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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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08-Sep-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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250285
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0.025
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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250285
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0.025
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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2100
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44.9 (GBP)
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Buy
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2100
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44.9 (GBP)
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Buy
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2100
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44.9 (GBP)
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Buy
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1438
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44.71 (GBP)
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Buy
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1154
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44.9 (GBP)
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Buy
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1100
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44.74 (GBP)
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Buy
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1083
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44.7 (GBP)
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Buy
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1080
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44.88 (GBP)
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Buy
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946
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44.9 (GBP)
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Buy
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900
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44.71 (GBP)
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Buy
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602
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44.71 (GBP)
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Buy
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600
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44.8 (GBP)
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Buy
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518
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44.8 (GBP)
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Buy
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470
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44.77 (GBP)
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Buy
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438
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45.56 (GBP)
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Buy
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437
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45.74 (GBP)
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Buy
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378
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45.45 (GBP)
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Buy
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370
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45.55 (GBP)
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Buy
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355
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44.8 (GBP)
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Buy
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350
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44.71 (GBP)
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Buy
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336
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44.82 (GBP)
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Buy
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334
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44.82 (GBP)
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Buy
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333
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44.76 (GBP)
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Buy
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256
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44.83 (GBP)
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Buy
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234
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45.44 (GBP)
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Buy
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231
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44.71 (GBP)
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Buy
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204
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45.44 (GBP)
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Buy
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185
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44.82 (GBP)
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Buy
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180
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44.69 (GBP)
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Buy
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150
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44.82 (GBP)
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Buy
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145
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44.82 (GBP)
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Buy
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144
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44.83 (GBP)
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Buy
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113
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44.76 (GBP)
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Buy
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97
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44.9 (GBP)
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Buy
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92
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44.8 (GBP)
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Buy
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80
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44.8 (GBP)
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Buy
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69
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44.71 (GBP)
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Buy
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67
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45.58 (GBP)
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Buy
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10
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44.8 (GBP)
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Buy
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1
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44.8 (GBP)
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Sell
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1101
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44.82 (GBP)
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Sell
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730
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44.82 (GBP)
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Sell
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595
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44.8 (GBP)
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Sell
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528
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44.82 (GBP)
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Sell
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439
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45.5 (GBP)
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Sell
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437
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45.67 (GBP)
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Sell
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400
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45.18 (GBP)
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Sell
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397
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45.54 (GBP)
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Sell
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390
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44.8 (GBP)
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Sell
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379
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44.8 (GBP)
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Sell
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341
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44.82 (GBP)
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Sell
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340
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44.8 (GBP)
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Sell
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333
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44.78 (GBP)
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Sell
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324
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44.8 (GBP)
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Sell
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301
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45.78 (GBP)
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Sell
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280
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44.69 (GBP)
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Sell
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271
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44.82 (GBP)
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Sell
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256
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44.9 (GBP)
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Sell
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231
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45.6 (GBP)
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Sell
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222
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44.82 (GBP)
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Sell
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217
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44.9 (GBP)
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Sell
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200
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45.16 (GBP)
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Sell
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145
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44.82 (GBP)
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Sell
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144
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44.74 (GBP)
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Sell
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129
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44.8 (GBP)
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Sell
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128
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44.73 (GBP)
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Sell
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125
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45.68 (GBP)
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Sell
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122
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44.8 (GBP)
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Sell
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111
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45.16 (GBP)
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Sell
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106
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44.8 (GBP)
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Sell
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100
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44.75 (GBP)
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Sell
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100
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44.8 (GBP)
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Sell
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100
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45.74 (GBP)
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Sell
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97
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44.8 (GBP)
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Sell
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97
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44.82 (GBP)
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Sell
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96
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44.74 (GBP)
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Sell
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95
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44.82 (GBP)
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Sell
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92
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44.8 (GBP)
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Sell
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87
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44.75 (GBP)
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Sell
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85
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44.73 (GBP)
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Sell
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84
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45.16 (GBP)
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Sell
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64
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44.75 (GBP)
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Sell
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57
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44.78 (GBP)
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Sell
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55
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45.665 (GBP)
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Sell
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50
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44.75 (GBP)
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Sell
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45
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45.7 (GBP)
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Sell
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43
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44.73 (GBP)
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Sell
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39
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45.77 (GBP)
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Sell
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36
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45.16 (GBP)
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Sell
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36
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45.2 (GBP)
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Sell
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33
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45.55 (GBP)
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Sell
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32
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45.2 (GBP)
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Sell
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32
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44.77 (GBP)
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Sell
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30
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45.48 (GBP)
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Sell
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30
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44.8 (GBP)
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Sell
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25
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44.75 (GBP)
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Sell
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13
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44.78 (GBP)
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TOTAL BUYS:21780
TOTAL SELLS:11375
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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09-Sep-2008
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Contact name
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Collins,Carolyn/ Crawley, Simon
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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