12th Dec 2008 11:51
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
11/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
787,570 |
GBP 1.66 |
GBP 1.59 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,128,215 |
GBP 1.67 |
GBP 1.59 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
8,938 |
GBP 1.66 |
|
Long Swap |
LONG |
10,867 |
GBP 1.64 |
|
Long Swap |
LONG |
22,912 |
GBP 1.66 |
|
Long Swap |
LONG |
62,765 |
GBP 1.65 |
|
Long Swap |
LONG |
66,862 |
GBP 1.64 |
|
Long Swap |
LONG |
107,673 |
GBP 1.65 |
|
Long Swap |
LONG |
127,852 |
GBP 1.64 |
|
Long Swap |
LONG |
150,324 |
GBP 1.65 |
|
Long Swap |
LONG |
169,824 |
GBP 1.62 |
|
Long Swap |
LONG |
2,553 |
GBP 1.65 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
153,438 |
GBP 1.65 |
|
Short Swap |
SHORT |
231,308 |
GBP 1.64 |
|
Short Swap |
SHORT |
177 |
GBP 1.64 |
|
Short Swap |
SHORT |
150,000 |
GBP 1.65 |
|
Short Swap |
SHORT |
107,673 |
GBP 1.64 |
|
Short Swap |
SHORT |
66,862 |
GBP 1.64 |
|
Short Swap |
SHORT |
62,765 |
GBP 1.64 |
|
Short Swap |
SHORT |
8,938 |
GBP 1.67 |
|
Short Swap |
SHORT |
5,426 |
GBP 1.64 |
|
Short Swap |
SHORT |
2,961 |
GBP 1.64 |
|
Short Swap |
SHORT |
1,592 |
GBP 1.64 |
|
Short Swap |
SHORT |
1,419 |
GBP 1.67 |
|
Short Swap |
SHORT |
608 |
GBP 1.64 |
|
Short Swap |
SHORT |
278,048 |
GBP 1.64 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
12/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Ennstone Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
11/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
115,136 |
GBP 0.01 |
GBP 0.01 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
115,136 |
GBP 0.01 |
GBP 0.01 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
12/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Marwyn Materials Limited |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Axon Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
11/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
8,563 |
GBP 6.48 |
GBP 6.47 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
5,349 |
GBP 6.46 |
GBP 6.46 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
8,180 |
GBP 6.47 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
96 |
GBP 6.46 |
|
Short Swap |
SHORT |
380 |
GBP 6.46 |
|
Short Swap |
SHORT |
447 |
GBP 6.46 |
|
Short Swap |
SHORT |
1,158 |
GBP 6.46 |
|
Short Swap |
SHORT |
3,268 |
GBP 6.46 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
12/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
HCL EAS Limited |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
11/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,893,359 |
GBP 1.67 |
GBP 1.53 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,159,429 |
GBP 1.67 |
GBP 1.52 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
263,018 |
GBP 1.59 |
|
Long Swap |
LONG |
149,153 |
GBP 1.57 |
|
Long Swap |
LONG |
147,523 |
GBP 1.60 |
|
Long Swap |
LONG |
124,648 |
GBP 1.59 |
|
Long Swap |
LONG |
35,994 |
GBP 1.59 |
|
Long Swap |
LONG |
25,000 |
GBP 1.54 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
4,890 |
GBP 1.58 |
|
Short Swap |
SHORT |
25,000 |
GBP 1.55 |
|
Short Swap |
SHORT |
41,133 |
GBP 1.60 |
|
Short Swap |
SHORT |
46,949 |
GBP 1.58 |
|
Short Swap |
SHORT |
106,390 |
GBP 1.58 |
|
Short Swap |
SHORT |
124,648 |
GBP 1.60 |
|
Short Swap |
SHORT |
149,153 |
GBP 1.59 |
|
Short Swap |
SHORT |
247,365 |
GBP 1.59 |
|
Short Swap |
SHORT |
263,018 |
GBP 1.58 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
12/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
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