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EPT Disclosure

12th Sep 2008 10:52

RNS Number : 3186D
Deutsche Bank AG
12 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
11/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
10,447,310 0.31%
-7,133,553 -0.21%
(2) Derivatives (other than options)
 
7,055,016 0.21%
-7,637,419 -0.23%
(3) Options and agreements to purchase/sell
 
13,357,000 0.40%
-8,122,000 -0.24%
Total
 
30,859,326 0.92%
-22,892,972 -0.68%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
775
34.26
Purchase
1485
34.27
Purchase
3592
34.28
Purchase
342
34.29
Purchase
3649
34.30
Purchase
6458
34.31
Purchase
86
34.32
Purchase
287
34.33
Purchase
12689
34.35
Purchase
1360
34.36
Purchase
2590
34.38
Purchase
2699
34.39
Purchase
28410
34.40
Purchase
481
34.41
Purchase
1551
34.42
Purchase
3509
34.43
Purchase
469
34.44
Purchase
5303
34.45
Purchase
12021
34.46
Purchase
137797
34.47
Purchase
6368
34.48
Purchase
4827
34.49
Purchase
12092
34.50
Purchase
9550
34.51
Purchase
6596
34.52
Purchase
13175
34.53
Purchase
11820
34.54
Purchase
12320
34.55
Purchase
16984
34.55
Purchase
7253
34.56
Purchase
1794
34.57
Purchase
3360
34.58
Purchase
16546
34.59
Purchase
269260
34.60
Purchase
2324
34.61
Purchase
12629
34.62
Purchase
9920
34.63
Purchase
8564
34.64
Purchase
9118
34.65
Purchase
6662
34.66
Purchase
8957
34.67
Purchase
2756
34.68
Purchase
5599
34.69
Purchase
14356
34.70
Purchase
6472
34.71
Purchase
5572
34.72
Purchase
6250
34.73
Purchase
4321
34.74
Purchase
7111
34.75
Purchase
4850
34.76
Purchase
1529
34.77
Purchase
334
34.78
Purchase
2834
34.79
Purchase
10891
34.80
Purchase
8368
34.81
Purchase
6067
34.82
Purchase
2410
34.83
Purchase
1336
34.84
Purchase
19796
34.84
Purchase
4437
34.86
Purchase
3064
34.87
Purchase
8993
34.88
Purchase
7821
34.89
Purchase
4051
34.90
Purchase
17126
34.91
Purchase
3986
34.92
Purchase
17239
34.93
Purchase
11478
34.94
Purchase
59787
34.94
Purchase
19905
34.95
Purchase
16008
34.96
Purchase
16776
34.97
Purchase
3161
34.98
Purchase
367
34.99
Purchase
3857
35.00
Purchase
3836
35.01
Purchase
3850
35.02
Purchase
2248
35.04
Purchase
1258
35.05
Purchase
1513
35.06
Purchase
1637
35.07
Purchase
209
35.08
Purchase
10000
35.10
Purchase
1393
35.11
Purchase
275
35.14
Purchase
474
35.15
Purchase
474
35.16
Purchase
4328
35.24
Purchase
4530
35.27
Purchase
1322
35.28
Purchase
1000
35.29
Purchase
2895
35.31
Purchase
408
35.32
Purchase
3522
35.33
Purchase
4523
35.34
Purchase
2205
35.35
Purchase
2020
35.36
Purchase
5500
35.37
Purchase
10000
35.45
Purchase
1451
35.56
Purchase
193
35.57
Purchase
5660
35.60
Purchase
270
35.65
Purchase
9000
44.00
Purchase
74000
45.00
TOTAL PURCHASE
1,144,574
 
Sale
1300
34.25
Sale
1000
34.26
Sale
699
34.28
Sale
1552
34.29
Sale
2553
34.30
Sale
633
34.31
Sale
1325
34.32
Sale
284
34.33
Sale
855
34.34
Sale
82
34.35
Sale
99
34.36
Sale
1476
34.37
Sale
2908
34.38
Sale
4444
34.39
Sale
4500
34.40
Sale
950
34.41
Sale
3041
34.42
Sale
276
34.43
Sale
1245
34.44
Sale
6518
34.45
Sale
8229
34.46
Sale
126759
34.47
Sale
2729
34.48
Sale
6431
34.49
Sale
1322
34.50
Sale
70000
34.50
Sale
1142
34.51
Sale
2388
34.52
Sale
4916
34.53
Sale
7011
34.54
Sale
9985
34.55
Sale
6711
34.56
Sale
5406
34.57
Sale
5377
34.58
Sale
9579
34.59
Sale
569
34.60
Sale
6326
34.61
Sale
2575
34.62
Sale
2439
34.63
Sale
949
34.64
Sale
7669
34.65
Sale
6100
34.66
Sale
6852
34.67
Sale
7666
34.68
Sale
7142
34.69
Sale
92904
34.70
Sale
2829
34.71
Sale
3757
34.72
Sale
1380
34.73
Sale
1434
34.74
Sale
4923
34.75
Sale
1964
34.76
Sale
1363
34.77
Sale
7030
34.78
Sale
54999
34.78
Sale
1323
34.79
Sale
972
34.80
Sale
652
34.81
Sale
1506
34.82
Sale
1885
34.83
Sale
7750
34.84
Sale
703
34.85
Sale
986
34.86
Sale
1236
34.87
Sale
1404
34.88
Sale
5234
34.89
Sale
5786
34.90
Sale
2657
34.91
Sale
7874
34.92
Sale
3380
34.93
Sale
11118
34.94
Sale
23226
34.95
Sale
6957
34.96
Sale
70
34.97
Sale
1772
34.98
Sale
30000
34.98
Sale
4306
34.99
Sale
2541
35.00
Sale
7951
35.01
Sale
3540
35.02
Sale
3144
35.03
Sale
4471
35.04
Sale
2682
35.05
Sale
797
35.07
Sale
1907
35.08
Sale
1604
35.09
Sale
70
35.12
Sale
397
35.14
Sale
8567
35.15
Sale
466
35.16
Sale
1948
35.17
Sale
311
35.18
Sale
595
35.19
Sale
27100
35.23
Sale
8301
35.23
Sale
13500
35.24
Sale
76
35.25
Sale
10952
35.26
Sale
9322
35.27
Sale
4769
35.28
Sale
1279
35.29
Sale
987
35.30
Sale
821
35.31
Sale
12667
35.32
Sale
5091
35.33
Sale
2379
35.34
Sale
7003
35.35
Sale
6241
35.36
Sale
1387
35.37
Sale
2070
35.38
Sale
1000
35.42
Sale
6725
35.58
Sale
10682
35.60
Sale
1000
37.05
TOTAL SALES
819,735
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
1300
34.25
CFD
Long
1000
34.26
CFD
Long
800
34.38
CFD
Long
2000
34.40
CFD
Long
1266
34.45
CFD
Long
4913
34.46
CFD
Long
10286
34.47
CFD
Long
1
34.48
CFD
Long
2386
34.49
CFD
Long
370
34.50
CFD
Long
70000
34.50
CFD
Long
489
34.52
CFD
Long
2000
34.53
CFD
Long
899
34.54
CFD
Long
1000
34.59
CFD
Long
150
34.63
CFD
Long
3560
34.65
CFD
Long
1518
34.68
CFD
Long
1555
34.69
CFD
Long
80
34.70
CFD
Long
631
34.74
CFD
Long
316
34.75
CFD
Long
50
34.78
CFD
Long
54999
34.78
CFD
Long
31
34.80
CFD
Long
896
34.82
CFD
Long
401
34.83
CFD
Long
335
34.89
CFD
Long
1000
34.90
CFD
Long
5000
34.92
CFD
Long
469
34.94
CFD
Long
1730
34.95
CFD
Long
30000
34.98
CFD
Long
501
35.00
CFD
Long
500
35.01
CFD
Long
2910
35.04
CFD
Long
1207
35.05
CFD
Long
27100
35.23
CFD
Long
500
35.28
CFD
Long
958
35.35
CFD
Long
1000
35.42
CFD
Long
682
35.60
CFD
Short
317
34.29
CFD
Short
2386
34.30
CFD
Short
5050
34.31
CFD
Short
287
34.33
CFD
Short
1360
34.36
CFD
Short
5690
34.40
CFD
Short
326
34.44
CFD
Short
1000
34.45
CFD
Short
478
34.46
CFD
Short
1091
34.47
CFD
Short
1247
34.48
CFD
Short
912
34.49
CFD
Short
3828
34.50
CFD
Short
956
34.51
CFD
Short
518
34.53
CFD
Short
1323
34.54
CFD
Short
5040
34.55
CFD
Short
84
34.56
CFD
Short
200
34.57
CFD
Short
4000
34.59
CFD
Short
5547
34.60
CFD
Short
1000
34.62
CFD
Short
2000
34.63
CFD
Short
3000
34.64
CFD
Short
900
34.66
CFD
Short
1196
34.67
CFD
Short
34
34.69
CFD
Short
1491
34.70
CFD
Short
1551
34.74
CFD
Short
1472
34.75
CFD
Short
504
34.81
CFD
Short
2000
34.83
CFD
Short
19796
34.84
CFD
Short
279
34.86
CFD
Short
700
34.88
CFD
Short
400
34.93
CFD
Short
796
34.94
CFD
Short
59787
34.94
CFD
Short
1824
34.96
CFD
Short
2500
34.97
CFD
Short
176
35.00
CFD
Short
371
35.01
CFD
Short
524
35.02
CFD
Short
474
35.15
CFD
Short
474
35.16
CFD
Short
1000
35.29
CFD
Short
1500
35.31
CFD
Short
466
35.35
CFD
Short
2000
35.36
CFD
Short
500
35.37
CFD
Short
1451
35.56
CFD
Short
193
35.57
CFD
Short
270
35.65
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Put Option
Selling
150,000
37.00
American
18/12/2008
4.13
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
Put Option
17,000
45.00
Put Option
57,000
45.00
Put Option
4,000
44.00
Put Option
5,000
44.00
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
12/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLTMLTMMABMMP

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