18th Dec 2008 11:33
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
17/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,537,327 |
GBP 1.72 |
GBP 1.64 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,564,982 |
GBP 1.69 |
GBP 1.66 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
125,015 |
GBP 1.67 |
|
Long Swap |
LONG |
707 |
GBP 1.67 |
|
Long Swap |
LONG |
2,119 |
GBP 1.67 |
|
Long Swap |
LONG |
4,923 |
GBP 1.67 |
|
Long Swap |
LONG |
10,001 |
GBP 1.67 |
|
Long Swap |
LONG |
10,280 |
GBP 1.66 |
|
Long Swap |
LONG |
10,290 |
GBP 1.67 |
|
Long Swap |
LONG |
14,833 |
GBP 1.67 |
|
Long Swap |
LONG |
28,342 |
GBP 1.66 |
|
Long Swap |
LONG |
44,313 |
GBP 1.67 |
|
Long Swap |
LONG |
417 |
GBP 1.67 |
|
Long Swap |
LONG |
69,703 |
GBP 1.67 |
|
Long Swap |
LONG |
159,592 |
GBP 1.67 |
|
Long Swap |
LONG |
52,856 |
GBP 1.67 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
343 |
GBP 1.67 |
|
Short Swap |
SHORT |
159,592 |
GBP 1.67 |
|
Short Swap |
SHORT |
125,015 |
GBP 1.67 |
|
Short Swap |
SHORT |
120,148 |
GBP 1.70 |
|
Short Swap |
SHORT |
69,703 |
GBP 1.67 |
|
Short Swap |
SHORT |
54,314 |
GBP 1.67 |
|
Short Swap |
SHORT |
38,632 |
GBP 1.67 |
|
Short Swap |
SHORT |
9,555 |
GBP 1.67 |
|
Short Swap |
SHORT |
2,142 |
GBP 1.67 |
|
Short Swap |
SHORT |
857 |
GBP 1.67 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
17/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,557,963 |
GBP 1.28 |
GBP 1.21 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,739,923 |
GBP 1.28 |
GBP 1.20 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
389,127 |
GBP 1.26 |
|
Long Swap |
LONG |
41,489 |
GBP 1.27 |
|
Long Swap |
LONG |
16,314 |
GBP 1.27 |
|
Long Swap |
LONG |
10,810 |
GBP 1.21 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
139 |
GBP 1.27 |
|
Short Swap |
SHORT |
7,152 |
GBP 1.27 |
|
Short Swap |
SHORT |
10,810 |
GBP 1.25 |
|
Short Swap |
SHORT |
13,952 |
GBP 1.26 |
|
Short Swap |
SHORT |
16,314 |
GBP 1.27 |
|
Short Swap |
SHORT |
34,337 |
GBP 1.27 |
|
Short Swap |
SHORT |
100,000 |
GBP 1.26 |
|
Short Swap |
SHORT |
106,429 |
GBP 1.26 |
|
Short Swap |
SHORT |
386,947 |
GBP 1.26 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
17/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
866,539 |
GBP 0.72 |
GBP 0.67 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
464,956 |
GBP 0.72 |
GBP 0.67 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Non Assented Shares |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
17/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
40,112 |
GBP 9.76 |
GBP 9.62 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
56,017 |
GBP 9.75 |
GBP 9.66 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
16,434 |
GBP 9.77 |
|
Long Swap |
LONG |
8,384 |
GBP 9.61 |
|
Long Swap |
LONG |
1,000 |
GBP 9.66 |
|
Long Swap |
LONG |
981 |
GBP 9.68 |
|
Long Swap |
LONG |
92 |
GBP 9.68 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
981 |
GBP 9.75 |
|
Short Swap |
SHORT |
1,629 |
GBP 9.75 |
|
Short Swap |
SHORT |
2,211 |
GBP 9.75 |
|
Short Swap |
SHORT |
6,000 |
GBP 9.63 |
|
Short Swap |
SHORT |
14,805 |
GBP 9.75 |
|
Short Swap |
SHORT |
26,720 |
GBP 9.75 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
18/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
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