Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

3rd Jul 2008 12:09

RNS Number : 2543Y
UBS AG (EPT)
03 July 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

 

JULY 2008

 

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

3,179

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

3,179

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

2171

4270 AUD Cents

SALE

2000

4270

SALE

33

4270

PURCHASE

41

4272

PURCHASE

65

4272

PURCHASE

535

4272

PURCHASE

1000

4272

PURCHASE

2569

4275

PURCHASE

9

4276

PURCHASE

78

4276

PURCHASE

14

4279

PURCHASE

42

4279

PURCHASE

120

4279

PURCHASE

453

4279

SALE

2000

4280

SALE

1170

4280

SALE

1010

4280

SALE

300

4280

SALE

71

4280

PURCHASE

12

4280

PURCHASE

79

4280

PURCHASE

273

4280

PURCHASE

316

4280

PURCHASE

559

4280

PURCHASE

939

4280

PURCHASE

1168

4280

PURCHASE

1843

4280

PURCHASE

2575

4280

SALE

450

4281

SALE

398

4281

SALE

319

4281

PURCHASE

414

4281

PURCHASE

1168

4281

PURCHASE

1570

4281

SALE

2000

4282

SALE

305

4282

SALE

200

4282

PURCHASE

73

4282

PURCHASE

113

4282

PURCHASE

165

4282

PURCHASE

194

4282

PURCHASE

200

4282

PURCHASE

330

4282

PURCHASE

361

4282

PURCHASE

1101

4282

PURCHASE

1278

4282

PURCHASE

2327

4282

SALE

1976

4283

SALE

671

4283

SALE

496

4283

SALE

170

4283

SALE

42

4283

SALE

42

4283

PURCHASE

88

4283

PURCHASE

174

4283

PURCHASE

200

4283

PURCHASE

600

4283

PURCHASE

631

4283

PURCHASE

1905

4283

SALE

1166

4284

SALE

1000

4284

SALE

918

4284

SALE

696

4284

SALE

425

4284

SALE

210

4284

SALE

177

4284

SALE

71

4284

PURCHASE

250

4284

PURCHASE

900

4284

SALE

3419

4285

SALE

210

4285

PURCHASE

78

4285

PURCHASE

80

4285

PURCHASE

732

4285

PURCHASE

119

4286

PURCHASE

147

4286

PURCHASE

200

4286

PURCHASE

239

4286

PURCHASE

273

4286

PURCHASE

2009

4286

PURCHASE

2107

4286

SALE

571

4287

SALE

497

4287

SALE

200

4287

PURCHASE

20

4287

PURCHASE

27

4287

PURCHASE

200

4287

PURCHASE

410

4287

PURCHASE

502

4287

PURCHASE

764

4287

PURCHASE

1166

4287

SALE

940

4288

SALE

400

4288

SALE

361

4288

SALE

230

4288

SALE

71

4288

PURCHASE

408

4288

SALE

2897

4289

SALE

283

4289

SALE

250

4289

SALE

200

4289

SALE

120

4289

SALE

100

4289

SALE

90

4289

SALE

40

4289

SALE

20

4289

SALE

2000

4290

SALE

450

4290

SALE

400

4290

SALE

250

4290

SALE

51

4290

SALE

70

4292

PURCHASE

100

4292

PURCHASE

340

4292

SALE

600

4293

SALE

500

4293

SALE

414

4293

SALE

250

4293

SALE

86

4293

PURCHASE

56

4293

PURCHASE

75

4293

PURCHASE

89

4293

PURCHASE

225

4293

PURCHASE

600

4293

PURCHASE

630

4293

PURCHASE

667

4293

SALE

600

4294

SALE

112

4294

SALE

42

4294

SALE

41

4294

SALE

2346

4295

SALE

499

4295

SALE

400

4295

SALE

300

4295

SALE

20

4295

PURCHASE

450

4295

PURCHASE

1164

4295

SALE

1000

4296

SALE

1000

4296

SALE

221

4297

SALE

500

4299

PURCHASE

2621

4299

PURCHASE

62

4300

PURCHASE

67

4300

PURCHASE

72

4300

PURCHASE

160

4300

PURCHASE

200

4300

PURCHASE

437

4300

PURCHASE

1200

4300

PURCHASE

3

4301

PURCHASE

42

4301

PURCHASE

72

4301

PURCHASE

77

4301

PURCHASE

94

4301

PURCHASE

146

4301

PURCHASE

200

4301

PURCHASE

272

4301

PURCHASE

503

4301

PURCHASE

512

4301

PURCHASE

630

4301

PURCHASE

830

4301

PURCHASE

908

4301

PURCHASE

1075

4301

PURCHASE

1578

4301

PURCHASE

65

4302

PURCHASE

100

4302

PURCHASE

107

4302

PURCHASE

200

4302

PURCHASE

207

4302

PURCHASE

257

4302

PURCHASE

491

4302

PURCHASE

600

4302

PURCHASE

813

4302

PURCHASE

1805

4302

PURCHASE

2097

4302

SALE

511

4303

PURCHASE

75

4303

PURCHASE

258

4303

PURCHASE

284

4303

PURCHASE

425

4303

PURCHASE

427

4303

PURCHASE

685

4303

PURCHASE

700

4303

PURCHASE

800

4303

PURCHASE

1000

4303

SALE

5755

4304

SALE

845

4304

PURCHASE

874

4304

SALE

1000

4305

SALE

595

4305

SALE

25

4305

PURCHASE

45

4305

PURCHASE

136

4305

PURCHASE

1843

4305

SALE

131

4306

PURCHASE

7

4306

PURCHASE

65

4306

PURCHASE

100

4306

PURCHASE

287

4306

PURCHASE

600

4306

SALE

1000

4307

SALE

749

4307

SALE

281

4307

SALE

262

4307

SALE

215

4307

SALE

59

4307

SALE

36

4307

SALE

24

4307

PURCHASE

35

4307

PURCHASE

113

4307

PURCHASE

140

4307

PURCHASE

444

4307

PURCHASE

560

4307

PURCHASE

590

4307

PURCHASE

792

4307

SALE

4829

4308

SALE

2395

4308

SALE

2000

4308

SALE

1000

4308

SALE

784

4308

SALE

751

4308

SALE

531

4308

SALE

500

4308

SALE

500

4308

SALE

356

4308

SALE

300

4308

SALE

291

4308

SALE

226

4308

SALE

95

4308

SALE

42

4308

SALE

41

4308

SALE

36

4308

SALE

10

4308

SALE

9

4308

SALE

4

4308

SALE

3

4308

PURCHASE

67

4308

PURCHASE

88

4308

PURCHASE

113

4308

PURCHASE

200

4308

PURCHASE

247

4308

PURCHASE

300

4308

PURCHASE

300

4308

PURCHASE

400

4308

PURCHASE

515

4308

PURCHASE

800

4308

PURCHASE

900

4308

PURCHASE

900

4308

SALE

1031

4309

SALE

260

4309

SALE

75

4309

SALE

31

4309

PURCHASE

20

4309

PURCHASE

64

4309

PURCHASE

132

4309

PURCHASE

161

4309

PURCHASE

299

4309

PURCHASE

309

4309

PURCHASE

555

4309

PURCHASE

912

4309

SALE

41

4310

PURCHASE

200

4310

PURCHASE

245

4310

PURCHASE

817

4310

PURCHASE

2614

4310

SALE

2000

4311

PURCHASE

20

4311

PURCHASE

52

4311

PURCHASE

53

4311

PURCHASE

129

4311

PURCHASE

157

4311

PURCHASE

172

4311

PURCHASE

239

4311

PURCHASE

300

4311

PURCHASE

600

4311

PURCHASE

719

4311

SALE

684

4312

PURCHASE

400

4312

SALE

1880

4313

SALE

1343

4313

SALE

500

4313

SALE

382

4313

SALE

247

4313

PURCHASE

23

4313

PURCHASE

105

4313

PURCHASE

200

4313

PURCHASE

214

4313

PURCHASE

300

4313

PURCHASE

300

4313

PURCHASE

300

4313

PURCHASE

500

4313

PURCHASE

528

4313

PURCHASE

742

4313

PURCHASE

925

4313

PURCHASE

1841

4313

SALE

1288

4314

SALE

848

4314

SALE

630

4314

SALE

236

4314

PURCHASE

107

4314

PURCHASE

800

4314

SALE

2166

4315

SALE

1933

4315

SALE

1000

4315

SALE

941

4315

PURCHASE

20

4315

PURCHASE

46

4315

PURCHASE

76

4315

PURCHASE

135

4315

PURCHASE

245

4315

PURCHASE

332

4315

PURCHASE

400

4315

PURCHASE

400

4315

PURCHASE

454

4315

PURCHASE

466

4315

PURCHASE

611

4315

PURCHASE

701

4315

PURCHASE

1200

4315

PURCHASE

3823

4315

SALE

4969

4316

SALE

2470

4316

SALE

1928

4316

SALE

1158

4316

SALE

737

4316

SALE

256

4316

SALE

230

4316

PURCHASE

99

4316

PURCHASE

612

4316

PURCHASE

1308

4316

PURCHASE

2500

4316

SALE

226323

4316.151213

PURCHASE

226323

4316.151213

SALE

5755

4317

SALE

4868

4317

SALE

4593

4317

SALE

1000

4317

SALE

887

4317

SALE

848

4317

SALE

846

4317

SALE

814

4317

SALE

809

4317

SALE

470

4317

SALE

424

4317

SALE

300

4317

SALE

268

4317

SALE

225

4317

SALE

100

4317

SALE

80

4317

SALE

50

4317

SALE

46

4317

SALE

42

4317

SALE

13

4317

PURCHASE

300

4317

PURCHASE

733

4317

PURCHASE

907

4317

PURCHASE

1601

4317

SALE

2541

4318

SALE

1000

4318

SALE

1000

4318

SALE

1000

4318

SALE

578

4318

SALE

168

4318

SALE

138

4318

SALE

40

4318

SALE

32

4318

SALE

4

4318

PURCHASE

53

4318

PURCHASE

53

4318

PURCHASE

53

4318

PURCHASE

53

4318

PURCHASE

59

4318

PURCHASE

75

4318

PURCHASE

87

4318

PURCHASE

111

4318

PURCHASE

200

4318

PURCHASE

262

4318

PURCHASE

526

4318

PURCHASE

600

4318

PURCHASE

659

4318

PURCHASE

1325

4318

PURCHASE

2781

4318

PURCHASE

5755

4318

SALE

228369

4318.452264

PURCHASE

228369

4318.452264

SALE

1371

4319

SALE

1000

4319

SALE

729

4319

SALE

489

4319

SALE

381

4319

SALE

262

4319

SALE

220

4319

SALE

69

4319

SALE

7

4319

SALE

7

4319

PURCHASE

42

4319

PURCHASE

600

4319

PURCHASE

635

4319

PURCHASE

1157

4319

PURCHASE

4496

4319

PURCHASE

37

4320

PURCHASE

46

4320

PURCHASE

53

4320

PURCHASE

61

4320

PURCHASE

63

4320

PURCHASE

100

4320

PURCHASE

113

4320

PURCHASE

250

4320

PURCHASE

352

4320

PURCHASE

400

4320

PURCHASE

477

4320

PURCHASE

500

4320

PURCHASE

534

4320

PURCHASE

999

4320

PURCHASE

2970

4320

SALE

361

4321

PURCHASE

100

4321

PURCHASE

100

4321

PURCHASE

117

4321

PURCHASE

342

4321

PURCHASE

400

4321

PURCHASE

400

4321

PURCHASE

431

4321

PURCHASE

908

4321

PURCHASE

1470

4321

PURCHASE

5655

4321

SALE

1000

4322

SALE

588

4322

SALE

337

4322

SALE

315

4322

SALE

50

4322

SALE

45

4322

SALE

42

4322

SALE

35

4322

SALE

30

4322

SALE

30

4322

SALE

4

4322

PURCHASE

1157

4322

PURCHASE

32

4323

PURCHASE

52

4323

PURCHASE

53

4323

PURCHASE

73

4323

PURCHASE

94

4323

PURCHASE

123

4323

PURCHASE

145

4323

PURCHASE

400

4323

PURCHASE

600

4323

PURCHASE

600

4323

SALE

2781

4324

SALE

160

4324

SALE

11

4324

PURCHASE

17

4324

PURCHASE

55

4324

PURCHASE

100

4324

PURCHASE

100

4324

PURCHASE

156

4324

PURCHASE

179

4324

PURCHASE

300

4324

PURCHASE

300

4324

PURCHASE

300

4324

PURCHASE

500

4324

PURCHASE

800

4324

PURCHASE

822

4324

PURCHASE

883

4324

SALE

2772

4325

SALE

2176

4325

SALE

967

4325

SALE

760

4325

SALE

640

4325

SALE

80

4325

SALE

10

4325

PURCHASE

50

4325

PURCHASE

53

4325

PURCHASE

99

4325

PURCHASE

108

4325

PURCHASE

200

4325

PURCHASE

300

4325

PURCHASE

400

4325

PURCHASE

400

4325

PURCHASE

422

4325

PURCHASE

600

4325

PURCHASE

613

4325

PURCHASE

2028

4325

PURCHASE

2396

4325

PURCHASE

3920

4325

SALE

5000

4326

SALE

488

4326

SALE

474

4326

SALE

294

4326

SALE

250

4326

SALE

207

4326

SALE

130

4326

SALE

33

4326

SALE

20

4326

SALE

1155

4327

SALE

1155

4327

SALE

669

4327

SALE

395

4327

SALE

58

4327

PURCHASE

20

4327

SALE

3342

4328

SALE

2503

4328

SALE

730

4328

SALE

644

4328

SALE

239

4328

SALE

146

4328

PURCHASE

16

4328

PURCHASE

636

4328

PURCHASE

849

4328

SALE

2690

4329

SALE

1154

4329

PURCHASE

2500

4329

SALE

1206

4330

SALE

690

4330

SALE

90

4330

SALE

53

4330

PURCHASE

5

4331

PURCHASE

14

4331

PURCHASE

500

4331

PURCHASE

900

4331

PURCHASE

5755

4332

SALE

3222

4333

SALE

837

4333

SALE

42

4333

SALE

41

4333

SALE

760

4334

SALE

176

4334

PURCHASE

16

4334

PURCHASE

60

4334

PURCHASE

200

4334

PURCHASE

600

4334

PURCHASE

11

4336

PURCHASE

53

4336

PURCHASE

85

4336

PURCHASE

100

4336

PURCHASE

100

4336

PURCHASE

144

4336

PURCHASE

145

4336

PURCHASE

400

4336

PURCHASE

530

4336

PURCHASE

550

4336

SALE

4563

4337

SALE

1179

4337

SALE

13

4337

PURCHASE

184

4337

SALE

705

4338

SALE

617

4338

PURCHASE

53

4338

PURCHASE

65

4338

PURCHASE

65

4338

PURCHASE

69

4338

PURCHASE

77

4338

PURCHASE

214

4338

PURCHASE

246

4338

PURCHASE

300

4338

PURCHASE

400

4338

PURCHASE

615

4338

PURCHASE

864

4338

PURCHASE

1200

4338

SALE

450

4339

SALE

3105

4340

SALE

2105

4340

PURCHASE

184

4341

PURCHASE

261

4341

PURCHASE

400

4341

PURCHASE

505

4341

PURCHASE

1200

4341

SALE

5710

4342

SALE

13

4342

PURCHASE

23

4342

PURCHASE

321

4342

PURCHASE

387

4342

PURCHASE

400

4342

PURCHASE

400

4342

PURCHASE

400

4342

PURCHASE

470

4342

PURCHASE

600

4342

PURCHASE

1000

4342

SALE

80

4343

SALE

1

4343

PURCHASE

67

4343

PURCHASE

400

4343

PURCHASE

4590

4343

PURCHASE

5755

4343

SALE

4639

4344

PURCHASE

4

4344

PURCHASE

41

4344

PURCHASE

53

4344

PURCHASE

61

4344

PURCHASE

81

4344

PURCHASE

195

4344

PURCHASE

599

4344

PURCHASE

807

4344

PURCHASE

1000

4344

PURCHASE

1044

4344

SALE

1150

4345

PURCHASE

75

4345

PURCHASE

212

4345

PURCHASE

400

4345

PURCHASE

500

4345

PURCHASE

1200

4345

SALE

159

4346

SALE

52

4346

PURCHASE

229

4346

PURCHASE

765

4346

PURCHASE

807

4346

PURCHASE

1500

4346

SALE

1451

4347

SALE

801

4347

SALE

560

4347

SALE

197

4347

SALE

29

4347

PURCHASE

41

4347

PURCHASE

82

4347

PURCHASE

847

4347

PURCHASE

3489

4347

SALE

2000

4348

SALE

865

4348

SALE

754

4348

SALE

500

4348

SALE

500

4348

SALE

500

4348

SALE

93

4348

PURCHASE

1

4348

PURCHASE

2

4348

PURCHASE

53

4348

PURCHASE

53

4348

PURCHASE

599

4348

PURCHASE

2443

4348

SALE

73

4349

PURCHASE

1821

4349

SALE

1149

4350

SALE

1020

4350

SALE

727

4350

SALE

626

4350

SALE

393

4350

SALE

250

4350

SALE

231

4350

SALE

216

4350

SALE

42

4350

SALE

41

4350

SALE

8

4350

PURCHASE

100

4350

PURCHASE

894

4350

PURCHASE

1017

4350

PURCHASE

2592

4350

SALE

142

4351

PURCHASE

75

4351

SALE

1237

4352

PURCHASE

400

4352

SALE

3000

4353

PURCHASE

62

4353

PURCHASE

67

4353

PURCHASE

400

4353

PURCHASE

400

4353

PURCHASE

600

4353

SALE

2536

4354

SALE

1247

4354

SALE

1223

4354

SALE

871

4354

SALE

594

4354

SALE

554

4354

SALE

395

4354

SALE

324

4354

PURCHASE

94

4356

PURCHASE

574

4356

SALE

969

4358

SALE

2406

4360

SALE

750

4360

TOTAL PURCHASES

681,015

TOTAL SALES

683,061

 (b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

3 JULY 2008

 

Contact name

LOUISE ROBINSON

 

Telephone number

020 7567 8762

 

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

 

Nature of connection (Note 9)

CONNECTED ADVISER

 

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBBGDRDGGGGIX

Related Shares:

BHP Group
FTSE 100 Latest
Value8,843.32
Change36.79