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4FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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4-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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12053132
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0.359
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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12053132
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0.359
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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4,883
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38.35
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Purchase
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2,292
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38.35
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Purchase
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521
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38.35
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Purchase
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53
|
38.35
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Purchase
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53
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38.35
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Purchase
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3,000
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38.35
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Purchase
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3,064
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38.35
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Purchase
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1,035
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38.35
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Purchase
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177
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38.35
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Purchase
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22,097
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38.35
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Purchase
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2,687
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38.35
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Purchase
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2,015
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38.35
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|
Purchase
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5,168
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38.35
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Purchase
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6,000
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38.35
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Purchase
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350
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38.35
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|
Purchase
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5,280
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38.35
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Purchase
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15,735
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38.35
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Purchase
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22
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38.35
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Purchase
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34,243
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38.35
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Purchase
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283
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38.42
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|
Purchase
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137
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38.42
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Purchase
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676
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38.42
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Purchase
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18
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38.42
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Purchase
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111
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38.42
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Purchase
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240
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38.42
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Purchase
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360
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38.42
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Purchase
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2,000
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38.42
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Purchase
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249
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38.43
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Purchase
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358
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38.43
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Purchase
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55
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38.43
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Purchase
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14,338
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38.43
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Purchase
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940
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38.43
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Purchase
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14,060
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38.43
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Purchase
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647
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38.33
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Purchase
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180
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38.33
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Purchase
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599
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38.33
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Purchase
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483
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38.33
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Purchase
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1,505
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38.33
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Purchase
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310
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38.33
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Purchase
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4
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38.33
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Purchase
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1,597
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38.33
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Purchase
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1,000
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38.33
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Purchase
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115
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38.33
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Purchase
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6,271
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38.31
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Purchase
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351
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38.30
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Purchase
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53
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38.30
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Purchase
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199
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38.30
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Purchase
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1,093
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38.30
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Purchase
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302
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38.30
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Purchase
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394
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38.30
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Purchase
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300
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38.30
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Purchase
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5,000
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38.30
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Purchase
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4,420
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38.30
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Purchase
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205
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38.29
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Purchase
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470
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38.29
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Purchase
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1,648
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38.29
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Purchase
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460
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38.29
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Purchase
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8,834
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38.29
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Purchase
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276
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38.28
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Purchase
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1,483
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38.28
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Purchase
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470
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38.28
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Purchase
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593
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38.28
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Purchase
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3,824
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38.29
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Purchase
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336
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38.29
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Purchase
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198
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38.29
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Purchase
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2,642
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38.29
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Purchase
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344
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38.24
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Purchase
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2,400
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38.24
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Purchase
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1
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38.24
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Purchase
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49
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38.24
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Purchase
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1
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38.24
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Purchase
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301
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38.24
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Purchase
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997
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38.24
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Purchase
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110
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38.23
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Purchase
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3,799
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38.30
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Purchase
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215
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38.30
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Purchase
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1,321
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38.30
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Purchase
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1,576
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38.30
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Purchase
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430
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38.30
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Purchase
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1,000
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38.30
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Purchase
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629
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38.30
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Purchase
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2,874
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38.30
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Purchase
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10,156
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38.30
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Purchase
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4,062
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38.30
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Purchase
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2,173
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38.30
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Purchase
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1,000
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38.30
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Purchase
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216
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38.30
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Purchase
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700
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38.30
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Purchase
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932
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38.30
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Purchase
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296
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38.30
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Purchase
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300
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38.30
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Purchase
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600
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38.30
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Purchase
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120
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38.30
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Purchase
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1,601
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38.30
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Purchase
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2,730
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38.44
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Purchase
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237
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38.44
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Purchase
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300
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38.44
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Purchase
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247
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38.44
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Purchase
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563
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38.44
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Purchase
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139
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38.44
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Purchase
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404
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38.44
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Purchase
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143
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38.44
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Purchase
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406
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38.44
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Purchase
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657
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38.44
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Purchase
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3,991
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38.43
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Purchase
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237
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38.43
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Purchase
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350
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38.43
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Purchase
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250
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38.42
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Purchase
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260
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38.50
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Purchase
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1,467
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38.43
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Purchase
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2,695
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38.43
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Purchase
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45
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38.37
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Purchase
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251
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38.37
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Purchase
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3,866
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38.37
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Purchase
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5,276
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38.36
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Purchase
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550
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38.36
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Purchase
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5,996
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38.25
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Purchase
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139
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38.25
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Purchase
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60
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38.25
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Purchase
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63
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38.25
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Purchase
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272
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38.25
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Purchase
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618
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38.25
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Purchase
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261
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38.22
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Purchase
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256
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38.22
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Purchase
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43
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38.22
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Purchase
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4,991
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38.22
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Purchase
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61
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38.20
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Purchase
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6
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38.20
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Purchase
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44
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38.18
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Purchase
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1
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38.18
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Purchase
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3,836
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38.18
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Purchase
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4,162
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38.18
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Purchase
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155
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38.20
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Purchase
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345
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38.20
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Purchase
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297
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38.28
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Purchase
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550
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38.28
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Purchase
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26
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38.28
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Purchase
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1
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38.28
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Purchase
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2,851
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38.28
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Purchase
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437
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38.26
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Purchase
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200,000
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39.29
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Sale
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-260
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38.35
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Sale
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-220
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38.35
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Sale
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-10,672
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38.35
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Sale
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-193
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38.35
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Sale
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-29,050
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38.35
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Sale
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-1,896
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38.35
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Sale
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-250
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38.50
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Sale
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-14,140
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39.25
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Sale
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-185,860
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39.25
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TOTAL BUYS:477500
TOTAL SELLS:242541
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
|
Price per unit (if applicable) (Note 4)
|
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|
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|
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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5-08-2008
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Contact name
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Carolyn Collins/ Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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