13th Jul 2009 11:07
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Aquarius Platinum Limited |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
10/07/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
837,420 |
GBP 1.86 |
GBP 1.81 |
Total number of securities sold |
Highest price received |
Lowest price received |
812,208 |
GBP 1.86 |
GBP 1.81 |
|
34,721 |
ZAR 25.00 |
ZAR 25.00 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
34,721 |
GBP 1.85 |
|
Short Swap |
SHORT |
3,000 |
ZAR 24.99 |
|
Short Swap |
SHORT |
3,000 |
ZAR 24.99 |
|
Short Swap |
SHORT |
4,477 |
ZAR 24.59 |
|
Short Swap |
SHORT |
4,710 |
ZAR 24.99 |
|
Short Swap |
SHORT |
5,000 |
ZAR 24.59 |
|
Short Swap |
SHORT |
6,000 |
ZAR 24.99 |
|
Short Swap |
SHORT |
8,534 |
ZAR 24.99 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
13/07/2009 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
Aquarius Platinum Limited |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
OJSC Polyus Gold ADR. |
Class of relevant security to which the |
ADR |
dealings being disclosed relate |
Date of dealing |
10/07/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
17,459 |
USD 18.11 |
USD 18.11 |
Total number of securities sold |
Highest price received |
Lowest price received |
13,519 |
USD 17.25 |
USD 17.25 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
13/07/2009 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code)) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
SEGRO PLC |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
10/07/2009 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
4,554,639 |
GBP 0.23 |
GBP 0.22 |
Total number of securities sold |
Highest price received |
Lowest price received |
4,868,344 |
GBP 0.23 |
GBP 0.22 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
81,983 |
GBP 0.22 |
Long Swap |
LONG |
45,000 |
GBP 0.23 |
Long Swap |
LONG |
31,542 |
GBP 0.23 |
Long Swap |
LONG |
13,065 |
GBP 0.23 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
21,442 |
GBP 0.23 |
Short Swap |
SHORT |
79,856 |
GBP 0.22 |
Short Swap |
SHORT |
107,978 |
GBP 0.23 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
13/07/2009 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
SEGRO PLC |
Nature of connection # |
Advisor |
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