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EPT Disclosure

20th Nov 2008 10:47

RNS Number : 5698I
Macquarie Group Limited
20 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Capital Securities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: AU000000BHP4

Date of dealing

19 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 0 0.00%

0 0.00% 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

Ordinary shares 

ISIN: AU000000BHP4

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

See Annexure A

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

20 November 2008 

Contact name

Johanna Uy

Telephone number

+44 (0) 2030374339

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Connected principal trader

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Annexure A:

Buy = 769149 Sell = 769149

BHP

Purchase

5456

24.66

BHP

Purchase

200

24.66

BHP

Purchase

500

24.66

BHP

Purchase

23836

24.66

BHP

Purchase

23164

24.66

BHP

Purchase

500

24.66

BHP

Purchase

10000

24.66

BHP

Purchase

166

24.66

BHP

Purchase

500

24.66

BHP

Purchase

7000

24.66

BHP

Purchase

300

24.66

BHP

Purchase

1000

24.66

BHP

Purchase

870

24.66

BHP

Purchase

70008

24.66

BHP

Purchase

24625

24.61

BHP

Purchase

25000

24.48

BHP

Purchase

50000

24.4

BHP

Purchase

25000

24.2

BHP

Purchase

25000

24.1

BHP

Purchase

25000

24.2

BHP

Purchase

25000

24.05

BHP

Purchase

25000

23.92

BHP

Purchase

25000

23.92

BHP

Purchase

25000

24

BHP

Purchase

50000

23.8

BHP

Purchase

25000

23.8

BHP

Purchase

75000

23.65

BHP

Purchase

50000

23.51

BHP

Purchase

50000

23.46

BHP

Purchase

25000

23.53

BHP

Purchase

10000

23.46

BHP

Purchase

20000

23.15

BHP

Purchase

57

23.18

BHP

Purchase

850

23.18

BHP

Purchase

627

23.18

BHP

Purchase

2000

23.18

BHP

Purchase

1466

23.18

BHP

Purchase

5000

23.18

BHP

Purchase

5000

23.18

BHP

Purchase

4000

23.18

BHP

Purchase

105

23.18

BHP

Purchase

895

23.18

BHP

Purchase

1030

23.17

BHP

Purchase

1455

23.18

BHP

Purchase

32

23.18

BHP

Purchase

2483

23.18

BHP

Purchase

5000

23.18

BHP

Purchase

2547

23.18

BHP

Purchase

12

23.18

BHP

Purchase

4

23.18

BHP

Purchase

890

23.18

BHP

Purchase

30

23.18

BHP

Purchase

740

23.18

BHP

Purchase

340

23.18

BHP

Purchase

300

23.18

BHP

Purchase

137

23.18

BHP

Purchase

193

23.18

BHP

Purchase

88

23.18

BHP

Purchase

340

23.18

BHP

Purchase

568

23.18

BHP

Purchase

700

23.18

BHP

Purchase

8610

23.18

BHP

Purchase

525

23.18

769149

BHP

Sale

100000

24.66

BHP

Sale

43500

24.66

BHP

Sale

3241

24.61

BHP

Sale

300

24.61

BHP

Sale

700

24.61

BHP

Sale

2894

24.61

BHP

Sale

2106

24.61

BHP

Sale

10

24.61

BHP

Sale

1524

24.61

BHP

Sale

300

24.61

BHP

Sale

300

24.61

BHP

Sale

2009

24.61

BHP

Sale

10

24.61

BHP

Sale

13

24.61

BHP

Sale

583

24.61

BHP

Sale

251

24.61

BHP

Sale

1866

24.61

BHP

Sale

500

24.61

BHP

Sale

600

24.61

BHP

Sale

500

24.61

BHP

Sale

1000

24.61

BHP

Sale

5534

24.61

BHP

Sale

3212

24.45

BHP

Sale

320

24.45

BHP

Sale

500

24.45

BHP

Sale

514

24.45

BHP

Sale

454

24.45

BHP

Sale

5000

24.45

BHP

Sale

300

24.52

BHP

Sale

300

24.52

BHP

Sale

400

24.52

BHP

Sale

300

24.52

BHP

Sale

1000

24.52

BHP

Sale

500

24.52

BHP

Sale

2000

24.52

BHP

Sale

200

24.52

BHP

Sale

400

24.5

BHP

Sale

160

24.5

BHP

Sale

2000

24.5

BHP

Sale

80

24.5

BHP

Sale

2360

24.5

BHP

Sale

1691

24.48

BHP

Sale

2924

24.48

BHP

Sale

1

24.48

BHP

Sale

17

24.48

BHP

Sale

367

24.48

BHP

Sale

10000

24.48

BHP

Sale

2198

24.51

BHP

Sale

500

24.51

BHP

Sale

9

24.51

BHP

Sale

12

24.51

BHP

Sale

14

24.51

BHP

Sale

7267

24.51

BHP

Sale

250

24.53

BHP

Sale

4750

24.53

BHP

Sale

1500

24.35

BHP

Sale

325

24.35

BHP

Sale

220

24.35

BHP

Sale

1000

24.35

BHP

Sale

1500

24.35

BHP

Sale

996

24.35

BHP

Sale

110

24.35

BHP

Sale

410

24.25

BHP

Sale

530

24.25

BHP

Sale

10000

24.25

BHP

Sale

3409

24.25

BHP

Sale

2559

24.25

BHP

Sale

185

24.22

BHP

Sale

300

24.22

BHP

Sale

900

24.22

BHP

Sale

14

24.22

BHP

Sale

17

24.22

BHP

Sale

18

24.22

BHP

Sale

120

24.22

BHP

Sale

887

24.22

BHP

Sale

5000

24.2

BHP

Sale

5000

24.2

BHP

Sale

667

24.2

BHP

Sale

500

24.2

BHP

Sale

992

24.2

BHP

Sale

2841

24.2

BHP

Sale

5000

24.2

BHP

Sale

836

24.21

BHP

Sale

1075

24.21

BHP

Sale

200

24.21

BHP

Sale

2889

24.21

BHP

Sale

5000

24.1

BHP

Sale

10000

24.11

BHP

Sale

1000

24.17

BHP

Sale

1397

24.17

BHP

Sale

7058

24.2

BHP

Sale

1338

24.2

BHP

Sale

75

24.2

BHP

Sale

1035

24.2

BHP

Sale

145

24.2

BHP

Sale

349

24.2

BHP

Sale

554

24.2

BHP

Sale

500

24.2

BHP

Sale

2000

24.2

BHP

Sale

1200

24.2

BHP

Sale

2563

24.2

BHP

Sale

150

24.2

BHP

Sale

410

24.2

BHP

Sale

2623

24.2

BHP

Sale

4877

24.2

BHP

Sale

123

24.2

BHP

Sale

645

24.1

BHP

Sale

58

24.1

BHP

Sale

1688

24.06

BHP

Sale

3500

24.06

BHP

Sale

190

24.06

BHP

Sale

875

24.06

BHP

Sale

200

24.06

BHP

Sale

500

24.06

BHP

Sale

300

24.06

BHP

Sale

200

24.06

BHP

Sale

300

24.06

BHP

Sale

100

24.06

BHP

Sale

400

24.06

BHP

Sale

500

24.06

BHP

Sale

128

24.06

BHP

Sale

1000

24.06

BHP

Sale

5

24.06

BHP

Sale

114

24.06

BHP

Sale

3288

24.04

BHP

Sale

500

24.04

BHP

Sale

500

24.04

BHP

Sale

215

24.04

BHP

Sale

400

24.04

BHP

Sale

2111

24.03

BHP

Sale

500

24.03

BHP

Sale

2389

24.03

BHP

Sale

1

24.04

BHP

Sale

1000

24.04

BHP

Sale

2

24.04

BHP

Sale

3391

24.04

BHP

Sale

8685

24

BHP

Sale

500

24

BHP

Sale

100

24

BHP

Sale

400

24

BHP

Sale

800

24

BHP

Sale

4725

24

BHP

Sale

3384

23.92

BHP

Sale

1000

23.92

BHP

Sale

1000

23.92

BHP

Sale

4616

23.92

BHP

Sale

1941

23.9

BHP

Sale

200

23.9

BHP

Sale

125

23.9

BHP

Sale

210

23.9

BHP

Sale

500

23.9

BHP

Sale

1000

23.9

BHP

Sale

100

23.9

BHP

Sale

125

23.9

BHP

Sale

5000

23.9

BHP

Sale

1000

23.9

BHP

Sale

5000

23.9

BHP

Sale

126

23.9

BHP

Sale

250

23.9

BHP

Sale

7930

23.9

BHP

Sale

2440

24

BHP

Sale

97

24

BHP

Sale

5000

24

BHP

Sale

100

24

BHP

Sale

418

24

BHP

Sale

60

24

BHP

Sale

1885

24

BHP

Sale

10000

24

BHP

Sale

87

24.03

BHP

Sale

48

24.03

BHP

Sale

1040

24.03

BHP

Sale

1000

24.03

BHP

Sale

585

24.01

BHP

Sale

1990

24.01

BHP

Sale

1951

23.9

BHP

Sale

1626

23.82

BHP

Sale

13

23.82

BHP

Sale

129

23.82

BHP

Sale

19

23.82

BHP

Sale

20

23.82

BHP

Sale

8

23.82

BHP

Sale

2000

23.82

BHP

Sale

100

23.82

BHP

Sale

2053

23.81

BHP

Sale

1979

23.81

BHP

Sale

968

23.81

BHP

Sale

2412

23.8

BHP

Sale

100

23.8

BHP

Sale

600

23.8

BHP

Sale

100

23.8

BHP

Sale

250

23.8

BHP

Sale

320

23.8

BHP

Sale

200

23.8

BHP

Sale

100

23.8

BHP

Sale

200

23.8

BHP

Sale

150

23.8

BHP

Sale

100

23.8

BHP

Sale

4200

23.8

BHP

Sale

380

23.8

BHP

Sale

50

23.8

BHP

Sale

85

23.8

BHP

Sale

500

23.8

BHP

Sale

1000

23.8

BHP

Sale

4200

23.8

BHP

Sale

210

23.8

BHP

Sale

500

23.8

BHP

Sale

282

23.8

BHP

Sale

800

23.8

BHP

Sale

220

23.8

BHP

Sale

650

23.8

BHP

Sale

45

23.8

BHP

Sale

210

23.8

BHP

Sale

500

23.8

BHP

Sale

105

23.8

BHP

Sale

2500

23.8

BHP

Sale

400

23.8

BHP

Sale

100

23.8

BHP

Sale

160

23.8

BHP

Sale

200

23.8

BHP

Sale

200

23.8

BHP

Sale

200

23.8

BHP

Sale

1000

23.8

BHP

Sale

250

23.8

BHP

Sale

2000

23.8

BHP

Sale

1000

23.8

BHP

Sale

100

23.8

BHP

Sale

1000

23.8

BHP

Sale

200

23.8

BHP

Sale

300

23.8

BHP

Sale

210

23.8

BHP

Sale

2000

23.8

BHP

Sale

225

23.8

BHP

Sale

200

23.8

BHP

Sale

500

23.8

BHP

Sale

835

23.8

BHP

Sale

1000

23.8

BHP

Sale

100

23.8

BHP

Sale

5

23.8

BHP

Sale

200

23.8

BHP

Sale

2000

23.8

BHP

Sale

1000

23.8

BHP

Sale

750

23.8

BHP

Sale

300

23.8

BHP

Sale

200

23.8

BHP

Sale

1000

23.8

BHP

Sale

100

23.8

BHP

Sale

1639

23.8

BHP

Sale

741

23.8

BHP

Sale

983

23.8

BHP

Sale

400

23.8

BHP

Sale

91

23.7

BHP

Sale

4200

23.7

BHP

Sale

300

23.7

BHP

Sale

100

23.7

BHP

Sale

1000

23.7

BHP

Sale

394

23.7

BHP

Sale

35

23.7

BHP

Sale

1010

23.7

BHP

Sale

100

23.7

BHP

Sale

289

23.7

BHP

Sale

1050

23.7

BHP

Sale

60

23.7

BHP

Sale

74

23.7

BHP

Sale

100

23.65

BHP

Sale

7564

23.65

BHP

Sale

1000

23.65

BHP

Sale

2930

23.65

BHP

Sale

837

23.65

BHP

Sale

222

23.65

BHP

Sale

11

23.65

BHP

Sale

70000

23.65

BHP

Sale

800

23.65

BHP

Sale

4200

23.65

BHP

Sale

77

23.51

BHP

Sale

420

23.51

BHP

Sale

1000

23.51

BHP

Sale

1500

23.51

BHP

Sale

160

23.51

BHP

Sale

4243

23.51

BHP

Sale

305

23.51

BHP

Sale

7295

23.51

BHP

Sale

11048

23.51

BHP

Sale

16

23.51

BHP

Sale

1000

23.51

BHP

Sale

85

23.51

BHP

Sale

15

23.51

BHP

Sale

50

23.51

BHP

Sale

2786

23.51

BHP

Sale

949

23.51

BHP

Sale

200

23.51

BHP

Sale

204

23.51

BHP

Sale

5000

23.51

BHP

Sale

400

23.51

BHP

Sale

200

23.51

BHP

Sale

1000

23.51

BHP

Sale

50

23.51

BHP

Sale

1997

23.51

BHP

Sale

6888

23.53

BHP

Sale

212

23.46

BHP

Sale

1004

23.46

BHP

Sale

400

23.46

BHP

Sale

72

23.46

BHP

Sale

8524

23.46

BHP

Sale

384

24.61

BHP

Sale

1779

23.46

BHP

Sale

4080

23.46

BHP

Sale

7603

24.17

BHP

Sale

2511

23.46

BHP

Sale

53

23.46

BHP

Sale

1577

23.46

BHP

Sale

1283

24

BHP

Sale

3112

23.53

BHP

Sale

9788

23.46

BHP

Sale

19211

23.5

BHP

Sale

789

23.5

BHP

Sale

543

23.5

BHP

Sale

4845

23.5

BHP

Sale

363

23.5

BHP

Sale

4249

23.5

BHP

Sale

200

23.5

BHP

Sale

203

23.5

BHP

Sale

3897

23.5

BHP

Sale

1103

23.5

BHP

Sale

250

24.01

BHP

Sale

300

23.8

BHP

Sale

9597

23.5

BHP

Sale

1725

23.46

BHP

Sale

873

23.46

BHP

Sale

7402

23.46

BHP

Sale

431

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

57

23.15

BHP

Sale

376

23.15

BHP

Sale

672

23.15

BHP

Sale

610

23.15

BHP

Sale

432

23.15

BHP

Sale

432

23.15

BHP

Sale

433

23.15

BHP

Sale

2000

23.15

BHP

Sale

48

23.15

BHP

Sale

385

23.15

BHP

Sale

433

23.15

BHP

Sale

227

23.15

BHP

Sale

432

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

238

23.15

BHP

Sale

286

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

390

23.15

BHP

Sale

43

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

433

23.15

BHP

Sale

200

23.15

BHP

Sale

184

23.15

BHP

Sale

46024

23.18

769149

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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