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EPT Disclosure

16th May 2008 11:06

RNS Number : 6381U
UBS AG (EPT)
16 May 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

15 MAY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

20

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

20

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

934

15038 AUD Cents

SALE

657

15038

SALE

68

15038

PURCHASE

1

15040

PURCHASE

59

15040

PURCHASE

100

15040

PURCHASE

1662

15041

PURCHASE

1

15050

PURCHASE

4

15050

PURCHASE

17

15050

PURCHASE

70

15050

PURCHASE

158

15050

PURCHASE

190

15055

PURCHASE

1

15057

PURCHASE

26

15057

PURCHASE

205

15057

PURCHASE

518

15057

PURCHASE

1060

15057

PURCHASE

22

15059

PURCHASE

42

15059

PURCHASE

47

15059

PURCHASE

58

15059

PURCHASE

100

15059

PURCHASE

657

15059

PURCHASE

52

15060

PURCHASE

148

15060

PURCHASE

649

15060

PURCHASE

959

15060

PURCHASE

200

15061

SALE

1037

15066

SALE

622

15066

SALE

250

15070

SALE

108

15070

PURCHASE

2

15070

PURCHASE

10

15070

PURCHASE

209

15070

PURCHASE

329

15071

SALE

651

15072

SALE

432

15073

SALE

61

15073

PURCHASE

27

15073

PURCHASE

412

15073

SALE

663

15078

SALE

321

15078

SALE

66

15078

SALE

410

15080

SALE

39

15080

SALE

415

15082

PURCHASE

24

15082

PURCHASE

246

15082

SALE

146

15085

PURCHASE

49

15086

PURCHASE

100

15086

PURCHASE

360

15086

PURCHASE

591

15086

PURCHASE

271

15087

PURCHASE

200

15090

SALE

1166

15097

SALE

425

15097

SALE

64

15097

PURCHASE

877

15098

SALE

1406

15100

PURCHASE

387

15100

PURCHASE

62

15101

PURCHASE

276

15101

PURCHASE

331

15103

SALE

1654

15110

SALE

200

15115

SALE

52

15117

PURCHASE

2

15119

PURCHASE

307

15119

PURCHASE

26

15120

PURCHASE

37

15120

PURCHASE

80

15120

PURCHASE

205

15120

PURCHASE

236

15120

PURCHASE

385

15120

PURCHASE

450

15120

SALE

894

15121

SALE

1

15121

PURCHASE

122

15121

SALE

991

15122

PURCHASE

5

15122

PURCHASE

833

15122

PURCHASE

49

15123

PURCHASE

77

15123

PURCHASE

154

15123

SALE

247

15124

PURCHASE

139

15125

PURCHASE

41

15126

PURCHASE

75

15126

PURCHASE

79

15126

PURCHASE

290

15126

PURCHASE

949

15126

PURCHASE

3

15127

PURCHASE

29

15127

PURCHASE

500

15127

PURCHASE

200

15128

PURCHASE

427

15128

PURCHASE

500

15128

PURCHASE

216

15130

PURCHASE

385

15130

PURCHASE

420

15130

SALE

59

15134

SALE

595

15136

SALE

278

15136

SALE

14

15136

SALE

822

15137

PURCHASE

17

15137

PURCHASE

97

15137

PURCHASE

657

15137

PURCHASE

88

15138

PURCHASE

664

15138

SALE

612

15139

SALE

589

15139

SALE

34

15139

SALE

2

15139

PURCHASE

44

15140

PURCHASE

80

15140

PURCHASE

132

15140

PURCHASE

205

15140

PURCHASE

1366

15140

PURCHASE

300

15142

SALE

874

15143

SALE

63

15143

SALE

57

15143

SALE

23

15143

SALE

13

15143

PURCHASE

7

15143

PURCHASE

11

15143

PURCHASE

13

15143

PURCHASE

392

15143

PURCHASE

481

15143

PURCHASE

1228

15143

SALE

1112

15145

SALE

1000

15145

SALE

315

15145

SALE

215

15145

PURCHASE

11

15146

PURCHASE

42

15146

PURCHASE

78

15146

PURCHASE

921

15146

SALE

600

15147

SALE

219

15147

SALE

33

15147

PURCHASE

243

15147

PURCHASE

730

15147

SALE

50517

15148.33743

PURCHASE

50517

15148.33743

PURCHASE

74

15149

SALE

1650

15150

SALE

1650

15150

PURCHASE

237

15150

SALE

572

15151

PURCHASE

461

15151

PURCHASE

66

15152

PURCHASE

800

15152

PURCHASE

901

15154

PURCHASE

20

15155

PURCHASE

100

15155

PURCHASE

250

15155

PURCHASE

327

15155

PURCHASE

371

15155

PURCHASE

1030

15155

SALE

49818

15157.88157

PURCHASE

49818

15157.88157

SALE

887

15158

PURCHASE

22

15159

PURCHASE

107

15159

PURCHASE

49

15160

PURCHASE

60

15160

PURCHASE

138

15160

PURCHASE

175

15160

SALE

683

15161

SALE

16

15161

SALE

6

15161

PURCHASE

1

15161

PURCHASE

24

15161

PURCHASE

102

15161

PURCHASE

174

15161

PURCHASE

148

15162

PURCHASE

240

15162

PURCHASE

34

15164

PURCHASE

378

15164

SALE

1474

15165

PURCHASE

60

15165

PURCHASE

30

15166

PURCHASE

254

15166

SALE

1205

15167

SALE

27

15167

PURCHASE

12

15167

PURCHASE

30

15167

PURCHASE

100

15167

PURCHASE

421

15167

PURCHASE

581

15167

PURCHASE

8

15168

PURCHASE

26

15168

PURCHASE

40

15168

PURCHASE

77

15168

PURCHASE

121

15168

PURCHASE

223

15168

SALE

347

15169

SALE

150

15169

SALE

37

15169

SALE

16

15169

SALE

285

15170

SALE

238

15170

SALE

33

15170

SALE

15

15170

SALE

4

15170

PURCHASE

800

15170

SALE

500

15171

SALE

49

15171

SALE

103

15177

SALE

164

15178

SALE

1021

15180

SALE

98

15180

SALE

22

15180

SALE

6

15180

PURCHASE

98

15181

PURCHASE

554

15181

PURCHASE

590

15181

SALE

399

15182

SALE

139

15182

SALE

701

15183

SALE

551

15183

SALE

366

15183

SALE

65

15183

SALE

63

15183

SALE

38

15183

SALE

21

15183

SALE

7

15183

PURCHASE

189

15183

SALE

233

15184

PURCHASE

88

15185

PURCHASE

675

15185

PURCHASE

806

15185

PURCHASE

12

15186

PURCHASE

17

15186

PURCHASE

172

15186

PURCHASE

232

15186

PURCHASE

261

15186

SALE

463

15189

SALE

30

15189

SALE

420

15192

SALE

24

15192

SALE

571

15196

SALE

1484

15197

SALE

661

15197

SALE

161

15197

PURCHASE

16

15197

PURCHASE

328

15197

SALE

200

15198

SALE

100

15198

SALE

38

15198

SALE

13

15198

SALE

4

15198

PURCHASE

555

15201

PURCHASE

170

15202

SALE

85

15203

SALE

44

15203

PURCHASE

315

15203

SALE

164

15215

PURCHASE

15

15216

PURCHASE

92

15216

PURCHASE

1086

15216

SALE

650

15220

SALE

27

15220

PURCHASE

13

15221

PURCHASE

108

15221

PURCHASE

482

15222

SALE

348

15230

SALE

252

15230

SALE

65

15230

PURCHASE

81

15230

SALE

923

15231

PURCHASE

520

15231

SALE

85

15232

SALE

9

15232

PURCHASE

56

15232

SALE

547

15233

SALE

487

15233

SALE

58

15233

SALE

42

15233

SALE

6

15233

PURCHASE

117

15235

PURCHASE

278

15235

PURCHASE

408

15235

PURCHASE

491

15235

SALE

131

15236

SALE

17

15236

SALE

1422

15237

PURCHASE

2

15237

PURCHASE

9

15237

PURCHASE

25

15237

PURCHASE

69

15237

PURCHASE

1150

15238

SALE

765

15239

SALE

267

15239

SALE

180

15239

SALE

44

15239

SALE

36

15239

SALE

29

15239

SALE

8

15239

PURCHASE

23

15239

PURCHASE

258

15239

PURCHASE

139

15240

PURCHASE

158

15240

PURCHASE

1

15241

PURCHASE

49

15241

PURCHASE

58

15241

PURCHASE

170

15241

PURCHASE

291

15241

PURCHASE

301

15241

SALE

578

15243

SALE

35

15243

SALE

438

15248

SALE

2

15248

SALE

667

15249

SALE

288

15250

SALE

52

15250

SALE

27

15250

PURCHASE

69

15250

PURCHASE

88

15250

PURCHASE

104

15250

PURCHASE

1639

15250

PURCHASE

321

15251

PURCHASE

369

15251

SALE

922

15261

SALE

391

15261

PURCHASE

135

15264

PURCHASE

1

15266

PURCHASE

394

15266

SALE

208

15279

TOTAL PURCHASES

150,852

TOTAL SALES

150,153

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

16 MAY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDUXGBGGIL

Related Shares:

Rio Tinto
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Change-10.64