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EPT Disclosure

10th Jun 2008 10:14

RNS Number : 3541W
RMB Morgan Stanley Limited
10 June 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

RMB Morgan Stanley Limited

Company dealt in

BHP Billiton Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

09 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

1,608,879  (0.07%)

0 (0.00%)

(2) Derivatives (other than options)

N/A

N/A

(3) Options and agreements to purchase/sell

N/A

N/A

Total

1,608,879 (0.07%)

0 (0.00%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

N/A

N/A

(2) Derivatives (other than options)

N/A

N/A

(3) Options and agreements to purchase/sell

N/A

N/A

Total

N/A

N/A

Rights to subscribe (Note 2)

Class of relevant security:

Details

N/A

N/A

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) ZAR

PURCHASE

275

294.0100

PURCHASE

513

294.2000

PURCHASE

100

295.0000

PURCHASE

300

295.3200

PURCHASE

200

295.3200

PURCHASE

346

295.7000

PURCHASE

654

295.7000

PURCHASE

1,000

295.7000

PURCHASE

465

295.7800

PURCHASE

913

295.8500

PURCHASE

100

296.5100

PURCHASE

968

296.7000

PURCHASE

1,000

296.7000

PURCHASE

9

296.7000

PURCHASE

2,000

297.0000

PURCHASE

1,500

297.0100

PURCHASE

500

297.5100

PURCHASE

500

297.7800

PURCHASE

97

297.7800

PURCHASE

100

297.7800

PURCHASE

200

297.7800

PURCHASE

300

297.9900

PURCHASE

1,200

298.0000

PURCHASE

1,303

298.0000

PURCHASE

1,700

298.0000

PURCHASE

1,200

298.1500

PURCHASE

800

298.1500

SALE

588

297.2162

SALE

841

297.2162

SALE

16,814

297.2162

TOTAL NUMBER OF BUYS

HIGH PRICE

LOW PRICE

18,243

298.1500

294.0100

TOTAL NUMBER OF SELLS

HIGH PRICE

LOW PRICE

18,243

297.2160

297.2160

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) ZAR

CFD

LONG

16,814

297.2200

CFD

LONG

841

297.2200

CFD

SHORT

6,763

295.4000

CFD

SHORT

6,325

296.7200

FUTURE

PURCHASE

200

294.5000

FUTURE

PURCHASE

600

295.6000

FUTURE

PURCHASE

67,500

296.3500

FUTURE

SALE

600

297.0600

FUTURE

SALE

400

298.0000

FUTURE

SALE

400

298.5000

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

ZAR

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

N/A

N/A

N/A

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

N/A

N/A

N/A

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

10 June 2008

Contact name

Zafrhan Fahmy

Telephone number

020 7677 2471

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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