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EPT Disclosure

2nd Jul 2008 12:27

RNS Number : 1467Y
Citigroup Inc
02 July 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Inc

 

Company dealt in

BHP Billiton Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Dealt in both ordinary and ADR form 

Date of dealing

30 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

800 (0.00%)

4,074 (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

800 (0.00%)

4,074 (0.00%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

40,000

42.8624

Total (ORD)

40,000

125,000

85.4939

100

85.71

100

85.71

100

85.71

100

85.71

100

85.71

200

85.695

200

85.73

100

85.71

500

85.675

125

85.695

300

85.73

100

85.71

100

85.71

100

85.71

200

85.71

100

85.72

100

85.72

100

85.71

100

85.675

200

85.675

100

85.675

100

85.71

100

85.71

200

85.71

700

85.7

500

85.71

200

85.71

200

85.7

1500

85.69

500

85.7

100

85.7

100

85.675

100

85.675

100

85.68

200

85.69

100

85.68

600

85.71

100

85.71

100

85.71

100

85.7

300

85.7

100

85.7

300

85.7

200

85.7

200

85.7

100

85.7

400

85.7

100

85.69

100

85.7

33

85.7

400

85.72

100

85.75

100

85.76

100

85.675

100

85.6725

300

85.71

200

85.71

300

85.71

100

85.71

100

85.71

900

85.7

600

85.71

100

85.7

100

85.7

100

85.7

200

85.7

300

85.7

100

85.72

300

85.75

100

85.76

500

85.79

200

85.78

100

85.79

100

85.71

100

85.7

300

85.71

100

85.7

100

85.7

400

85.7

400

85.7

200

85.7

100

85.75

100

85.72

100

85.76

100

85.75

100

85.79

100

85.79

100

85.79

100

85.77

79

85.78

100

85.73

200

85.745

500

85.73

100

85.76

300

85.76

300

85.8

300

85.8

100

85.785

100

85.8

100

85.81

100

85.68

100

85.68

100

85.685

100

85.71

200

85.71

200

85.7

500

85.7

200

85.7

200

85.7

100

85.7

100

85.7

200

85.7

200

85.7

600

85.7

100

85.75

100

85.72

100

85.76

100

85.77

300

85.75

100

85.77

100

85.76

100

85.79

21

85.77

21

85.78

300

85.73

100

85.73

100

85.76

300

85.76

700

85.8

300

85.81

300

85.8

100

85.8

100

85.8

200

85.8

100

85.8

700

85.81

200

85.78

100

85.75

300

85.72

100

85.7

500

85.69

167

85.75

100

85.76

100

85.76

100

85.76

200

85.78

100

85.78

100

85.78

100

85.79

100

85.79

100

85.79

300

85.755

300

85.73

100

85.76

200

85.775

200

85.8

500

85.8

100

85.8

700

85.8

100

85.76

100

85.8

100

85.8

200

85.81

500

85.78

100

85.75

100

85.75

100

85.74

200

85.78

100

85.76

100

85.77

100

85.79

100

85.725

100

85.8

300

85.8

100

85.81

100

85.81

100

85.79

100

85.77

100

85.75

100

85.75

100

85.72

54

85.72

100

85.77

100

85.78

600

85.73

200

85.745

100

85.75

200

85.8

600

85.81

200

85.8

300

85.8

700

85.8

100

85.83

100

85.79

600

85.78

100

85.75

200

85.72

100

85.73

200

85.59

700

85.59

200

85.59

900

85.57

200

85.57

200

85.5525

100

85.56

100

85.56

100

85.55

100

85.565

200

85.59

682

85.59

100

85.58

100

85.57

100

85.555

100

85.55

200

85.54

100

85.56

100

85.59

200

85.57

500

85.57

200

85.555

100

85.55

200

85.56

100

85.55

100

85.55

300

85.5775

300

85.56

300

85.58

100

85.58

100

85.585

100

85.57

500

85.57

100

85.57

100

85.57

100

85.53

100

85.59

100

85.59

200

85.585

200

85.58

900

85.565

300

85.57

200

85.56

100

85.56

300

85.585

100

85.59

100

85.59

100

85.585

100

85.55

100

85.57

100

85.57

200

85.57

600

85.57

200

85.555

100

85.56

100

85.55

100

85.59

100

85.59

200

85.57

100

85.58

400

85.58

100

85.58

100

85.57

100

85.57

100

85.59

1200

85.58

300

85.56

200

85.58

100

85.56

200

85.56

100

85.57

200

85.57

300

85.555

300

85.54

300

85.54

100

85.55

100

85.54

100

85.54

100

85.57

200

85.59

200

85.5825

100

85.57

200

85.57

100

85.57

100

85.54

200

85.53

900

85.58

300

85.58

600

85.56

100

85.57

100

85.56

100

85.56

200

85.56

100

85.57

300

85.54

300

85.5425

300

85.54

100

85.56

100

85.54

100

85.54

100

85.57

100

85.57

100

85.59

1500

85.58

100

85.5725

100

85.56

500

85.56

200

85.56

100

85.57

100

85.57

100

85.57

100

85.5425

100

85.5425

100

85.56

300

85.54

400

85.55

100

85.54

100

85.57

100

85.57

100

85.57

900

85.54

100

85.53

700

85.53

100

85.59

100

85.58

400

85.56

1200

85.57

700

85.57

100

85.58

300

85.57

600

85.55

100

85.56

300

85.53

100

85.55

100

85.54

100

85.57

200

85.57

100

85.56

300

85.5675

200

85.57

600

85.56

200

85.57

100

85.56

100

85.57

100

85.57

100

85.5425

100

85.56

300

85.54

100

85.54

100

85.54

200

85.54

200

85.56

18

85.57

1500

85.46

300

85.46

100

85.46

200

85.46

100

85.46

300

85.455

1500

85.46

100

85.46

700

85.455

700

85.46

100

85.46

100

85.455

100

85.45

100

85.46

800

85.45

100

85.45

500

85.45

300

85.45

200

85.45

100

85.45

200

85.44

500

85.46

200

85.46

100

85.46

700

85.46

100

85.45

200

85.45

100

85.45

300

85.43

100

85.45

100

85.45

200

85.435

300

85.44

100

85.45

100

85.42

1500

85.46

600

85.46

200

85.46

700

85.455

100

85.46

100

85.46

100

85.455

300

85.455

300

85.45

100

85.44

100

85.45

500

85.44

100

85.44

100

85.44

100

85.45

200

85.43

100

85.4

300

85.46

100

85.46

100

85.46

100

85.46

100

85.455

800

85.455

900

85.46

100

85.46

100

85.45

83

85.44

800

85.45

100

85.45

100

85.45

200

85.45

300

85.4275

100

85.4

100

85.445

600

85.45

100

85.45

200

85.45

100

85.45

100

85.44

100

85.41

100

85.42

100

85.45

200

85.43

100

85.43

100

85.44

100

85.44

100

85.43

100

85.43

300

85.45

100

85.46

17

85.45

100

85.42

400

85.45

300

85.42

100

85.43

100

85.43

300

85.44

200

85.45

200

85.45

100

85.01

200

85.01

100

85.01

50

85.01

100

85

100

85.01

100

85.01

200

85.01

100

85.01

100

85.01

100

85.01

100

85

200

85.01

200

85.01

150

85.01

50

85

100

85

100

85.01

250

85.01

100

85.01

100

85.01

100

85.01

100

85.01

100

85

100

85

150

85.01

100

85.01

300

85.005

200

85

100

85.01

100

85.01

100

85.01

100

85.01

100

85.01

100

85.01

100

85

100

85.01

200

85.01

300

85.01

100

85.01

300

85.005

100

85.005

700

85.01

100

85.01

400

85.01

700

85.01

100

85.01

300

85.01

500

85.01

100

85.01

100

85.005

100

85.01

100

85.01

100

85

200

85.01

100

85.01

100

85.01

300

85.005

390

85.01

100

85.005

200

85.01

600

85.01

600

85.01

100

85.01

210

85.01

600

85.01

100

85.005

100

85.01

500

85

100

85.01

100

85.01

100

85.01

400

85.01

500

85

77

85

100

84.99

300

84.97

123

84.99

300

84.97

100

84.99

100

85.01

200

85.01

23

85

100

85

300

84.995

200

85.01

100

85.01

600

84.995

100

85.01

100

85.01

200

85

200

85.01

300

85

100

84.99

100

84.97

100

84.99

100

84.99

300

85.01

300

85.01

100

85

300

84.99

200

85.01

100

85.01

300

85

100

85.2

200

85.2

200

85.2

200

85.21

100

85.24

100

85.17

100

85.16

200

85.2

100

85.21

800

85.21

100

85.24

300

85.18

100

85.16

200

85.2

200

85.2

100

85.21

100

85.2

100

85.24

200

85.16

27

85.15

200

85.178

100

85.2

100

85.21

100

85.21

100

85.15

100

85.17

200

85.16

200

85.2

100

85.21

100

85.19

100

85.2

100

85.23

100

85.18

100

85.16

120

85.5300

Total (ADR's)

250,120

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

250,000

42.7719

Total (ORD)

250,000

20,000

85.7750

100

85.71

100

85.71

100

85.71

100

85.71

100

85.71

200

85.695

200

85.73

100

85.71

500

85.675

125

85.695

300

85.73

100

85.71

100

85.71

100

85.71

200

85.71

100

85.72

100

85.72

100

85.71

100

85.675

200

85.675

100

85.675

100

85.71

100

85.71

200

85.71

700

85.7

500

85.71

200

85.71

200

85.7

1500

85.69

500

85.7

100

85.7

100

85.675

100

85.675

100

85.68

200

85.69

100

85.68

600

85.71

100

85.71

100

85.71

100

85.7

300

85.7

100

85.7

300

85.7

200

85.7

200

85.7

100

85.7

400

85.7

100

85.69

100

85.7

33

85.7

400

85.72

100

85.75

100

85.76

100

85.675

100

85.6725

300

85.71

200

85.71

300

85.71

100

85.71

100

85.71

900

85.7

600

85.71

100

85.7

100

85.7

100

85.7

200

85.7

300

85.7

100

85.72

300

85.75

100

85.76

500

85.79

200

85.78

100

85.79

100

85.71

100

85.7

300

85.71

100

85.7

100

85.7

400

85.7

400

85.7

200

85.7

100

85.75

100

85.72

100

85.76

100

85.75

100

85.79

100

85.79

100

85.79

100

85.77

79

85.78

100

85.73

200

85.745

500

85.73

100

85.76

300

85.76

300

85.8

300

85.8

100

85.785

100

85.8

100

85.81

100

85.68

100

85.68

100

85.685

100

85.71

200

85.71

200

85.7

500

85.7

200

85.7

200

85.7

100

85.7

100

85.7

200

85.7

200

85.7

600

85.7

100

85.75

100

85.72

100

85.76

100

85.77

300

85.75

100

85.77

100

85.76

100

85.79

21

85.77

21

85.78

300

85.73

100

85.73

100

85.76

300

85.76

700

85.8

300

85.81

300

85.8

100

85.8

100

85.8

200

85.8

100

85.8

700

85.81

200

85.78

100

85.75

300

85.72

100

85.7

500

85.69

167

85.75

100

85.76

100

85.76

100

85.76

200

85.78

100

85.78

100

85.78

100

85.79

100

85.79

100

85.79

300

85.755

300

85.73

100

85.76

200

85.775

200

85.8

500

85.8

100

85.8

700

85.8

100

85.76

100

85.8

100

85.8

200

85.81

500

85.78

100

85.75

100

85.75

100

85.74

200

85.78

100

85.76

100

85.77

100

85.79

100

85.725

100

85.8

300

85.8

100

85.81

100

85.81

100

85.79

100

85.77

100

85.75

100

85.75

100

85.72

54

85.72

100

85.77

100

85.78

600

85.73

200

85.745

100

85.75

200

85.8

600

85.81

200

85.8

300

85.8

700

85.8

100

85.83

100

85.79

600

85.78

100

85.75

200

85.72

100

85.73

200

85.59

700

85.59

200

85.59

900

85.57

200

85.57

200

85.5525

100

85.56

100

85.56

100

85.55

100

85.565

200

85.59

682

85.59

100

85.58

100

85.57

100

85.555

100

85.55

200

85.54

100

85.56

100

85.59

200

85.57

500

85.57

200

85.555

100

85.55

200

85.56

100

85.55

100

85.55

300

85.5775

300

85.56

300

85.58

100

85.58

100

85.585

100

85.57

500

85.57

100

85.57

100

85.57

100

85.53

100

85.59

100

85.59

200

85.585

200

85.58

900

85.565

300

85.57

200

85.56

100

85.56

300

85.585

100

85.59

100

85.59

100

85.585

100

85.55

100

85.57

100

85.57

200

85.57

600

85.57

200

85.555

100

85.56

100

85.55

100

85.59

100

85.59

200

85.57

100

85.58

400

85.58

100

85.58

100

85.57

100

85.57

100

85.59

1200

85.58

300

85.56

200

85.58

100

85.56

200

85.56

100

85.57

200

85.57

300

85.555

300

85.54

300

85.54

100

85.55

100

85.54

100

85.54

100

85.57

200

85.59

200

85.5825

100

85.57

200

85.57

100

85.57

100

85.54

200

85.53

900

85.58

300

85.58

600

85.56

100

85.57

100

85.56

100

85.56

200

85.56

100

85.57

300

85.54

300

85.5425

300

85.54

100

85.56

100

85.54

100

85.54

100

85.57

100

85.57

100

85.59

1500

85.58

100

85.5725

100

85.56

500

85.56

200

85.56

100

85.57

100

85.57

100

85.57

100

85.5425

100

85.5425

100

85.56

300

85.54

400

85.55

100

85.54

100

85.57

100

85.57

100

85.57

900

85.54

100

85.53

700

85.53

100

85.59

100

85.58

400

85.56

1200

85.57

700

85.57

100

85.58

300

85.57

600

85.55

100

85.56

300

85.53

100

85.55

100

85.54

100

85.57

200

85.57

100

85.56

300

85.5675

200

85.57

600

85.56

200

85.57

100

85.56

100

85.57

100

85.57

100

85.5425

100

85.56

300

85.54

100

85.54

100

85.54

200

85.54

200

85.56

18

85.57

1500

85.46

300

85.46

100

85.46

200

85.46

100

85.46

300

85.455

1500

85.46

100

85.46

700

85.455

700

85.46

100

85.46

100

85.455

100

85.45

100

85.46

800

85.45

100

85.45

500

85.45

300

85.45

200

85.45

100

85.45

200

85.44

500

85.46

200

85.46

100

85.46

700

85.46

100

85.45

200

85.45

100

85.45

300

85.43

100

85.45

100

85.45

200

85.435

300

85.44

100

85.45

100

85.42

1500

85.46

600

85.46

200

85.46

700

85.455

100

85.46

100

85.46

100

85.455

300

85.455

300

85.45

100

85.44

100

85.45

500

85.44

100

85.44

100

85.44

100

85.45

200

85.43

100

85.4

300

85.46

100

85.46

100

85.46

100

85.46

100

85.455

800

85.455

900

85.46

100

85.46

100

85.45

83

85.44

800

85.45

100

85.45

100

85.45

200

85.45

300

85.4275

100

85.4

100

85.445

600

85.45

100

85.45

200

85.45

100

85.45

100

85.44

100

85.41

100

85.42

100

85.45

200

85.43

100

85.43

100

85.44

100

85.44

100

85.43

100

85.43

300

85.45

100

85.46

17

85.45

100

85.42

400

85.45

300

85.42

100

85.43

100

85.43

300

85.44

200

85.45

200

85.45

100

85.01

200

85.01

100

85.01

50

85.01

100

85

100

85.01

100

85.01

200

85.01

100

85.01

100

85.01

100

85.01

100

85

200

85.01

200

85.01

150

85.01

50

85

100

85

100

85.01

250

85.01

100

85.01

100

85.01

100

85.01

100

85.01

100

85

100

85

150

85.01

100

85.01

300

85.005

200

85

100

85.01

100

85.01

100

85.01

100

85.01

100

85.01

100

85.01

100

85

100

85.01

200

85.01

300

85.01

100

85.01

300

85.005

100

85.005

700

85.01

100

85.01

400

85.01

700

85.01

100

85.01

300

85.01

500

85.01

100

85.01

100

85.005

100

85.01

100

85.01

100

85

200

85.01

100

85.01

100

85.01

300

85.005

390

85.01

100

85.005

200

85.01

600

85.01

600

85.01

100

85.01

210

85.01

600

85.01

100

85.005

100

85.01

500

85

100

85.01

100

85.01

100

85.01

400

85.01

500

85

77

85

100

84.99

300

84.97

123

84.99

300

84.97

100

84.99

100

85.01

200

85.01

23

85

100

85

300

84.995

200

85.01

100

85.01

600

84.995

100

85.01

100

85.01

200

85

200

85.01

300

85

100

84.99

100

84.97

100

84.99

100

84.99

300

85.01

300

85.01

100

85

300

84.99

200

85.01

100

85.01

300

85

100

85.2

200

85.2

200

85.2

200

85.21

100

85.24

100

85.17

100

85.16

200

85.2

100

85.21

800

85.21

100

85.24

300

85.18

100

85.16

200

85.2

200

85.2

100

85.21

100

85.2

100

85.24

200

85.16

27

85.15

200

85.178

100

85.2

100

85.21

100

85.21

100

85.15

100

85.17

200

85.16

200

85.2

100

85.21

100

85.19

100

85.2

100

85.23

100

85.18

100

85.16

Total (ADR's)

145,000

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

02 July 2008

 

Contact name

Pavla Trskova

 

Telephone number

028 90 40 9544

 

Name of offeree/offeror with which connected

BHP Billiton plc

 

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMZGGGNMZDGRZM

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