2nd Apr 2008 14:04
Macquarie Group Limited02 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 1 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 6,390,895 0.19%(2)Derivatives(other thanoptions) 530,923 0.01%(3) Optionsand agreementstopurchase/sell 5,883,093 0.17% Total 0 0.00% 9,045,070 0.36% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (f) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Return of borrowed securities 150,000 N/AReturn of loaned securities 155 N/ACollateral delivered 1,300,000 N/ACollateral delivery returns 2,750,000 N/ACollateral received 1,465,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 2 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD) BUY 2500.00 35.92 BUY 1536.00 35.92 BUY 7000.00 35.88 BUY 537.00 35.92 BUY 427.00 35.92 BUY 5000.00 35.85 BUY 10000.00 35.96 BUY 15000.00 36.00 BUY 5000.00 36.00 BUY 21.00 35.78 BUY 15554.00 35.78 BUY 351.00 35.78 BUY 5882.00 36.00 BUY 200.00 36.00 BUY 5000.00 36.00 BUY 56.00 36.00 BUY 67.00 36.00 BUY 200.00 36.00 BUY 1000.00 36.00 BUY 250.00 36.00 BUY 50.00 36.00 BUY 494.00 36.00 BUY 2218.00 36.00 BUY 3883.00 36.00 BUY 700.00 36.00 BUY 2437.00 36.00 BUY 6000.00 36.00 BUY 700.00 36.00 BUY 90.00 36.00 BUY 145.00 36.00 BUY 34.00 36.00 BUY 12.00 36.00 BUY 582.00 36.00 BUY 4469.00 36.02 BUY 05.00 36.02 BUY 03.00 36.02 BUY 523.00 36.02 BUY 7200.00 36.05 BUY 2000.00 36.05 BUY 184.00 36.05 BUY 616.00 36.05 BUY 1500.00 36.16 BUY 9958.00 36.12 BUY 406.00 36.55 BUY 140.00 36.55 BUY 91.00 36.55 BUY 1155.00 36.55 BUY 5100.00 36.55 BUY 500.00 36.55 BUY 117.00 36.55 BUY 1690.00 36.55 BUY 801.00 36.55 BUY 700.00 36.75 BUY 572.00 36.75 BUY 10000.00 36.67 BUY 3511.00 36.63 BUY 148.00 36.63 BUY 175.00 36.63 BUY 238.00 36.63 BUY 1000.00 36.75 BUY 75.00 36.75 BUY 2000.00 36.75 BUY 250.00 36.75 BUY 831.00 36.75 BUY 500.00 36.75 BUY 879.00 35.99 BUY 113.00 35.98 BUY 478.00 35.93 BUY 96.00 35.94 BUY 2152.00 35.94 BUY 625.00 35.94 BUY 904.00 35.78 BUY 941.00 35.78 BUY 14.00 35.78 BUY 381.00 35.78 BUY 687.00 36.03 BUY 13.00 36.03 BUY 177.00 36.03 BUY 277.00 36.03 BUY 181.00 36.03 BUY 55.00 36.03 BUY 12.00 36.03 BUY 03.00 36.03 BUY 04.00 36.03 BUY 1774.00 36.03 BUY 757.00 36.12 BUY 417.00 36.19 BUY 900.00 36.19 BUY 645.00 36.19 BUY 163.00 36.19 BUY 433.00 36.19 BUY 44.00 36.19 BUY 1835.00 36.20 BUY 767.00 36.20 BUY 1068.00 36.20 BUY 225.00 36.20 BUY 03.00 36.20 BUY 05.00 36.20 BUY 05.00 36.20 BUY 03.00 36.20 BUY 145.00 36.20 BUY 11.00 36.20 BUY 1438.00 36.20 BUY 1835.00 36.20 BUY 04.00 36.20 BUY 1831.00 36.20 BUY 3322.00 36.38 BUY 2328.00 36.39 BUY 1500.00 65.19 BUY 348.00 36.63 BUY 05.00 36.63 BUY 10.00 36.63 BUY 38.00 36.63 BUY 03.00 36.63 BUY 05.00 36.63 BUY 26.00 36.63 BUY 03.00 36.63 BUY 01.00 36.63 BUY 2185.00 36.67 BUY 02.00 36.74 BUY 284.00 36.74 BUY 42.00 36.68 BUY 800.00 36.69 BUY 259.00 36.69 BUY 1779.00 36.62 BUY 67.00 36.65 BUY 968.00 35.90 BUY 1059.00 35.90 BUY 15.00 35.90 BUY 87.00 35.90 BUY 230.00 35.96 BUY 500.00 35.95 BUY 944.00 36.12 BUY 1028.00 36.12 BUY 11.00 36.12 BUY 17.00 36.12 BUY 1000.00 36.36 BUY 36.00 36.33 BUY 1264.00 36.34 BUY 700.00 36.33 BUY 1000.00 36.40 BUY 300.00 36.65 BUY 1000.00 36.66 BUY 300.00 36.65 BUY 342.00 36.65 BUY 1000.00 42.00 BUY 272500.00 65.69 BUY 1000.00 65.06 BUY 100.00 65.06 BUY 1900.00 65.06 BUY 2000.00 65.00 BUY 170.00 64.93 BUY 100.00 64.93 BUY 1730.00 64.93 BUY 400.00 64.93 BUY 1600.00 64.93 BUY 100.00 64.94 BUY 100.00 64.94 BUY 900.00 64.94 BUY 100.00 64.94 BUY 800.00 64.94 BUY 1000.00 64.90 BUY 170.00 64.90 BUY 200.00 64.90 BUY 2630.00 64.90 BUY 200.00 64.85 BUY 2800.00 64.85 BUY 200.00 65.50 BUY 200.00 65.50 BUY 1600.00 65.50 BUY 3000.00 65.50 BUY 600.00 66.72 BUY 100.00 66.75 BUY 100.00 66.74 BUY 300.00 66.75 BUY 100.00 66.75 BUY 100.00 66.75 BUY 100.00 66.75 BUY 100.00 66.75 BUY 500.00 66.75 BUY 100.00 66.75 BUY 100.00 66.75 BUY 100.00 66.75 BUY 700.00 66.75 BUY 200.00 66.75 BUY 400.00 66.72 BUY 500.00 66.72 BUY 300.00 66.72 BUY 500.00 66.72 BUY 200.00 66.72 BUY 200.00 66.74 BUY 300.00 66.75 BUY 100.00 66.75 BUY 1700.00 66.75 BUY 100.00 66.75 BUY 2300.00 66.75 BUY 200.00 66.75 BUY 100.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 600.00 66.76 BUY 400.00 66.76 BUY 1000.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 100.00 66.76 BUY 700.00 66.76 BUY 900.00 66.76 BUY 300.00 66.76 BUY 100.00 66.85 BUY 2400.00 66.85 BUY 100.00 66.85 BUY 200.00 66.85 BUY 100.00 66.85 BUY 1400.00 66.85 BUY 200.00 66.85 BUY 100.00 66.85 BUY 400.00 66.85 SELL -545000.00 00.01 SELL -44.00 36.31 SELL -2318.00 36.31 SELL -1038.00 36.31 SELL -254.00 36.38 SELL -3146.00 36.38 SELL -144.00 36.34 SELL -200.00 36.34 SELL -300.00 36.34 SELL -300.00 36.34 SELL -2456.00 36.34 SELL -928.00 36.28 SELL -27.00 36.28 SELL -2231.00 36.28 SELL -97.00 36.28 SELL -117.00 36.28 SELL -3400.00 36.42 SELL -3848.00 35.94 SELL -2152.00 35.94 SELL -993.00 35.96 SELL -3007.00 35.96 SELL -2500.00 35.91 SELL -596.00 35.91 SELL -904.00 35.91 SELL -368.00 35.94 SELL -551.00 35.94 SELL -27.00 35.94 SELL -277.00 35.94 SELL -153.00 35.94 SELL -624.00 35.94 SELL -171.00 36.02 SELL -5646.00 36.02 SELL -500.00 36.02 SELL -2880.00 35.99 SELL -803.00 35.99 SELL -650.00 35.91 SELL -2079.00 35.91 SELL -598.00 35.91 SELL -1467.00 35.90 SELL -104.00 35.90 SELL -4318.00 35.90 SELL -476.00 35.90 SELL -308.00 35.90 SELL -10000.00 35.83 SELL -81.00 35.83 SELL -2488.00 35.83 SELL -12275.00 35.83 SELL -415.00 35.82 SELL -89.00 35.82 SELL -734.00 35.82 SELL -4919.00 35.83 SELL -237.00 35.83 SELL -460.00 35.82 SELL -500.00 35.82 SELL -1500.00 35.82 SELL -16302.00 35.82 SELL -655.00 36.34 SELL -1345.00 36.34 SELL -75.00 36.45 SELL -4232.00 36.37 SELL -600.00 36.37 SELL -74.00 36.37 SELL -94.00 36.37 SELL -200.00 36.45 SELL -10.00 36.45 SELL -500.00 36.45 SELL -604.00 36.44 SELL -57.00 36.44 SELL -100.00 36.44 SELL -1789.00 36.44 SELL -300.00 36.45 SELL -2632.00 36.45 SELL -1283.00 36.45 SELL -950.00 36.44 SELL -400.00 36.44 SELL -100.00 36.44 SELL -1160.00 36.52 SELL -4522.00 36.52 SELL -4318.00 36.52 SELL -2751.00 36.66 SELL -6369.00 36.63 SELL -3898.00 36.67 SELL -86.00 36.67 SELL -110.00 36.67 SELL -5906.00 36.67 SELL -1549.00 36.66 SELL -2500.00 36.66 SELL -1616.00 36.67 SELL -100.00 36.63 SELL -1915.00 36.58 SELL -1287.00 36.59 SELL -3713.00 36.59 SELL -5000.00 36.65 SELL -586.00 35.86 SELL -237.00 35.90 SELL -39.00 35.89 SELL -474.00 35.89 SELL -3242.00 36.16 SELL -2112.00 36.18 SELL -329.00 36.18 SELL -159.00 36.18 SELL -60.00 36.18 SELL -83.00 36.18 SELL -314.00 36.18 SELL -247.00 36.18 SELL -3121.00 36.28 SELL -1529.00 36.34 SELL -179.00 36.34 SELL -122.00 36.34 SELL -463.00 36.34 SELL -481.00 36.44 SELL -836.00 36.44 SELL -248.00 36.47 SELL -06.00 36.47 SELL -37.00 36.47 SELL -07.00 36.47 SELL -300.00 36.52 SELL -200.00 36.52 SELL -185.00 36.52 SELL -15.00 36.52 SELL -125.00 36.52 SELL -200.00 36.52 SELL -130.00 36.52 SELL -1155.00 36.55 SELL -1690.00 36.55 SELL -132.00 36.54 SELL -768.00 36.54 SELL -171.00 36.54 SELL -119.00 36.54 SELL -97.00 36.54 SELL -514.00 36.53 SELL -1710.00 36.53 SELL -92.00 36.53 SELL -406.00 36.58 SELL -22.00 36.58 SELL -166.00 36.58 SELL -500.00 36.58 SELL -1000.00 36.58 SELL -281.00 36.58 SELL -857.00 36.58 SELL -07.00 36.63 SELL -656.00 36.63 SELL -269.00 36.61 SELL -320.00 36.62 SELL -174.00 36.62 SELL -197.00 36.62 SELL -321.00 36.61 SELL -234.00 36.66 SELL -26.00 36.66 SELL -83.00 36.66 SELL -72.00 36.66 SELL -2187.00 36.62 SELL -125.00 36.62 SELL -496.00 36.70 SELL -332.00 36.73 SELL -787.00 36.62 SELL -57.00 36.66 SELL -8628.00 36.66 SELL -1091.00 36.66 SELL -449.00 36.67 SELL -585.00 36.65 SELL -458.00 36.29 SELL -942.00 36.49 SELL -28.00 36.49 SELL -231.00 36.49 SELL -142.00 36.49 SELL -600.00 36.49 SELL -293.00 35.96 SELL -209.00 35.96 SELL -498.00 35.96 SELL -300.00 35.93 SELL -700.00 35.93 SELL -1000.00 35.88 SELL -1000.00 35.88 SELL -530.00 36.36 SELL -115.00 36.38 SELL -155.00 36.38 SELL -500.00 36.52 SELL -500.00 36.52 SELL -1386.00 36.53 SELL -114.00 36.53 SELL -1500.00 36.60 SELL -910.00 35.87 SELL -1258.00 35.87 SELL -175.00 35.87 SELL -876.00 35.87 SELL -217.00 35.87 SELL -374.00 35.87 SELL -1190.00 35.87 SELL -3364.00 36.10 SELL -27.00 36.10 SELL -162.00 36.10 SELL -32.00 36.10 SELL -1415.00 36.10 SELL -85.00 36.37 SELL -250.00 36.37 SELL -300.00 36.37 SELL -3815.00 36.37 SELL -550.00 36.37 SELL -2574.00 36.48 SELL -562.00 36.48 SELL -986.00 36.48 SELL -878.00 36.48 SELL -525.00 36.64 SELL -3202.00 36.67 SELL -39.00 36.59 SELL -4252.00 36.59 SELL -709.00 36.59 SELL -2672.00 36.68 SELL -2328.00 36.68 SELL -430.00 36.64 SELL -1427.00 36.66 SELL -439.00 36.66 SELL -500.00 66.70 SELL -1400.00 66.70 SELL -100.00 66.71 SELL -500.00 66.71 SELL -100.00 66.72 SELL -700.00 66.70 SELL -1600.00 66.70 SELL -100.00 66.71 SELL -500.00 66.70 SELL -1900.00 66.70 SELL -100.00 66.71 SELL -500.00 66.70 SELL -600.00 66.70 SELL -100.00 66.70 SELL -1300.00 66.70 23857.00 OTC sale to custodian at market. TOTAL BUYS 535,849 TOTAL SELLS 810,866 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 498.00 35.96CFDS BUY 293.00 35.96CFDS BUY 209.00 35.96CFDS BUY 300.00 35.93CFDS BUY 700.00 35.93CFDS BUY 1000.00 35.88CFDS BUY 1000.00 35.88CFDS BUY 115.00 36.38CFDS BUY 155.00 36.38CFDS BUY 500.00 36.52CFDS BUY 530.00 36.36CFDS BUY 500.00 36.52CFDS BUY 114.00 36.53CFDS BUY 1386.00 36.53CFDS BUY 1500.00 36.60CFDS SELL -230.00 35.96CFDS SELL -500.00 35.95CFDS SELL -17.00 36.12CFDS SELL -11.00 36.12CFDS SELL -1028.00 36.12CFDS SELL -944.00 36.12CFDS SELL -1000.00 36.36CFDS SELL -1264.00 36.34CFDS SELL -36.00 36.33CFDS SELL -700.00 36.33CFDS SELL -1000.00 36.40CFDS SELL -300.00 36.65CFDS SELL -1000.00 36.66CFDS SELL -300.00 36.65CMBO SELL -01.00 00.01 TOTAL BUYS 8,800 TOTAL SELLS 8,331 ANNEXURE C Call/Put Buy Sell Exec Exec Price Strike Amer/Euro Expiry Quantity (AUD) Call BUY 05.00 00.70 38.00 American 20080423 Option Call BUY 02.00 00.40 39.00 American 20080423 Option Call BUY 12.00 00.41 39.00 American 20080423 OptionPut Option BUY 01.00 00.01 42.00 American 20080423 Call BUY 01.00 00.91 37.50 American 20080423 OptionPut Option BUY 5000.00 00.91 39.00 European 20080423 Call BUY 100000.00 00.45 40.00 European 20080529 Option Call BUY 30000.00 00.09 60.00 American 20080925 OptionPut Option BUY 20000.00 00.54 35.00 European 20080529 Call BUY 12000.00 00.59 40.00 American 20080626 OptionPut Option BUY 5000.00 00.35 35.00 European 20080423Put Option BUY 5000.00 00.33 32.00 European 20080529Put Option BUY 4500.00 00.33 32.00 European 20080529Put Option BUY 2231.00 01.75 26.88 American 20100325Put Option BUY 1000.00 14.25 25.00 European 17/11/2016Put Option BUY 471.00 10.62 26.93 European 30/06/2008Put Option BUY 1000.00 10.80 26.93 European 30/06/2008Put Option BUY 1000.00 09.00 32.00 European 17/11/2016Put Option BUY 2000.00 09.33 32.00 European 17/11/2016Put Option BUY 1000.00 09.33 32.00 European 17/11/2016Put Option BUY 500.00 09.45 32.00 European 17/11/2016Put Option BUY 1000.00 09.45 32.00 European 17/11/2016Put Option BUY 1500.00 09.45 32.00 European 17/11/2016Put Option BUY 428.00 09.60 32.00 European 17/11/2016Put Option BUY 1000.00 16.94 EuropeanPut Option BUY 5000.00 04.15 32.00 European 27/09/2007Put Option BUY 750.00 04.17 32.00 European 27/09/2007Put Option BUY 3250.00 04.16 32.00 European 27/09/2007Put Option BUY 4750.00 04.23 32.00 European 27/09/2007Put Option BUY 250.00 04.23 32.00 European 27/09/2007Put Option BUY 3500.00 04.42 32.00 European 27/09/2007Put Option BUY 3200.00 04.46 32.00 European 27/09/2007Put Option BUY 5000.00 00.64 40.00 European 23/04/2008Put Option BUY 3000.00 00.70 40.00 European 23/04/2008Put Option BUY 10000.00 00.72 40.00 European 23/04/2008Put Option BUY 5000.00 00.74 40.00 European 23/04/2008Put Option BUY 4508.00 00.75 40.00 European 23/04/2008Put Option BUY 2500.00 00.76 40.00 European 23/04/2008Put Option BUY 250.00 06.95 34.00 European 25/10/2007Put Option BUY 50.00 06.95 34.00 European 25/10/2007Put Option BUY 500.00 07.15 34.00 European 25/10/2007Put Option SELL -5000.00 00.84 39.00 European 20080423 Call SELL -20000.00 00.41 40.00 European 20080529 Option Call SELL -20000.00 00.41 40.00 European 20080529 Option Call SELL -20000.00 00.41 40.00 European 20080529 Option Call SELL -40.00 00.41 40.00 European 20080529 Option Call SELL -20000.00 00.41 40.00 European 20080529 Option Call SELL -19960.00 00.41 40.00 European 20080529 OptionPut Option SELL -10000.00 00.55 35.00 European 20080529Put Option SELL -10000.00 00.55 35.00 European 20080529Put Option SELL -20000.00 00.55 35.00 European 20080529Put Option SELL -5000.00 00.30 35.00 European 20080423Put Option SELL -1500.00 00.30 35.00 European 20080423Put Option SELL -9000.00 00.39 32.00 European 20080529Put Option SELL -1000.00 10.30 26.93 European 30/06/2008Put Option SELL -1200.00 10.27 26.93 European 30/06/2008Put Option SELL -150.00 09.10 32.00 European 17/11/2016Put Option SELL -3000.00 08.99 32.00 European 17/11/2016Put Option SELL -3000.00 08.93 32.00 European 17/11/2016Put Option SELL -1000.00 09.17 32.00 European 17/11/2016Put Option SELL -5000.00 04.06 32.00 European 27/09/2007Put Option SELL -4000.00 04.17 32.00 European 27/09/2007Put Option SELL -5000.00 04.29 32.00 European 27/09/2007Put Option SELL -3500.00 04.30 32.00 European 27/09/2007Put Option SELL -3200.00 04.46 32.00 European 27/09/2007Put Option SELL -2000.00 04.49 32.00 European 27/09/2007Put Option SELL -5000.00 00.59 40.00 European 23/04/2008Put Option SELL -2500.00 00.76 40.00 European 23/04/2008 TOTAL BUYS 246,159 TOTAL 200,050 SELLS This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group