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EPT Disclosure

4th Aug 2008 10:36

RNS Number : 5505A
Macquarie Group Limited
04 August 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Bank Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: GB0007188757

Date of dealing

1 August 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

768,045  0.07%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

768,045 0.07%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (USD)

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

August 2008

Contact name

Johanna Uy

Telephone number

+44 (0) 2030374339

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Connected principal trader

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Annexure 

B = 22040 S = -120574 

Buy Sell

Exec Quantity

Exec Price

BUY

105.00

51.23

BUY

1078.00

51.23

BUY

263.00

51.23

BUY

211.00

51.23

BUY

179.00

51.23

BUY

664.00

51.23

BUY

105.00

51.25

BUY

655.00

51.25

BUY

179.00

51.25

BUY

277.00

51.20

BUY

312.00

51.20

BUY

777.00

51.20

BUY

195.00

51.20

BUY

28.00

51.04

BUY

200.00

51.07

BUY

88.00

51.04

BUY

520.00

51.08

BUY

380.00

51.08

BUY

800.00

51.08

BUY

200.00

51.08

BUY

01.00

51.08

BUY

1200.00

51.14

BUY

560.00

51.04

BUY

112.00

51.04

BUY

200.00

51.05

BUY

711.00

51.06

BUY

200.00

51.02

BUY

200.00

51.02

BUY

160.00

51.02

BUY

80.00

51.02

BUY

48.00

51.02

BUY

30.00

51.02

BUY

33.00

51.02

BUY

249.00

51.02

BUY

66.00

50.92

BUY

209.00

50.92

BUY

173.00

50.92

BUY

52.00

50.92

BUY

489.00

50.93

BUY

157.00

50.93

BUY

39.00

50.93

BUY

100.00

50.84

BUY

315.00

50.93

BUY

400.00

50.84

BUY

800.00

50.42

BUY

160.00

50.42

BUY

40.00

50.42

BUY

800.00

50.36

BUY

200.00

50.36

BUY

90.00

50.28

BUY

67.00

50.28

BUY

250.00

50.28

BUY

490.00

50.28

BUY

670.00

50.29

BUY

600.00

50.27

BUY

563.00

50.30

BUY

143.00

50.30

BUY

464.00

50.30

BUY

663.00

50.30

BUY

400.00

50.25

BUY

100.00

50.25

BUY

142.00

50.23

BUY

106.00

50.24

BUY

252.00

50.24

BUY

347.00

50.14

BUY

439.00

50.14

BUY

200.00

50.14

BUY

14.00

50.14

BUY

120.00

50.15

BUY

880.00

50.15

BUY

40.00

50.47

SELL

-270.00

51.80

SELL

-263.00

51.92

SELL

-56.00

51.92

SELL

-1964.00

51.80

SELL

-192.00

51.80

SELL

-30.00

51.80

SELL

-229.00

51.80

SELL

-38.00

51.80

SELL

-45.00

51.80

SELL

-55.00

51.80

SELL

-193.00

51.80

SELL

-19.00

51.80

SELL

-02.00

51.80

SELL

-180.00

51.80

SELL

-6783.00

51.80

SELL

-500.00

51.92

SELL

-1051.00

51.92

SELL

-81.00

51.92

SELL

-491.00

51.92

SELL

-58.00

51.92

SELL

-110.00

52.18

SELL

-267.00

52.13

SELL

-2114.00

52.13

SELL

-09.00

52.13

SELL

-52.00

52.11

SELL

-722.00

52.11

SELL

-42.00

52.04

SELL

-49.00

52.01

SELL

-200.00

52.01

SELL

-1299.00

52.01

SELL

-136.00

52.01

SELL

-830.00

52.02

SELL

-59.00

52.02

SELL

-187.00

51.98

SELL

-172.00

51.98

SELL

-157.00

51.98

SELL

-154.00

51.98

SELL

-163.00

51.98

SELL

-159.00

51.98

SELL

-176.00

51.98

SELL

-121.00

51.98

SELL

-39.00

51.98

SELL

-163.00

51.98

SELL

-56.00

51.98

SELL

-64.00

51.98

SELL

-124.00

52.06

SELL

-161.00

52.06

SELL

-33.00

52.06

SELL

-136.00

52.06

SELL

-168.00

52.06

SELL

-27.00

52.06

SELL

-154.00

52.06

SELL

-159.00

52.06

SELL

-162.00

52.06

SELL

-166.00

52.06

SELL

-157.00

52.06

SELL

-186.00

52.06

SELL

-180.00

52.06

SELL

-107.00

52.06

SELL

-96.00

52.06

SELL

-77.00

52.06

SELL

-62.00

52.06

SELL

-196.00

52.06

SELL

-49.00

52.06

SELL

-45712.00

00.01

SELL

-45712.00

00.01

SELL

-26.00

50.65

SELL

-200.00

50.63

SELL

-266.00

50.62

SELL

-666.00

50.61

SELL

-200.00

50.60

SELL

-914.00

50.60

SELL

-183.00

50.60

SELL

-45.00

50.60

SELL

-2000.00

50.59

SELL

-200.00

50.59

SELL

-300.00

50.59

SELL

-1750.00

394.49

00.00

OTC sale to custodian at market.

Total

-98534.00

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSSISULSASEDA

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,633.75
Change48.74