1st May 2008 10:58
Macquarie Group Limited01 May 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 30 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 5,408,070 0.16% (2) Derivatives (other than options) 13,590 0.00% (3) Options and agreements to purchase/sell 5,885,640 0.17% Total 13,590 0.00% 11,293,710 0.33% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Stock Loan Returns 20,150 N/ACollateral Received 112,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 1 May 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Annexure A B = 330875 S = -369193 Buy Sell Exec Quantity Exec Price BUY 324.00 42.22 BUY 543.00 42.20 BUY 2200.00 42.20 BUY 1119.00 42.20 BUY 1138.00 42.20 BUY 400.00 42.22 BUY 8635.00 42.26 BUY 1365.00 42.26 BUY 4276.00 42.22 BUY 6675.00 42.30 BUY 3325.00 42.30 BUY 2203.00 42.37 BUY 780.00 42.37 BUY 20.00 42.37 BUY 6997.00 42.37 BUY 240.00 42.20 BUY 4760.00 42.20 BUY 3000.00 42.25 BUY 758.00 42.25 BUY 450.00 42.25 BUY 5000.00 42.25 BUY 792.00 42.25 BUY 5000.00 42.24 BUY 1560.00 42.28 BUY 51.00 42.28 BUY 60.00 42.28 BUY 5000.00 42.28 BUY 40.00 42.28 BUY 2340.00 42.28 BUY 901.00 42.28 BUY 48.00 42.28 BUY 2000.00 42.31 BUY 780.00 42.32 BUY 1568.00 42.32 BUY 556.00 42.32 BUY 20.00 42.32 BUY 7076.00 42.32 BUY 1302.00 42.40 BUY 665.00 42.40 BUY 3000.00 42.40 BUY 79.00 42.40 BUY 290.00 42.40 BUY 137.00 42.40 BUY 999.00 42.40 BUY 10000.00 42.47 BUY 302.00 42.40 BUY 3226.00 42.40 BUY 210.00 42.23 BUY 257.00 42.23 BUY 164.00 42.23 BUY 9369.00 42.23 BUY 950.00 42.33 BUY 70.00 42.33 BUY 1476.00 42.33 BUY 468.00 42.30 BUY 383.00 42.30 BUY 16.00 42.36 BUY 7279.00 42.33 BUY 35.00 42.33 BUY 190.00 42.33 BUY 990.00 42.30 BUY 431.00 42.30 BUY 7728.00 42.30 BUY 562.00 42.36 BUY 265.00 42.36 BUY 795.00 42.55 BUY 286.00 42.55 BUY 50.00 42.55 BUY 199.00 42.55 BUY 1200.00 42.55 BUY 1800.00 42.55 BUY 800.00 42.55 BUY 1120.00 42.55 BUY 79894.00 42.27 BUY 1681.00 42.17 BUY 228.00 42.17 BUY 283.00 42.17 BUY 709.00 42.17 BUY 330.00 42.17 BUY 129.00 42.17 BUY 385.00 42.20 BUY 518.00 42.20 BUY 126.00 42.28 BUY 86.00 42.28 BUY 757.00 42.34 BUY 899.00 42.34 BUY 620.00 42.34 BUY 231.00 42.34 BUY 574.00 42.34 BUY 711.00 42.34 BUY 452.00 42.29 BUY 227.00 42.39 BUY 1000.00 42.38 BUY 586.00 42.38 BUY 906.00 42.38 BUY 39.00 42.32 BUY 674.00 42.32 BUY 734.00 42.33 BUY 716.00 42.28 BUY 1500.00 42.28 BUY 325.00 42.28 BUY 722.00 42.32 BUY 267.00 42.29 BUY 592.00 42.29 BUY 108.00 42.29 BUY 200.00 42.29 BUY 78.00 42.29 BUY 190.00 42.29 BUY 17.00 42.29 BUY 223.00 42.29 BUY 473.00 42.29 BUY 390.00 42.41 BUY 365.00 42.42 BUY 906.00 42.34 BUY 88.00 42.30 BUY 27.00 42.30 BUY 15.00 42.30 BUY 249.00 42.30 BUY 19.00 42.30 BUY 28.00 42.30 BUY 2938.00 42.24 BUY 01.00 42.25 BUY 03.00 42.25 BUY 01.00 42.23 BUY 673.00 42.25 BUY 1810.00 42.32 BUY 113.00 42.32 BUY 877.00 42.32 BUY 456.00 42.32 BUY 250.00 42.30 BUY 693.00 42.30 BUY 2000.00 42.30 BUY 544.00 42.33 BUY 1664.00 42.33 BUY 1393.00 42.32 BUY 20.00 42.33 BUY 500.00 42.46 BUY 2467.00 42.47 BUY 2033.00 42.47 BUY 3388.00 42.28 BUY 297.00 42.29 BUY 1418.00 42.30 BUY 256.00 42.25 BUY 156.00 42.25 BUY 53.00 42.18 BUY 83.00 42.18 BUY 218.00 42.19 BUY 737.00 42.19 BUY 654.00 42.18 BUY 20.00 42.20 BUY 220.00 42.20 BUY 382.00 42.20 BUY 903.00 42.21 BUY 160.00 42.20 BUY 840.00 42.20 BUY 900.00 42.20 BUY 296.00 42.24 BUY 114.00 42.19 BUY 454.00 42.19 BUY 300.00 42.19 BUY 200.00 42.19 BUY 460.00 42.19 BUY 1182.00 42.19 BUY 3381.00 42.24 BUY 845.00 42.24 BUY 1675.00 42.17 BUY 273.00 42.59 BUY 767.00 42.53 BUY 420.00 42.54 BUY 591.00 42.54 BUY 1885.00 42.45 BUY 1256.00 42.45 BUY 833.00 42.32 BUY 270.00 42.35 BUY 475.00 42.32 BUY 829.00 42.32 BUY 1334.00 42.21 BUY 134.00 42.21 BUY 12.00 42.23 BUY 1180.00 42.23 BUY 293.00 42.34 BUY 339.00 42.34 BUY 577.00 42.34 BUY 1083.00 42.34 BUY 361.00 42.40 BUY 362.00 42.62 BUY 300.00 42.23 BUY 1971.00 42.40 BUY 29.00 42.40 BUY 500.00 42.44 BUY 780.00 42.32 BUY 700.00 42.32 BUY 20.00 42.32 BUY 500.00 42.21 BUY 947.00 42.26 BUY 881.00 42.26 BUY 50.00 42.11 BUY 100.00 42.29 BUY 500.00 42.21 BUY 300.00 42.20 BUY 250.00 42.19 BUY 300.00 42.17 BUY 250.00 42.15 BUY 270.00 42.27 BUY 934.00 42.19 BUY 539.00 42.34 BUY 627.00 42.34 BUY 1138.00 42.34 BUY 1334.00 42.32 BUY 67.00 42.31 BUY 2278.00 42.31 BUY 268.00 42.31 BUY 200.00 42.30 BUY 1000.00 42.30 BUY 1198.00 42.30 BUY 2699.00 42.32 BUY 133.00 42.31 BUY 441.00 42.31 BUY 2894.00 42.30 BUY 780.00 42.18 BUY 80.00 42.18 BUY 2000.00 42.18 BUY 1883.00 42.19 BUY 1062.00 42.18 BUY 5000.00 42.27 BUY 2500.00 80.00 BUY 2500.00 80.02 SELL -256.00 42.11 SELL -2916.00 42.11 SELL -02.00 42.11 SELL -15000.00 42.11 SELL -20000.00 42.11 SELL -621.00 42.11 SELL -5000.00 42.11 SELL -1205.00 42.11 SELL -10378.00 42.27 SELL -300.00 42.27 SELL -2000.00 42.27 SELL -23.00 42.27 SELL -23.00 42.27 SELL -2276.00 42.27 SELL -3482.00 42.16 SELL -500.00 42.16 SELL -200.00 42.16 SELL -10000.00 42.15 SELL -7799.00 42.20 SELL -2201.00 42.20 SELL -488.00 42.22 SELL -400.00 42.22 SELL -1000.00 42.22 SELL -1000.00 42.22 SELL -127.00 42.22 SELL -285.00 42.22 SELL -1000.00 42.16 SELL -1000.00 42.16 SELL -2296.00 42.16 SELL -2404.00 42.16 SELL -10000.00 42.24 SELL -500.00 42.16 SELL -1371.00 42.16 SELL -3947.00 42.16 SELL -407.00 42.34 SELL -500.00 42.22 SELL -120.00 42.20 SELL -500.00 42.20 SELL -7176.00 42.20 SELL -9593.00 42.34 SELL -2113.00 42.32 SELL -7887.00 42.32 SELL -86.00 42.22 SELL -916.00 42.20 SELL -1000.00 42.20 SELL -500.00 42.20 SELL -10000.00 42.18 SELL -4422.00 42.39 SELL -3275.00 42.38 SELL -578.00 42.39 SELL -1725.00 42.38 SELL -207.00 42.28 SELL -250.00 42.28 SELL -01.00 42.28 SELL -119.00 42.28 SELL -3098.00 42.28 SELL -299.00 42.28 SELL -2000.00 42.28 SELL -100.00 42.28 SELL -212.00 42.28 SELL -120.00 42.28 SELL -2500.00 42.28 SELL -1000.00 42.28 SELL -94.00 42.28 SELL -5223.00 42.28 SELL -83.00 42.28 SELL -3844.00 42.28 SELL -254.00 42.28 SELL -700.00 42.28 SELL -150.00 42.28 SELL -966.00 42.28 SELL -350.00 42.28 SELL -01.00 42.28 SELL -395.00 42.28 SELL -5286.00 42.28 SELL -878.00 42.28 SELL -1400.00 42.28 SELL -470.00 42.28 SELL -5000.00 42.23 SELL -1705.00 42.35 SELL -429.00 42.23 SELL -500.00 42.23 SELL -1000.00 42.23 SELL -6633.00 42.23 SELL -6438.00 42.23 SELL -8295.00 42.35 SELL -1304.00 42.60 SELL -200.00 42.60 SELL -200.00 42.60 SELL -4296.00 42.60 SELL -250.00 42.60 SELL -300.00 42.29 SELL -100.00 42.29 SELL -2143.00 42.29 SELL -20.00 42.35 SELL -252.00 42.34 SELL -2298.00 42.33 SELL -718.00 42.24 SELL -1437.00 42.25 SELL -899.00 42.22 SELL -253.00 42.22 SELL -2237.00 42.22 SELL -226.00 42.22 SELL -1287.00 42.35 SELL -60.00 42.35 SELL -12.00 42.35 SELL -2038.00 42.35 SELL -120.00 42.34 SELL -1280.00 42.34 SELL -253.00 42.36 SELL -150.00 42.36 SELL -200.00 42.36 SELL -168.00 42.36 SELL -229.00 42.36 SELL -417.00 42.34 SELL -861.00 42.34 SELL -253.00 42.34 SELL -200.00 42.34 SELL -2269.00 42.34 SELL -2132.00 42.37 SELL -200.00 42.37 SELL -40.00 42.37 SELL -628.00 42.37 SELL -35.00 42.38 SELL -02.00 42.35 SELL -530.00 42.35 SELL -1002.00 42.35 SELL -1282.00 42.35 SELL -238.00 42.35 SELL -511.00 42.35 SELL -283.00 42.41 SELL -17.00 42.41 SELL -883.00 42.41 SELL -2233.00 42.41 SELL -997.00 42.41 SELL -227.00 42.36 SELL -227.00 42.38 SELL -1719.00 42.18 SELL -374.00 42.18 SELL -236.00 42.28 SELL -897.00 42.53 SELL -1723.00 42.27 SELL -270.00 42.31 SELL -2000.00 42.18 SELL -50.00 42.38 SELL -1450.00 42.38 SELL -1000.00 42.34 SELL -275.00 42.48 SELL -50.00 42.26 SELL -68.00 42.26 SELL -339.00 42.26 SELL -33.00 42.25 SELL -881.00 42.25 SELL -725.00 42.48 SELL -200.00 42.19 SELL -100.00 42.15 SELL -100.00 42.15 SELL -250.00 42.15 SELL -25.00 42.15 SELL -150.00 42.15 SELL -200.00 42.15 SELL -1100.00 42.15 SELL -100.00 42.15 SELL -300.00 42.25 SELL -300.00 42.17 SELL -500.00 42.49 SELL -1001.00 42.50 SELL -452.00 42.56 SELL -2048.00 42.56 SELL -18600.00 80.30 SELL -31800.00 80.59 SELL -900.00 81.05 SELL -500.00 81.05 SELL -400.00 81.05 SELL -300.00 81.05 SELL -400.00 81.05 SELL -100.00 80.94 SELL -800.00 80.94 SELL -100.00 80.93 SELL -600.00 80.93 SELL -500.00 80.93 SELL -400.00 80.93 SELL -500.00 80.90 SELL -500.00 80.90 SELL -500.00 80.90 SELL -1000.00 80.90 SELL -300.00 80.93 SELL -2500.00 80.45 SELL -5000.00 80.83 SELL -2500.00 81.25 -22882.00 OTC sale to custodian at market. Total -38318.00 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 300.00 42.17 CFDS BUY 50.00 42.26 CFDS BUY 33.00 42.25 CFDS BUY 881.00 42.25 CFDS BUY 339.00 42.26 CFDS BUY 68.00 42.26 CFDS BUY 50.00 42.38 CFDS BUY 1450.00 42.38 CFDS BUY 275.00 42.48 CFDS BUY 1000.00 42.34 CFDS BUY 500.00 42.49 CFDS BUY 2048.00 42.56 CFDS BUY 2000.00 42.18 CFDS BUY 725.00 42.48 CFDS BUY 200.00 42.19 CFDS BUY 250.00 42.15 CFDS BUY 100.00 42.15 CFDS BUY 100.00 42.15 CFDS BUY 25.00 42.15 CFDS BUY 150.00 42.15 CFDS BUY 200.00 42.15 CFDS BUY 1100.00 42.15 CFDS BUY 100.00 42.15 CFDS BUY 300.00 42.25 CFDS BUY 1001.00 42.50 CFDS BUY 452.00 42.56 CFDS SELL -500.00 42.21 CFDS SELL -300.00 42.20 CFDS SELL -500.00 42.21 CFDS SELL -881.00 42.26 CFDS SELL -947.00 42.26 CFDS SELL -1971.00 42.40 CFDS SELL -29.00 42.40 CFDS SELL -500.00 42.44 CFDS SELL -700.00 42.32 CFDS SELL -780.00 42.32 CFDS SELL -20.00 42.32 CFDS SELL -250.00 42.19 CFDS SELL -300.00 42.17 CFDS SELL -300.00 42.23 CFDS SELL -250.00 42.15 CFDS SELL -50.00 42.11 CFDS SELL -100.00 42.29 CFDS SELL -270.00 42.27 Total Buy 13,697 Total Sell 8,648 Annexure C B = 157544 S = -396884 Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 10.00 01.12 39.00 American 20080626 Put Option BUY 02.00 00.68 37.00 American 20080626 Put Option BUY 25.00 00.53 36.00 American 20080626 Put Option BUY 06.00 00.52 36.00 American 20080626 Put Option BUY 16.00 00.85 38.00 American 20080626 Put Option BUY 15.00 00.86 38.00 American 20080626 Put Option BUY 10000.00 00.06 35.00 European 20080529 Call Option BUY 5000.00 00.85 42.00 American 20080626 Call Option BUY 10000.00 00.86 42.00 American 20080626 Call Option BUY 15000.00 01.14 40.00 American 20080626 Call Option BUY 15000.00 01.14 40.00 American 20080626 Call Option BUY 10000.00 01.17 40.00 American 20080626 Put Option BUY 4500.00 00.36 41.00 European 20080529 Call Option BUY 10000.00 00.29 45.00 American 20080529 Call Option BUY 40000.00 00.29 45.00 American 20080529 Call Option BUY 10000.00 00.29 45.00 American 20080529 Put Option BUY 5000.00 03.33 37.00 European 30/10/2007 Put Option BUY 270.00 39.30 03.43 European 30/06/2008 Put Option BUY 200.00 17.35 25.00 European 19/05/2016 Put Option BUY 4000.00 13.48 32.00 European 17/11/2016 Put Option BUY 250.00 13.56 32.00 European 17/11/2016 Put Option BUY 1500.00 13.59 32.00 European 17/11/2016 Put Option BUY 2250.00 13.59 32.00 European 17/11/2016 Put Option BUY 2000.00 13.59 32.00 European 17/11/2016 Put Option BUY 3500.00 13.64 32.00 European 17/11/2016 Put Option BUY 500.00 13.63 32.00 European 17/11/2016 Put Option BUY 250.00 13.60 32.00 European 17/11/2016 Put Option BUY 250.00 13.60 32.00 European 17/11/2016 Put Option BUY 1000.00 20.78 22.00 European 26/06/2008 Put Option BUY 4000.00 20.77 22.00 European 26/06/2008 Put Option BUY 3000.00 20.79 22.00 European 26/06/2008 Call Option SELL -10.00 00.46 47.00 American 20080529 Call Option SELL -05.00 01.61 45.00 American 20080626 Call Option SELL -08.00 01.62 45.00 American 20080626 Call Option SELL -02.00 01.50 43.00 American 20080529 Call Option SELL -04.00 02.09 42.00 American 20080529 Call Option SELL -01.00 01.36 46.00 American 20080626 Call Option SELL -02.00 02.68 41.00 American 20080529 Call Option SELL -06.00 02.57 41.00 American 20080529 Call Option SELL -20000.00 00.20 60.00 American 20080925 Call Option SELL -20000.00 00.20 60.00 American 20080925 Call Option SELL -10000.00 00.87 42.00 American 20080626 Call Option SELL -5000.00 00.87 42.00 American 20080626 Call Option SELL -10000.00 00.87 42.00 American 20080626 Call Option SELL -8000.00 00.45 46.00 American 20080626 Call Option SELL -10000.00 01.12 40.00 American 20080626 Call Option SELL -5000.00 01.12 40.00 American 20080626 Call Option SELL -15000.00 01.14 40.00 American 20080626 Call Option SELL -20000.00 01.14 40.00 American 20080626 Call Option SELL -15000.00 01.12 40.00 American 20080626 Call Option SELL -5000.00 01.13 40.00 American 20080626 Call Option SELL -20000.00 01.13 40.00 American 20080626 Call Option SELL -10000.00 00.50 43.00 American 20080529 Call Option SELL -15000.00 00.50 43.00 American 20080529 Call Option SELL -10000.00 00.27 45.00 American 20080529 Call Option SELL -15000.00 00.28 45.00 American 20080529 Call Option SELL -10000.00 00.28 45.00 American 20080529 Call Option SELL -20000.00 00.28 45.00 American 20080529 Call Option SELL -20000.00 00.27 45.00 American 20080529 Call Option SELL -3100.00 00.29 45.00 American 20080529 SELL -79894.00 00.01 Put Option SELL -337.00 29.61 23.00 European 29/06/2018 Put Option SELL -415.00 29.15 23.00 European 29/06/2018 Put Option SELL -3000.00 03.43 37.00 European 30/10/2007 Put Option SELL -1000.00 03.41 37.00 European 30/10/2007 Put Option SELL -700.00 03.38 37.00 European 30/10/2007 Put Option SELL -2300.00 03.52 37.00 European 30/10/2007 Put Option SELL -5000.00 03.42 37.00 European 30/10/2007 Put Option SELL -2000.00 16.01 26.93 European 30/06/2008 Put Option SELL -200.00 00.01 25.00 European 19/05/2016 Put Option SELL -1000.00 13.47 32.00 European 17/11/2016 Put Option SELL -500.00 13.54 32.00 European 17/11/2016 Put Option SELL -1750.00 13.62 32.00 European 17/11/2016 Put Option SELL -250.00 13.63 32.00 European 17/11/2016 Put Option SELL -1000.00 13.63 32.00 European 17/11/2016 Put Option SELL -1000.00 13.59 32.00 European 17/11/2016 Put Option SELL -4000.00 13.50 32.00 European 17/11/2016 Put Option SELL -4000.00 13.50 32.00 European 17/11/2016 Put Option SELL -2000.00 13.55 32.00 European 17/11/2016 Put Option SELL -4000.00 13.57 32.00 European 17/11/2016 Put Option SELL -1000.00 13.44 32.00 European 17/11/2016 Put Option SELL -3000.00 13.55 32.00 European 17/11/2016 Put Option SELL -300.00 13.81 32.00 European 17/11/2016 Put Option SELL -1525.00 26.23 20.00 European 28/06/2013 Put Option SELL -375.00 26.60 20.00 European 28/06/2013 Put Option SELL -2000.00 15.35 25.00 European 24/01/2008 Put Option SELL -1000.00 15.22 25.00 European 24/01/2008 Put Option SELL -250.00 15.22 25.00 European 24/01/2008 Put Option SELL -750.00 15.22 25.00 European 24/01/2008 Put Option SELL -5000.00 20.88 22.00 European 26/06/2008 Put Option SELL -1200.00 12.73 30.21 European 30/06/2008 Total -239340.00 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group