4th Dec 2008 10:47
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Qantas Airways Limited |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
03/12/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
Total number of securities sold |
Highest price received |
Lowest price received |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
9,681 |
AUD 2.31 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
3,500 |
AUD 2.38 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
04/12/2008 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
British Airways Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Imperial Energy Corporation Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
03/12/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
624,885 |
GBP 10.00 |
GBP 9.70 |
Total number of securities sold |
Highest price received |
Lowest price received |
566,443 |
GBP 10.00 |
GBP 9.78 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
04/12/2008 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
CENTRICA PLC |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
03/12/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
10,125,500 |
GBP 2.17 |
GBP 2.12 |
Total number of securities sold |
Highest price received |
Lowest price received |
9,356,270 |
GBP 214.96 |
GBP 2.13 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
04/12/2008 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
EDF S.A. |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
WITH RECOGNISED INTERMEDIARY STATUS |
DEALING IN A CLIENT-SERVING CAPACITY |
(Rule 38.5(a) of the Takeover Code) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
British Energy Group Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
03/12/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
143,398 |
GBP 7.56 |
GBP 7.53 |
Total number of securities sold |
Highest price received |
Lowest price received |
54,300 |
GBP 7.57 |
GBP 7.52 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
89,098 |
GBP 7.56 |
Long Swap |
LONG |
6,029 |
GBP 7.55 |
Long Swap |
LONG |
4,112 |
GBP 7.54 |
Long Swap |
LONG |
708 |
GBP 7.55 |
Long Swap |
LONG |
188 |
GBP 7.54 |
Long Swap |
LONG |
73 |
GBP 7.55 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
188 |
GBP 7.56 |
Short Swap |
SHORT |
708 |
GBP 7.54 |
Short Swap |
SHORT |
1,638 |
GBP 7.54 |
Short Swap |
SHORT |
4,112 |
GBP 7.56 |
Short Swap |
SHORT |
6,029 |
GBP 7.54 |
Short Swap |
SHORT |
12,053 |
GBP 7.54 |
Short Swap |
SHORT |
22,220 |
GBP 7.54 |
Short Swap |
SHORT |
42,648 |
GBP 7.54 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
04/12/2008 |
Contact name |
Bhavika Mistry |
Telephone number |
+44 207 995 4747 |
Name of offeree/offeror with whom connected |
EDF S.A. |
Nature of connection # |
Advisor |
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