437

109.19

A

20120530

P

written

-6646

120

E

20081126

P

written

-8000

92.64

A

20110624

P

written

-9000

119.75

A

20120628

C

written

-15000

120

E

20080828

C

written

-15315

135

E

20081218

P

written

-18000

88.6

A

20120327

P

written

-33000

77.94

E

20100219

P

written

-36000

77.94

E

20100219

C

written

-36000

64

A

20090619

P

written

-44000

116.82

A

20120711

P

written

-50000

37.6132

E

20091001

P

written

-57000

37.6132

E

20091001

P

written

-71000

94.91

A

20110623

P

written

-75000

100

E

20081218

C

written

-100000

59.365

A

20120628

P

written

-112000

130

E

20081126

P

written

-140000

56.0324

E

20081103

P

written

-150000

74.25

E

20110727

P

written

-242000

56.1501

A

20101011

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.  Full details of any existing agreements to purchase or to sell should also be given on this form.  

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
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