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EPT Disclosure

13th May 2008 10:58

RNS Number : 3077U
UBS AG (EPT)
13 May 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

 

Company dealt in

BHP Billiton Plc

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

0.5 USD Ordinary

 

Date of dealing

12 MAY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

7,514,828

0.34%

4,583,604

0.21%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

7,514,828

0.34%

4,583,604

0.21%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

634

1957 pence

PURCHASE

1134

1958

SALE

441

1960

PURCHASE

482

1960

SALE

1250

1960

SALE

69

1961

PURCHASE

1667

1961

PURCHASE

1071

1961

PURCHASE

1778

1961

PURCHASE

724

1961

PURCHASE

3000

1961

PURCHASE

495

1961

PURCHASE

3620

1961

SALE

3000

1962

SALE

490

1962

SALE

1104

1962

PURCHASE

543

1962

PURCHASE

1800

1962

SALE

862

1962

SALE

724

1962

SALE

3000

1962

SALE

495

1962

SALE

118

1963

SALE

543

1963

SALE

1752

1963

PURCHASE

109

1963.5

SALE

2173

1964

PURCHASE

438

1966

PURCHASE

473

1966

SALE

245

1968

SALE

194

1968

PURCHASE

406

1968

PURCHASE

140

1968.5

SALE

306

1969

SALE

126

1969

SALE

151

1969

SALE

818

1969

SALE

2890

1969

SALE

309

1969

SALE

348

1970

SALE

618

1970

SALE

300

1971

PURCHASE

208

1971

PURCHASE

92

1971

SALE

1956

1972

SALE

493

1972

SALE

28

1972

SALE

644

1972

SALE

593

1972

SALE

908

1972

SALE

605

1973

PURCHASE

247

1973

PURCHASE

3926

1973

SALE

452

1974

SALE

1109

1974

SALE

1022

1974

SALE

521

1974

SALE

516

1974

SALE

3444

1974

PURCHASE

2156

1975

SALE

4982

1975

PURCHASE

602

1975

SALE

1613

1975

PURCHASE

306

1975.5

PURCHASE

306

1975.5

SALE

619

1977

PURCHASE

474

1978

SALE

474

1979

SALE

311

1979

SALE

1457

1980

SALE

526

1980

PURCHASE

1764

1980

SALE

1200

1981

SALE

1

1981

SALE

640

1981

PURCHASE

2132

1981

SALE

613

1982

SALE

2132

1982

SALE

1791

1983

PURCHASE

1138

1983

SALE

103

1984

SALE

275

1984

SALE

110

1984

SALE

113

1984

SALE

110

1984

SALE

23

1984

SALE

33

1984

SALE

2942

1984

SALE

58

1984

PURCHASE

984

1984

SALE

650

1985

PURCHASE

3248

1985

PURCHASE

232

1985

PURCHASE

489

1985

PURCHASE

984

1985

SALE

489

1986

SALE

243

1987

PURCHASE

800

1987

PURCHASE

1500

1987

PURCHASE

500

1987

PURCHASE

306

1987

SALE

984

1987

PURCHASE

201

1987

PURCHASE

429

1988

SALE

640

1988

SALE

3905

1988

SALE

201

1988

PURCHASE

306

1988.5

PURCHASE

613

1989

PURCHASE

299

1989

SALE

652

1989

PURCHASE

750

1990

SALE

387

1990

PURCHASE

387

1990

PURCHASE

38

1990

SALE

246

1990

SALE

571

1990

SALE

429

1990

PURCHASE

1800

1991

SALE

1800

1992

SALE

3437

1992

PURCHASE

163

1993

SALE

442

1993

PURCHASE

1865

1993

PURCHASE

1563

1993

SALE

381

1997

PURCHASE

66

2000

PURCHASE

1278

2001

PURCHASE

1295

2001

SALE

66

2001

PURCHASE

1101

2002

PURCHASE

2321

2002

PURCHASE

1122

2006

PURCHASE

648

2006

SALE

683

2009

SALE

648

2010

PURCHASE

648

2011

PURCHASE

577

2011

PURCHASE

138

2011

SALE

577

2012

SALE

258

2013

SALE

319

2013

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

13 MAY 2008

 

Contact name

NIMISHA SACHDEV

 

Telephone number

020 7567 8762

 

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

 

Nature of connection (Note 9)

CONNECTED ADVISER

 

Notes

 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDUDUBGGIX

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