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EPT Disclosure

11th Nov 2008 10:56

RNS Number : 9001H
Credit Suisse Equities (Australia)
11 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

10-11-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

8763812

0.261

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

8763812

0.261

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

100

29.69

Purchase

1,921

29.99

Purchase

202

30.00

Purchase

950

30.00

Purchase

292

30.00

Purchase

670

30.00

Purchase

56

29.97

Purchase

22

29.98

Purchase

9

29.98

Purchase

3,367

29.99

Purchase

137

29.99

Purchase

17

30.00

Purchase

11

30.01

Purchase

49

30.01

Purchase

1,870

30.01

Purchase

22

30.02

Purchase

106

30.01

Purchase

1,500

30.01

Purchase

17

30.04

Purchase

15

30.02

Purchase

296

30.02

Purchase

67

30.00

Purchase

17

30.00

Purchase

128

30.01

Purchase

602

30.01

Purchase

64

30.01

Purchase

42

30.00

Purchase

22

30.01

Purchase

216

30.00

Purchase

387

30.00

Purchase

86

29.99

Purchase

53

29.99

Purchase

12

29.99

Purchase

9,565

29.99

Purchase

235

29.99

Purchase

200

29.99

Purchase

699

29.95

Purchase

100

29.95

Purchase

125

29.95

Purchase

1,830

29.95

Purchase

371

29.95

Purchase

64

29.95

Purchase

1,306

29.95

Purchase

200

29.95

Purchase

100

29.95

Purchase

205

29.94

Purchase

1,673

29.99

Purchase

1,000

29.99

Purchase

16

29.99

Purchase

1,399

29.99

Purchase

867

29.99

Purchase

45

29.99

Purchase

128

30.08

Purchase

2,703

30.10

Purchase

1,300

30.10

Purchase

39

30.10

Purchase

16

30.08

Purchase

2,207

30.08

Purchase

40

30.08

Purchase

52

30.08

Purchase

1,311

30.10

Purchase

17

30.10

Purchase

713

30.10

Purchase

100

30.10

Purchase

16

30.10

Purchase

97

30.10

Purchase

1,300

30.10

Purchase

840

30.10

Purchase

1,111

30.10

Purchase

100

30.08

Purchase

2,885

30.10

Purchase

265

30.10

Purchase

1,027

30.10

Purchase

5,923

30.09

Purchase

2,955

30.10

Purchase

1,866

30.10

Purchase

179

30.10

Purchase

329

30.10

Purchase

790

30.10

Purchase

4,523

30.10

Purchase

219

30.09

Purchase

120

30.09

Purchase

320

30.09

Purchase

458

30.09

Purchase

1,200

30.09

Purchase

65

30.09

Purchase

50,000

30.10

Purchase

3,980

30.10

Purchase

1,665

30.10

Purchase

200

30.10

Purchase

56

30.10

Purchase

1,000

30.10

Purchase

2,207

30.10

Purchase

509

30.10

Purchase

414

30.10

Purchase

53

30.10

Purchase

16

30.10

Purchase

80

30.10

Purchase

1,000

30.10

Purchase

100

30.10

Purchase

262

30.10

Purchase

2,095

30.10

Purchase

980

30.10

Purchase

617

30.10

Purchase

100

30.10

Purchase

12

30.10

Purchase

53

30.10

Purchase

1,300

30.10

Purchase

1,351

30.10

Purchase

5

30.10

Purchase

1,885

30.10

Purchase

531

30.10

Purchase

500

30.08

Purchase

261

30.08

Purchase

1,300

30.08

Purchase

500

30.08

Purchase

4,896

30.08

Purchase

15

30.08

Purchase

7

30.08

Purchase

1,000

30.06

Purchase

777

30.06

Purchase

318

30.06

Purchase

1,867

30.05

Purchase

549

30.06

Purchase

213

30.05

Purchase

166

30.06

Purchase

61

30.07

Purchase

43

30.07

Purchase

13

30.05

Purchase

65

30.05

Purchase

789

30.04

Purchase

4,550

30.06

Purchase

873

30.06

Purchase

192

30.06

Purchase

1,000

30.06

Purchase

681

30.06

Purchase

524

30.06

Purchase

411

30.08

Purchase

1,000

30.08

Purchase

200

30.08

Purchase

77

30.08

Purchase

200

30.08

Purchase

185

30.08

Purchase

866

30.10

Purchase

2,322

30.10

Purchase

327

30.10

Purchase

3,979

30.10

Purchase

920

30.10

Purchase

6

30.10

Purchase

15

30.10

Purchase

80

30.10

Purchase

50,000

29.81

Purchase

50,000

29.84

Purchase

3,863

29.80

Purchase

23,351

29.80

Purchase

57,155

29.95

Purchase

5,000

29.95

Purchase

790

29.95

Purchase

3,437

29.95

Purchase

4,100

29.95

Purchase

60

29.95

Purchase

100

29.95

Purchase

3,000

29.93

Purchase

10,000

29.92

Purchase

5,000

29.91

Purchase

1,000

29.90

Purchase

196

29.90

Purchase

10,000

29.90

Purchase

162

29.89

Purchase

40,000

29.82

Purchase

740

29.80

Purchase

5,000

29.80

Purchase

300

29.80

Purchase

50,000

29.85

Purchase

35,534

29.84

Purchase

50,000

29.88

Purchase

2,342

29.84

Purchase

12,124

29.84

Purchase

50,000

29.85

Purchase

6

29.90

Purchase

34,554

29.90

Purchase

2,600

29.90

Purchase

1,000

29.90

Purchase

200

29.90

Purchase

3,232

29.88

Purchase

941

29.88

Purchase

27

29.87

Purchase

2,066

29.86

Purchase

413

29.86

Purchase

1,300

29.85

Purchase

300

29.85

Purchase

2,000

29.85

Purchase

1,000

29.84

Purchase

361

29.84

Purchase

1,300

29.80

Purchase

500

29.80

Purchase

10,000

29.80

Purchase

1,665

29.80

Purchase

500

29.78

Purchase

37

29.78

Purchase

2,744

29.76

Purchase

361

30.00

Purchase

10,000

30.00

Purchase

1,595

30.00

Purchase

9,303

30.00

Purchase

51

30.00

Purchase

16

30.00

Purchase

731

30.00

Purchase

80

30.00

Purchase

800

30.00

Purchase

1,000

30.00

Purchase

202

30.00

Purchase

4,799

30.00

Purchase

300

30.00

Purchase

1,500

30.00

Purchase

4,450

30.00

Purchase

1,700

30.00

Purchase

200

30.00

Purchase

50

30.00

Purchase

1,000

30.00

Purchase

500

30.00

Purchase

194

30.00

Purchase

100

30.00

Purchase

682

30.00

Purchase

220

30.00

Purchase

200

30.00

Purchase

250

30.00

Purchase

200

30.00

Purchase

1,000

30.00

Purchase

250

30.00

Purchase

185

30.00

Purchase

25,000

30.00

Purchase

25,000

30.00

Purchase

1,000

30.00

Purchase

200

30.00

Purchase

500

30.00

Purchase

719

30.00

Purchase

1,000

30.00

Purchase

30

30.00

Purchase

400

30.00

Purchase

3,000

30.00

Purchase

3,000

30.00

Purchase

500

30.00

Purchase

900

30.00

Purchase

600

30.00

Purchase

1,000

30.00

Purchase

1,000

30.00

Purchase

200

30.00

Purchase

750

30.00

Purchase

20,000

30.00

Purchase

40

30.00

Purchase

400

30.00

Purchase

1,000

30.00

Purchase

50

30.00

Purchase

200

30.00

Purchase

100

30.00

Purchase

500

30.00

Purchase

100

30.00

Purchase

50

30.00

Purchase

500

30.00

Purchase

100

30.00

Purchase

800

30.00

Purchase

1,850

30.00

Purchase

370

30.00

Purchase

14

30.00

Purchase

2,000

30.00

Purchase

300

30.00

Purchase

1,000

30.00

Purchase

100

30.00

Purchase

1,200

30.00

Purchase

2,750

30.00

Purchase

850

30.00

Purchase

200

30.00

Purchase

2,000

30.00

Purchase

1,200

30.00

Purchase

250

30.00

Purchase

400

30.00

Purchase

2,000

30.00

Purchase

250

30.00

Purchase

5,000

30.00

Purchase

350

30.00

Purchase

1,200

30.00

Purchase

184

30.00

Purchase

500

30.00

Purchase

139

30.00

Purchase

320

30.00

Purchase

900

30.00

Purchase

500

30.00

Purchase

1,000

30.00

Purchase

204

30.00

Purchase

708

30.00

Purchase

1,000

30.00

Purchase

700

30.00

Purchase

1,000

30.00

Purchase

250

30.00

Purchase

400

30.00

Purchase

118

30.00

Purchase

1,300

30.00

Purchase

2,000

30.00

Purchase

2,000

30.00

Purchase

1,000

30.00

Purchase

5,000

30.00

Purchase

500

30.00

Purchase

195

30.00

Purchase

1,000

30.00

Purchase

2,000

30.00

Purchase

1,000

30.00

Purchase

1,000

30.00

Purchase

2,000

30.00

Purchase

500

30.00

Purchase

400

30.00

Purchase

1,000

30.00

Purchase

100

30.00

Purchase

2,800

30.00

Purchase

600

30.00

Purchase

1,000

30.00

Purchase

1,000

29.99

Purchase

2,500

29.99

Purchase

1,000

29.99

Purchase

3,500

29.99

Purchase

1,000

29.99

Purchase

341

29.98

Purchase

2,000

29.98

Purchase

500

29.98

Purchase

999

29.97

Purchase

20,839

29.50

Purchase

2,000

29.50

Purchase

200

29.50

Purchase

1,000

29.50

Purchase

200

29.50

Purchase

8,100

29.50

Purchase

2,500

29.50

Purchase

600

29.50

Purchase

2,000

29.50

Purchase

9,737

29.50

Purchase

1,300

29.50

Purchase

200

29.50

Purchase

100

29.50

Purchase

390

29.50

Purchase

500

29.50

Purchase

200

29.50

Purchase

1,000

29.50

Purchase

500

29.50

Purchase

500

29.50

Purchase

3,000

29.50

Purchase

348

29.50

Purchase

4,000

29.50

Purchase

4,460

29.50

Purchase

2,200

29.50

Purchase

8,000

29.50

Purchase

250

29.50

Purchase

3,600

29.50

Purchase

500

29.50

Purchase

1,000

29.50

Purchase

620

29.50

Purchase

100

29.50

Purchase

400

29.50

Purchase

100

29.50

Purchase

6,000

29.50

Purchase

320

29.50

Purchase

200

29.50

Purchase

1,000

29.50

Purchase

1,000

29.49

Purchase

1,600

29.49

Purchase

1,000

29.49

Purchase

566

29.49

Purchase

500

29.48

Purchase

2,000

29.45

Purchase

4,000

29.45

Purchase

500

29.44

Purchase

400

29.43

Purchase

470

29.42

Purchase

1,485

29.30

Purchase

1,856

29.30

Purchase

9,000

29.30

Purchase

3,751

29.30

Purchase

1,000

29.30

Purchase

500

29.30

Purchase

550

29.30

Purchase

10

29.30

Purchase

1,000

29.30

Purchase

500

29.30

Purchase

100

29.30

Purchase

500

29.30

Purchase

500

29.30

Purchase

852

29.29

Purchase

200

29.29

Purchase

2,650

29.29

Purchase

429

29.27

Purchase

2,000

29.26

Purchase

64

29.25

Purchase

1,000

29.25

Purchase

250

29.25

Purchase

3,000

29.25

Purchase

6,000

29.25

Purchase

900

29.25

Purchase

1,000

29.25

Purchase

4,807

29.24

Purchase

1,600

29.24

Purchase

20,000

29.23

Purchase

500

29.23

Purchase

360

29.23

Purchase

1,398

29.23

Purchase

829

29.22

Purchase

5,717

29.22

Purchase

95

29.22

Purchase

1,118

29.22

Purchase

19,001

29.00

Purchase

10,000

29.00

Purchase

7,346

29.00

Purchase

1,000

28.99

Purchase

100

28.99

Purchase

1,683

29.00

Purchase

5,000

29.00

Purchase

5,009

29.00

Purchase

500

29.00

Purchase

2,000

29.00

Purchase

5,000

29.00

Purchase

10,956

29.00

Purchase

529

29.00

Purchase

5,000

29.00

Purchase

370

29.00

Purchase

48

29.00

Purchase

300

29.00

Purchase

84

29.00

Purchase

200

29.00

Purchase

1,000

29.00

Purchase

2,500

29.00

Purchase

1,000

29.00

Purchase

30,000

29.00

Purchase

80

29.00

Purchase

138

29.00

Purchase

7,280

29.00

Purchase

1,300

29.00

Purchase

1,453

29.00

Purchase

238

29.00

Purchase

75

29.00

Purchase

2,500

29.00

Purchase

5,000

29.00

Purchase

371

29.00

Purchase

2,000

29.00

Purchase

300

29.00

Purchase

500

29.00

Purchase

1,000

29.00

Purchase

5,087

29.00

Purchase

49

28.99

Purchase

1,450

28.99

Purchase

400

28.91

Purchase

1,320

28.91

Purchase

105

28.91

Purchase

708

28.91

Purchase

4,040

28.91

Purchase

1,000

28.91

Purchase

3,519

29.00

Purchase

500

29.00

Purchase

7,941

29.00

Purchase

2,000

29.00

Purchase

12,810

29.00

Purchase

3,000

29.00

Purchase

2,035

29.00

Purchase

4,000

29.00

Purchase

1,526

29.00

Purchase

8,100

29.00

Purchase

200

29.00

Purchase

5,999

29.00

Purchase

2,017

29.00

Purchase

256

29.00

Purchase

10,000

29.00

Purchase

500

29.00

Purchase

4,420

29.00

Purchase

200

29.00

Purchase

5,000

29.00

Purchase

1,900

29.00

Purchase

61

28.99

Purchase

406

28.98

Purchase

1,404

28.94

Purchase

2,017

28.94

Purchase

15,000

28.94

Purchase

242

28.94

Purchase

4,947

28.93

Purchase

228

28.91

Purchase

387

28.91

Purchase

887

28.91

Purchase

259

28.91

Purchase

109

28.91

Purchase

150

28.96

Purchase

23,249

29.00

Purchase

85

29.00

Purchase

138

29.00

Purchase

100

29.00

Purchase

1,428

29.00

Purchase

2,499

28.86

Purchase

1

28.85

Purchase

2,078

28.88

Purchase

422

28.88

Purchase

745

28.87

Purchase

1,755

28.87

Purchase

1,917

28.70

Purchase

6

28.70

Purchase

1,739

28.70

Purchase

2,500

28.70

Purchase

100

28.70

Purchase

10,000

28.70

Purchase

8,738

28.70

Purchase

459

28.50

Purchase

100,000

27.13

Purchase

200,000

26.73

Purchase

400,000

27.13

Purchase

44,622

30.53

Sale

-1,111

30.10

Sale

-2,885

30.10

Sale

-2,955

30.10

Sale

-179

30.10

Sale

-4,523

30.10

Sale

-3,980

30.10

Sale

-13

30.10

Sale

-1,665

30.10

Sale

-40,000

29.82

Sale

-50,000

29.88

Sale

-100

30.09

Sale

-203

30.10

Sale

-250

30.10

Sale

-43

30.10

Sale

-43

30.10

Sale

-385

30.10

Sale

-804

30.10

Sale

-44

30.10

Sale

-38

30.10

Sale

-3,190

30.10

Sale

-1,004

30.10

Sale

-1,161

30.10

Sale

-78

30.10

Sale

-77

30.10

Sale

-3,684

30.10

Sale

-4,316

30.10

Sale

-52

30.10

Sale

-77

30.10

Sale

-555

30.10

Sale

-2,045

30.10

Sale

-1,500

30.10

Sale

-58

30.10

Sale

-21

30.10

Sale

-2,000

30.10

Sale

-150

30.10

Sale

-154

30.10

Sale

-658

30.10

Sale

-280

30.10

Sale

-1,355

30.10

Sale

-67

30.10

Sale

-78

30.10

Sale

-3,500

30.10

Sale

-26

30.10

Sale

-451

30.10

Sale

-2,668

30.10

Sale

-26

30.10

Sale

-30

30.10

Sale

-1,064

30.10

Sale

-490

30.10

Sale

-38

30.10

Sale

-26

30.10

Sale

-1,053

29.88

Sale

-8,947

29.88

Sale

-1,935

29.85

Sale

-870

29.85

Sale

-338

29.85

Sale

-77

29.85

Sale

-1,374

29.85

Sale

-38

29.85

Sale

-77

29.85

Sale

-119

29.85

Sale

-259

29.85

Sale

-105

29.85

Sale

-932

29.85

Sale

-1,113

29.85

Sale

-2,763

29.85

Sale

-2,134

29.82

Sale

-2,866

29.82

Sale

-493

29.80

Sale

-78

29.79

Sale

-1,922

29.79

Sale

-500

29.82

Sale

-77

29.82

Sale

-77

29.82

Sale

-2,500

29.82

Sale

-2,000

29.82

Sale

-806

29.80

Sale

-5,194

29.80

Sale

-89

29.80

Sale

-804

29.78

Sale

-77

29.78

Sale

-77

29.78

Sale

-76

29.78

Sale

-4,966

29.78

Sale

-92

29.79

Sale

-77

29.79

Sale

-106

29.79

Sale

-4,725

29.79

Sale

-38

29.81

Sale

-313

29.81

Sale

-2

29.82

Sale

-162

29.82

Sale

-253

29.79

Sale

-71

29.79

Sale

-41

29.82

Sale

-172

30.00

Sale

-168

30.02

Sale

-190

29.98

Sale

-233

29.85

Sale

-209

29.82

Sale

-185

29.88

Sale

-224

29.88

Sale

-500

29.88

Sale

-1,280

29.88

Sale

-1,892

29.88

Sale

-5,000

29.88

Sale

-1,104

29.88

Sale

-66

29.84

Sale

-180

29.75

Sale

-203

29.88

Sale

-60

29.90

Sale

-235

30.05

Sale

-176

30.05

Sale

-212

29.86

Sale

-220

29.69

Sale

-219

29.63

Sale

-146

29.65

Sale

-41

29.65

Sale

-215

29.60

Sale

-196

29.68

Sale

-195

29.67

Sale

-40

29.67

Sale

-307

29.41

Sale

-108

29.44

Sale

-801

29.41

Sale

-1,087

29.41

Sale

-55

29.42

Sale

-180

29.42

Sale

-26

29.42

Sale

-396

29.42

Sale

-37

29.42

Sale

-359

29.42

Sale

-60

29.42

Sale

-570,000

30.26

Sale

-200,000

27.04

Sale

-200,000

26.87

TOTAL BUYS:2135900

TOTAL SELLS:1177693

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

11-11-2008

Contact name

Carolyn CollinsSimon Crawley

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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