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EPT Disclosure

17th Sep 2008 09:43

RNS Number : 6245D
SG Option Europe
17 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

16 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

2,035,546   0.24

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

2,035,546  0.24

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

179

38.30

Purchase

179

38.36

Purchase

34

38.37

Purchase

358

38.42

Purchase

179

38.44

Purchase

179

38.45

Purchase

342

38.50

Purchase

100

38.51

Purchase

1396

38.60

Purchase

357

38.62

Purchase

114

38.65

Purchase

179

38.66

Purchase

458

38.68

Purchase

412

38.69

Purchase

1169

38.70

Purchase

293

38.71

Purchase

135626

38.72

Purchase

179

38.73

Purchase

42518

38.74

Purchase

179

38.78

Purchase

364

38.87

Purchase

39892

39.17

Purchase

26591

39.17

Purchase

415

39.32

Purchase

62077

39.39

Purchase

155

39.60

Purchase

297191

39.61

Purchase

179

39.69

Purchase

179

39.71

Purchase

124

39.72

Purchase

45

39.76

Purchase

179

39.77

Purchase

1170

39.78

Purchase

725

39.79

Purchase

179

39.80

Purchase

727

39.82

Purchase

168

39.84

Purchase

61

39.84

Purchase

604

39.85

Purchase

427

39.87

Purchase

15

39.89

Purchase

382

39.90

Purchase

925

39.91

Purchase

342

39.92

Purchase

179

39.93

Purchase

358

39.96

Purchase

665

39.98

Purchase

179

39.99

Purchase

789

40.00

Purchase

705

40.01

Purchase

179

40.02

Purchase

774

40.04

Purchase

179

40.04

Purchase

854

40.06

Purchase

200

40.09

Purchase

1325

40.10

Purchase

738

40.11

Purchase

315

40.12

Purchase

1047

40.15

Purchase

179

40.15

Purchase

11078

40.17

Purchase

179

40.18

Purchase

179

40.19

Purchase

815

40.21

Purchase

116

40.22

Purchase

32

40.23

Purchase

464

40.24

Purchase

756

40.25

Purchase

499

40.26

Purchase

179

40.28

Purchase

179

40.29

Purchase

179

40.30

Purchase

1160

40.31

Purchase

1046

40.32

Purchase

827

40.34

Purchase

179

40.35

Purchase

179

40.36

Purchase

84

40.37

Purchase

395

40.37

Purchase

1621

40.40

Purchase

558

40.42

Purchase

457

40.43

Purchase

381

40.45

Purchase

357

40.51

Purchase

358

40.52

Purchase

276

40.54

Purchase

546

40.55

Purchase

599

40.56

Purchase

179

40.57

Purchase

358

40.59

Purchase

547

40.61

Purchase

581

40.63

Purchase

716

40.64

Purchase

123

40.65

Purchase

179

40.66

Purchase

179

40.69

Purchase

184

40.70

Purchase

358

40.75

Purchase

179

40.78

Purchase

16

40.81

Purchase

204

40.83

Total Purchase

653692

 

Sale

537

38.49

Sale

85

38.51

Sale

11521

38.55

Sale

776

38.56

Sale

776

38.57

Sale

195

38.62

Sale

537

38.64

Sale

1349

38.69

Sale

42333

38.70

Sale

90013

38.72

Sale

209962

38.73

Sale

4700

38.73

Sale

798

38.74

Sale

396

38.75

Sale

400

38.76

Sale

564

38.81

Sale

564

38.82

Sale

793

38.85

Sale

15404

38.86

Sale

518

38.88

Sale

220

38.90

Sale

960

39.00

Sale

8377

39.01

Sale

200

39.03

Sale

556

39.04

Sale

200

39.05

Sale

392

39.06

Sale

1122

39.11

Sale

298

39.18

Sale

200

39.31

Sale

177

39.33

Sale

12586

39.36

Sale

165887

39.45

Sale

403715

39.48

Sale

500

39.56

Sale

49

39.58

Sale

193

39.64

Sale

3100

39.69

Sale

765

39.75

Sale

4500

39.77

Sale

391

39.80

Sale

473

39.85

Sale

398

39.87

Sale

582

39.92

Sale

537

39.98

Sale

705

39.99

Sale

718

40.02

Sale

267

40.03

Sale

200

40.04

Sale

381

40.06

Sale

917

40.08

Sale

200

40.09

Sale

415

40.12

Sale

200

40.13

Sale

490

40.16

Sale

884

40.17

Sale

497

40.18

Sale

242

40.20

Sale

737

40.21

Sale

137

40.23

Sale

591

40.25

Sale

3326

40.25

Sale

17

40.26

Sale

895

40.27

Sale

601

40.28

Sale

721

40.31

Sale

200

40.32

Sale

547

40.34

Sale

302

40.36

Sale

537

40.37

Sale

340

40.45

Sale

74

40.47

Sale

33

40.52

Sale

366

40.58

Sale

513

40.59

Sale

340

40.60

Sale

537

40.62

Sale

226

40.63

Sale

537

40.64

Sale

470

40.65

Sale

122

40.66

Sale

327

40.68

Sale

537

40.79

Sale

537

40.81

Sale

537

40.95

Total Sale

1008822

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

17 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
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