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EPT Disclosure

10th Oct 2008 11:07

RNS Number : 5701F
Credit Suisse Equities (Australia)
10 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

09-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1144264

0.250

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1144264

0.250

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

342

80.50

Purchase

108

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

5,000

80.50

Purchase

500

80.45

Purchase

246

80.44

Purchase

50

80.43

Purchase

3

80.30

Purchase

3

80.30

Purchase

471

80.30

Purchase

277

80.29

Purchase

71

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

66

80.50

Purchase

169

80.50

Purchase

6

80.50

Purchase

174

80.32

Purchase

6

80.31

Purchase

800

80.30

Purchase

1,059

80.30

Purchase

25

80.30

Purchase

146

80.30

Purchase

328

80.30

Purchase

658

80.29

Purchase

55

80.28

Purchase

246

80.27

Purchase

9

80.20

Purchase

4,682

80.20

Purchase

146

80.50

Purchase

110

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

500

80.50

Purchase

813

80.50

Purchase

246

80.50

Purchase

500

80.50

Purchase

800

80.50

Purchase

1,452

80.45

Purchase

814

80.44

Purchase

200

80.44

Purchase

218

80.39

Purchase

500

80.30

Purchase

596

80.30

Purchase

276

80.26

Purchase

3

80.20

Purchase

111

80.20

Purchase

707

80.20

Purchase

8

80.19

Purchase

24,625

80.75

Purchase

5,000

80.75

Purchase

5,000

80.75

Purchase

150

80.75

Purchase

1,500

80.75

Purchase

812

80.75

Purchase

813

80.75

Purchase

2,789

80.75

Purchase

1,000

80.75

Purchase

125

80.75

Purchase

50

80.70

Purchase

200

80.60

Purchase

814

80.57

Purchase

3,000

80.50

Purchase

50

80.49

Purchase

17

80.44

Purchase

58

80.41

Purchase

3,000

80.40

Purchase

194

80.40

Purchase

689

80.39

Purchase

3

80.38

Purchase

54

80.37

Purchase

57

80.34

Purchase

373

79.80

Purchase

3

79.80

Purchase

33

79.80

Purchase

167

79.79

Purchase

424

79.75

Purchase

51

79.74

Purchase

39

79.74

Purchase

6

79.74

Purchase

3

79.74

Purchase

491

79.74

Purchase

410

79.74

Purchase

500

79.58

Purchase

211

79.00

Purchase

193

79.00

Purchase

96

79.00

Purchase

450

78.99

Purchase

50

78.99

Purchase

20

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

48

78.99

Purchase

764

78.99

Purchase

232

79.00

Purchase

1

79.00

Purchase

43

79.00

Purchase

1,224

79.00

Purchase

63

78.99

Purchase

30

78.99

Purchase

7

78.99

Purchase

848

78.99

Purchase

199

78.99

Purchase

490

78.99

Purchase

490

78.99

Purchase

5

78.99

Purchase

316

78.99

Purchase

1,000

78.99

Purchase

218

80.31

Purchase

156

80.31

Purchase

156

80.31

Purchase

156

80.31

Purchase

1

80.31

Purchase

1

80.31

Purchase

279

80.31

Purchase

55

80.31

Purchase

70

80.31

Purchase

7

80.31

Purchase

609

80.31

Purchase

747

80.31

Purchase

3

80.31

Purchase

535

80.31

Purchase

7

80.31

Purchase

364

80.30

Purchase

5

80.30

Purchase

1,000

80.30

Purchase

3

80.30

Purchase

2

80.30

Purchase

1

80.30

Purchase

624

80.30

Purchase

1

80.26

Purchase

1,659

80.55

Purchase

1

80.55

Purchase

3

80.55

Purchase

620

80.55

Purchase

5

80.55

Purchase

542

80.55

Purchase

9

80.55

Purchase

161

80.55

Purchase

132

80.63

Purchase

2

80.63

Purchase

4

80.63

Purchase

130

80.63

Purchase

224

80.63

Purchase

26

80.63

Purchase

1,405

80.63

Purchase

2

80.63

Purchase

75

80.63

Purchase

354

81.15

Purchase

104

81.15

Purchase

2

81.15

Purchase

153

81.15

Purchase

865

81.15

Purchase

5

81.15

Purchase

187

81.15

Purchase

262

81.15

Purchase

309

81.15

Purchase

538

81.15

Purchase

9

81.15

Purchase

187

81.14

Purchase

330

81.14

Purchase

1,695

81.12

Purchase

1,690

81.30

Purchase

1,622

81.30

Purchase

126

81.29

Purchase

277

81.28

Purchase

1,285

81.28

Purchase

1,500

81.30

Purchase

1,189

81.33

Purchase

46

81.33

Purchase

200

81.33

Purchase

64

81.33

Purchase

1

81.33

Purchase

944

81.42

Purchase

70

81.42

Purchase

2,080

81.42

Purchase

9

81.41

Purchase

95

81.41

Purchase

255

81.40

Purchase

817

81.45

Purchase

300

81.45

Purchase

500

81.45

Purchase

383

81.45

Purchase

200

81.23

Purchase

100

81.23

Purchase

179

81.23

Purchase

588

81.23

Purchase

1,260

81.23

Purchase

1,220

81.22

Purchase

2,419

82.30

Purchase

1,514

82.30

Purchase

1,000

82.30

Purchase

67

82.30

Purchase

353

82.00

Purchase

500

82.00

Purchase

30

82.00

Purchase

811

82.00

Purchase

806

81.99

Purchase

433

82.17

Purchase

227

82.17

Purchase

286

82.17

Purchase

51

82.17

Purchase

1,503

82.17

Purchase

10

82.39

Purchase

1,000

82.39

Purchase

898

82.39

Purchase

222

82.39

Purchase

30

82.39

Purchase

250

82.39

Purchase

490

82.39

Purchase

100

82.30

Purchase

499

82.30

Sale

-496

80.25

Sale

-31

80.25

Sale

-130

80.26

Sale

-1

79.00

Sale

-50

82.20

Sale

-348

80.25

Sale

-150

80.25

Sale

-1

80.25

Sale

-2

80.25

Sale

-3

80.25

Sale

-56

80.26

Sale

-201

80.26

Sale

-157

80.26

Sale

-1

80.26

Sale

-424

80.26

Sale

-1

79.01

Sale

-1

79.01

Sale

-1

79.01

Sale

-1

79.00

Sale

-1

79.00

Sale

-1

79.01

Sale

-1,000

77.77

Sale

-450

78.30

Sale

-500

78.36

Sale

-50

78.36

Sale

-804

80.39

Sale

-250

80.42

Sale

-205

81.00

Sale

-100

81.00

Sale

-123

81.00

Sale

-100

81.00

Sale

-50

81.00

Sale

-12

81.00

Sale

-55

81.00

Sale

-50

81.00

Sale

-200

81.00

Sale

-200

81.00

Sale

-120

81.00

Sale

-100

81.00

Sale

-40

81.00

Sale

-1

81.01

Sale

-120

81.01

Sale

-300

81.01

Sale

-150

81.01

Sale

-123

81.01

Sale

-100

81.01

Sale

-150

81.01

Sale

-100

81.01

Sale

-36

81.02

Sale

-30

81.02

Sale

-35

81.02

Sale

-10,000

79.00

TOTAL BUYS:135499

TOTAL SELLS:17611

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

10-10-2008

Contact name

Simon CrawleyCarolyn Collins

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMIIFEAIDLILIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75