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EPT Disclosure

11th Sep 2008 10:23

RNS Number : 2111D
SG Option Europe
11 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

10 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

2,302,133   0.23

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

2,302,133  0.23

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of Securities

Price per unit (GBP)

Purchase

177

40.61

Purchase

157

40.62

Purchase

177

40.68

Purchase

699

40.70

Purchase

1040

40.72

Purchase

354

40.73

Purchase

100

40.74

Purchase

177

40.75

Purchase

55

40.78

Purchase

328

40.79

Purchase

354

40.80

Purchase

359

40.81

Purchase

338

40.83

Purchase

177

40.85

Purchase

177

40.86

Purchase

508

40.87

Purchase

107

40.88

Purchase

857

40.90

Purchase

177

41.00

Purchase

177

41.01

Purchase

338

41.03

Purchase

177

41.04

Purchase

566

41.05

Purchase

503

41.06

Purchase

525

41.07

Purchase

486

41.08

Purchase

177

41.09

Purchase

607

41.10

Purchase

607

41.11

Purchase

983

41.12

Purchase

177

41.15

Purchase

132

41.18

Purchase

20

41.23

Purchase

1220

41.32

Purchase

191

41.37

Purchase

823

41.39

Purchase

177

41.40

Purchase

177

41.41

Purchase

200

41.42

Purchase

333

41.43

Purchase

382

41.47

Purchase

121668

41.48

Purchase

5

41.48

Purchase

11082

41.49

Purchase

425

41.50

Purchase

32914

41.51

Purchase

17041

41.52

Purchase

641

41.53

Purchase

339

41.54

Purchase

8396

41.54

Purchase

377

41.56

Purchase

491

41.57

Purchase

376

41.58

Purchase

82

41.62

Purchase

18323

41.62

Purchase

177

41.63

Purchase

333182

41.64

Purchase

6987

41.64

Purchase

673

41.64

Purchase

168

41.66

Purchase

177

41.71

Purchase

1169

41.72

Purchase

577

41.75

Purchase

177

41.82

Purchase

372

41.83

Purchase

475

41.84

Purchase

349

41.85

Purchase

177

41.87

Purchase

354

41.90

Purchase

313

41.91

Purchase

647

41.92

Purchase

1447

41.93

Purchase

973

41.94

Purchase

615

41.99

Purchase

1471

42.00

Purchase

760

42.01

Purchase

177

42.03

Purchase

794

42.08

Purchase

888

42.09

Purchase

200

42.10

Purchase

791

42.11

Purchase

295

42.12

Purchase

2230

42.15

Purchase

401

42.16

Purchase

178

42.17

Purchase

546

42.18

Purchase

1028

42.19

Purchase

885

42.20

Purchase

425

42.21

Purchase

448

42.22

Purchase

515

42.23

Purchase

806

42.24

Purchase

531

42.25

Purchase

43

42.27

Purchase

749

42.29

Purchase

747

42.30

Purchase

32

42.32

Purchase

177

42.33

Purchase

499

42.36

Purchase

400

42.41

Purchase

875

42.42

Purchase

475

42.44

Purchase

598

42.48

Purchase

454

42.50

Purchase

424

42.55

Purchase

177

42.58

Purchase

186

42.71

Purchase

189

42.83

Total Purchase

595859

 

Sale

531

40.90

Sale

354

40.99

Sale

2765

41.00

Sale

137

41.03

Sale

376

41.07

Sale

388

41.10

Sale

12

41.11

Sale

388

41.12

Sale

321

41.14

Sale

342

41.17

Sale

342

41.20

Sale

311

41.21

Sale

1262

41.23

Sale

511

41.24

Sale

1081

41.25

Sale

871

41.26

Sale

836

41.28

Sale

1482

41.29

Sale

1087

41.30

Sale

322

41.38

Sale

1611

41.38

Sale

770

41.40

Sale

875

41.42

Sale

475

41.43

Sale

774

41.44

Sale

812

41.48

Sale

68409

41.49

Sale

22048

41.51

Sale

1888

41.52

Sale

294443

41.62

Sale

161

41.63

Sale

531

41.67

Sale

317

41.70

Sale

2677

41.73

Sale

128

41.78

Sale

28000

41.87

Sale

445

41.91

Sale

449

41.92

Sale

867

41.97

Sale

200

41.98

Sale

315

41.99

Sale

4036

42.00

Sale

2138

42.02

Sale

905

42.06

Sale

191

42.06

Sale

230

42.11

Sale

1834

42.15

Sale

249

42.16

Sale

693

42.19

Sale

692

42.20

Sale

710

42.21

Sale

729

42.22

Sale

184

42.23

Sale

796

42.25

Sale

291

42.27

Sale

469

42.28

Sale

333

42.29

Sale

204

42.31

Sale

145

42.34

Sale

1026

42.37

Sale

750

42.38

Sale

1263

42.39

Sale

1026

42.40

Sale

632

42.41

Sale

499

42.44

Sale

150

42.87

Sale

741

42.97

Sale

177

43.00

Sale

244

43.04

Total Sale

461251

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

11 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81