Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

10th Jul 2008 11:28

RNS Number : 7794Y
UBS AG (EPT)
10 July 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

9 JULY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

2,350

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

2,350

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

1000

12305 AUD Cents

SALE

62

12305

PURCHASE

6

12307

PURCHASE

7

12307

PURCHASE

8

12307

PURCHASE

13

12307

PURCHASE

13

12307

PURCHASE

28

12307

PURCHASE

59

12307

PURCHASE

101

12307

PURCHASE

106

12307

PURCHASE

132

12307

PURCHASE

150

12307

PURCHASE

524

12307

SALE

100

12310

SALE

56

12312

SALE

24

12312

PURCHASE

2

12312

PURCHASE

44

12312

PURCHASE

63

12312

PURCHASE

73

12312

PURCHASE

89

12312

PURCHASE

186

12312

PURCHASE

57

12313

PURCHASE

128

12313

PURCHASE

1001

12313

PURCHASE

6

12314

PURCHASE

32

12314

PURCHASE

121

12314

PURCHASE

3

12316

PURCHASE

7

12316

PURCHASE

29

12316

PURCHASE

59

12316

PURCHASE

62

12316

PURCHASE

307

12316

PURCHASE

536

12316

SALE

36

12317

PURCHASE

88

12317

PURCHASE

99

12317

PURCHASE

101

12317

PURCHASE

110

12317

PURCHASE

112

12317

PURCHASE

117

12317

SALE

35

12318

SALE

19

12318

PURCHASE

5

12318

PURCHASE

107

12318

PURCHASE

130

12318

SALE

234

12319

SALE

37

12319

SALE

28

12319

SALE

25

12319

PURCHASE

6

12319

PURCHASE

22

12319

PURCHASE

52

12319

PURCHASE

84

12319

PURCHASE

94

12319

SALE

117

12320

SALE

75

12320

SALE

61

12320

PURCHASE

3

12320

PURCHASE

11

12320

PURCHASE

25

12320

PURCHASE

25

12320

PURCHASE

100

12320

PURCHASE

103

12320

PURCHASE

277

12320

PURCHASE

509

12320

SALE

140

12321

SALE

33

12321

PURCHASE

1

12321

PURCHASE

29

12321

PURCHASE

43

12321

PURCHASE

48

12321

PURCHASE

51

12321

PURCHASE

54

12321

PURCHASE

112

12321

PURCHASE

141

12321

PURCHASE

165

12321

PURCHASE

212

12321

PURCHASE

240

12321

SALE

400

12322

PURCHASE

3

12322

PURCHASE

103

12322

PURCHASE

193

12322

PURCHASE

2

12323

PURCHASE

4

12323

PURCHASE

10

12323

PURCHASE

15

12323

PURCHASE

28

12323

PURCHASE

43

12323

PURCHASE

58

12323

PURCHASE

100

12323

PURCHASE

117

12323

PURCHASE

145

12323

PURCHASE

220

12323

PURCHASE

386

12323

SALE

70

12324

PURCHASE

2

12324

PURCHASE

27

12324

PURCHASE

29

12324

PURCHASE

29

12324

PURCHASE

34

12324

PURCHASE

38

12324

PURCHASE

41

12324

PURCHASE

44

12324

PURCHASE

57

12324

PURCHASE

59

12324

PURCHASE

130

12324

SALE

363

12325

SALE

163

12325

SALE

61

12325

SALE

42

12325

SALE

32

12325

SALE

10

12325

PURCHASE

4

12325

PURCHASE

17

12325

PURCHASE

61

12325

PURCHASE

100

12325

PURCHASE

110

12325

PURCHASE

114

12325

PURCHASE

234

12325

SALE

300

12326

SALE

247

12326

SALE

240

12326

SALE

139

12326

SALE

119

12326

SALE

66

12326

SALE

64

12326

SALE

61

12326

SALE

28

12326

SALE

28

12326

SALE

1

12326

PURCHASE

1

12326

PURCHASE

6

12326

PURCHASE

17

12326

PURCHASE

46

12326

PURCHASE

49

12326

PURCHASE

51

12326

PURCHASE

56

12326

PURCHASE

60

12326

PURCHASE

133

12326

PURCHASE

190

12326

PURCHASE

228

12326

PURCHASE

290

12326

SALE

127

12327

PURCHASE

3

12327

PURCHASE

10

12327

PURCHASE

20

12327

PURCHASE

51

12327

PURCHASE

65

12327

PURCHASE

71

12327

PURCHASE

74

12327

PURCHASE

76

12327

SALE

548

12328

SALE

26

12328

PURCHASE

2

12328

PURCHASE

4

12328

PURCHASE

7

12328

PURCHASE

8

12328

PURCHASE

9

12328

PURCHASE

10

12328

PURCHASE

36

12328

PURCHASE

59

12328

PURCHASE

61

12328

SALE

405

12329

SALE

318

12329

SALE

227

12329

SALE

152

12329

SALE

126

12329

SALE

93

12329

SALE

62

12329

SALE

47

12329

SALE

44

12329

SALE

7

12329

SALE

1

12329

PURCHASE

75

12329

SALE

356

12330

SALE

167

12330

SALE

74

12330

SALE

49

12330

PURCHASE

69

12330

SALE

674

12331

SALE

166

12331

PURCHASE

1

12331

PURCHASE

6

12331

PURCHASE

6

12331

PURCHASE

7

12331

PURCHASE

8

12331

PURCHASE

29

12331

PURCHASE

32

12331

PURCHASE

50

12331

PURCHASE

78

12331

PURCHASE

95

12331

PURCHASE

111

12331

PURCHASE

178

12331

SALE

352

12332

SALE

230

12333

SALE

95

12333

SALE

46

12334

SALE

50

12337

PURCHASE

25

12338

SALE

1448

12339

SALE

405

12339

SALE

57

12339

PURCHASE

8

12339

PURCHASE

72

12339

PURCHASE

2

12340

PURCHASE

205

12340

SALE

689

12341

SALE

405

12341

SALE

329

12341

SALE

250

12341

SALE

220

12341

SALE

200

12341

SALE

118

12341

SALE

83

12341

SALE

67

12341

SALE

60

12341

PURCHASE

12

12341

PURCHASE

64

12341

PURCHASE

127

12341

PURCHASE

178

12341

PURCHASE

196

12341

PURCHASE

220

12341

PURCHASE

262

12341

PURCHASE

746

12341

PURCHASE

31

12342

PURCHASE

59

12342

PURCHASE

5

12343

PURCHASE

6

12343

PURCHASE

46

12343

PURCHASE

61

12343

SALE

38

12344

SALE

2

12344

PURCHASE

51

12344

SALE

1000

12345

SALE

367

12345

SALE

266

12345

SALE

200

12345

SALE

139

12345

SALE

21

12345

SALE

1

12345

PURCHASE

327

12345

PURCHASE

386

12345

SALE

485

12346

SALE

121

12347

SALE

102

12347

SALE

26

12347

PURCHASE

2

12347

PURCHASE

2

12347

PURCHASE

11

12347

PURCHASE

39

12347

PURCHASE

58

12347

PURCHASE

92

12347

PURCHASE

117

12347

PURCHASE

180

12347

SALE

215

12349

SALE

21

12349

SALE

210

12351

PURCHASE

73

12355

PURCHASE

76

12355

PURCHASE

206

12355

PURCHASE

377

12355

PURCHASE

10

12357

SALE

189

12359

PURCHASE

148

12359

PURCHASE

15

12363

PURCHASE

67

12363

PURCHASE

214

12363

PURCHASE

194

12366

PURCHASE

382

12366

PURCHASE

9

12367

PURCHASE

50

12367

PURCHASE

54

12367

PURCHASE

87

12367

SALE

275

12369

PURCHASE

12

12369

PURCHASE

99

12369

PURCHASE

308

12369

PURCHASE

545

12369

SALE

80

12370

PURCHASE

3

12370

PURCHASE

170

12370

PURCHASE

188

12370

PURCHASE

213

12370

PURCHASE

246

12370

PURCHASE

386

12370

SALE

154

12374

SALE

154

12374

SALE

93

12374

SALE

93

12374

SALE

25

12374

SALE

16

12374

SALE

200

12375

PURCHASE

1

12376

PURCHASE

9

12376

PURCHASE

42

12376

PURCHASE

62

12376

PURCHASE

80

12376

PURCHASE

97

12376

SALE

103

12377

SALE

95

12377

PURCHASE

1

12378

PURCHASE

48

12378

PURCHASE

66

12378

PURCHASE

71

12378

PURCHASE

197

12378

PURCHASE

12

12380

PURCHASE

45

12380

PURCHASE

52

12380

PURCHASE

56

12380

PURCHASE

71

12380

PURCHASE

106

12380

PURCHASE

364

12380

PURCHASE

403

12380

PURCHASE

464

12380

PURCHASE

1643

12380

SALE

116

12381

PURCHASE

11

12381

PURCHASE

50

12381

PURCHASE

72

12381

PURCHASE

95

12381

PURCHASE

111

12381

PURCHASE

197

12381

PURCHASE

227

12381

PURCHASE

243

12381

PURCHASE

324

12381

PURCHASE

27

12382

SALE

54577

12383.96922

PURCHASE

54577

12383.96922

PURCHASE

1

12384

PURCHASE

2

12384

PURCHASE

74

12384

SALE

1000

12385

SALE

150

12385

PURCHASE

2

12385

PURCHASE

28

12385

PURCHASE

44

12385

PURCHASE

77

12385

PURCHASE

200

12385

PURCHASE

57

12386

SALE

119

12387

SALE

88

12387

PURCHASE

52

12387

SALE

360

12389

SALE

207

12389

SALE

27

12389

PURCHASE

29

12389

SALE

523

12390

SALE

392

12390

SALE

35

12390

PURCHASE

53

12390

PURCHASE

61

12390

PURCHASE

334

12390

PURCHASE

39

12391

PURCHASE

310

12391

SALE

195

12392

PURCHASE

8

12392

PURCHASE

27

12392

PURCHASE

38

12392

PURCHASE

133

12392

PURCHASE

143

12392

PURCHASE

155

12392

PURCHASE

456

12392

PURCHASE

631

12392

PURCHASE

2

12393

PURCHASE

70

12393

PURCHASE

78

12393

PURCHASE

88

12393

PURCHASE

213

12393

SALE

52480

12393.72782

PURCHASE

52480

12393.72782

SALE

218

12394

SALE

117

12394

SALE

104

12394

SALE

42

12394

SALE

29

12394

SALE

26

12394

PURCHASE

50

12394

SALE

357

12395

PURCHASE

137

12395

SALE

31

12396

SALE

365

12397

SALE

38

12397

PURCHASE

2

12397

PURCHASE

3

12397

PURCHASE

49

12397

PURCHASE

61

12397

PURCHASE

146

12397

PURCHASE

183

12397

SALE

595

12398

SALE

403

12398

SALE

144

12398

PURCHASE

8

12398

PURCHASE

68

12398

SALE

147

12399

SALE

86

12399

SALE

77

12399

SALE

38

12399

SALE

500

12400

SALE

445

12400

SALE

203

12400

SALE

189

12400

SALE

152

12400

SALE

150

12400

SALE

100

12400

SALE

100

12400

SALE

63

12400

PURCHASE

14

12400

PURCHASE

72

12400

PURCHASE

92

12400

PURCHASE

191

12400

SALE

403

12401

PURCHASE

12

12401

PURCHASE

28

12401

PURCHASE

33

12401

PURCHASE

40

12401

PURCHASE

94

12401

PURCHASE

296

12401

PURCHASE

322

12401

PURCHASE

403

12401

SALE

363

12402

SALE

316

12402

SALE

262

12402

SALE

64

12402

SALE

44

12402

SALE

43

12402

SALE

31

12402

SALE

29

12402

SALE

13

12402

SALE

3

12402

SALE

1

12402

PURCHASE

2

12402

PURCHASE

5

12402

PURCHASE

6

12402

PURCHASE

10

12402

PURCHASE

13

12402

PURCHASE

22

12402

PURCHASE

30

12402

PURCHASE

50

12402

PURCHASE

57

12402

PURCHASE

142

12402

PURCHASE

175

12402

PURCHASE

176

12402

PURCHASE

177

12402

PURCHASE

298

12402

PURCHASE

403

12402

SALE

105

12403

PURCHASE

14

12403

PURCHASE

38

12403

PURCHASE

50

12403

PURCHASE

62

12403

PURCHASE

159

12403

PURCHASE

184

12403

PURCHASE

237

12403

PURCHASE

244

12403

PURCHASE

263

12403

PURCHASE

534

12403

SALE

381

12404

SALE

102

12404

PURCHASE

3

12404

PURCHASE

11

12404

PURCHASE

12

12404

PURCHASE

64

12404

PURCHASE

80

12404

PURCHASE

207

12404

SALE

227

12405

PURCHASE

2

12405

PURCHASE

47

12405

PURCHASE

51

12405

PURCHASE

223

12405

PURCHASE

249

12405

PURCHASE

814

12405

PURCHASE

1

12406

PURCHASE

3

12406

PURCHASE

50

12406

PURCHASE

132

12406

PURCHASE

266

12406

PURCHASE

330

12406

PURCHASE

484

12406

SALE

458

12407

SALE

154

12407

SALE

150

12407

PURCHASE

58

12407

PURCHASE

73

12407

PURCHASE

97

12407

PURCHASE

105

12407

PURCHASE

171

12407

PURCHASE

233

12407

PURCHASE

1892

12407

PURCHASE

16

12408

PURCHASE

21

12408

PURCHASE

71

12409

PURCHASE

146

12409

SALE

22

12410

SALE

13

12410

PURCHASE

16

12410

PURCHASE

30

12410

PURCHASE

100

12410

SALE

61

12411

SALE

19

12411

PURCHASE

7

12411

PURCHASE

7

12411

PURCHASE

28

12411

PURCHASE

54

12411

PURCHASE

80

12411

PURCHASE

85

12411

PURCHASE

127

12411

SALE

149

12412

SALE

126

12412

SALE

51

12412

PURCHASE

8

12412

PURCHASE

13

12412

PURCHASE

17

12412

PURCHASE

58

12412

PURCHASE

62

12412

PURCHASE

72

12412

PURCHASE

80

12412

SALE

315

12413

SALE

63

12413

SALE

54

12413

SALE

15

12413

PURCHASE

32

12413

SALE

352

12414

SALE

82

12414

SALE

45

12414

SALE

11

12414

PURCHASE

4

12414

PURCHASE

40

12414

PURCHASE

45

12414

PURCHASE

52

12414

PURCHASE

58

12414

PURCHASE

71

12414

PURCHASE

72

12414

PURCHASE

100

12414

PURCHASE

146

12414

PURCHASE

182

12414

PURCHASE

236

12414

PURCHASE

266

12414

PURCHASE

402

12414

SALE

144

12415

SALE

114

12415

SALE

75

12415

SALE

65

12415

SALE

48

12415

SALE

45

12415

SALE

31

12415

SALE

25

12415

SALE

19

12415

SALE

19

12415

SALE

19

12415

SALE

18

12415

PURCHASE

5

12415

PURCHASE

50

12415

PURCHASE

147

12415

PURCHASE

224

12415

SALE

402

12416

SALE

340

12416

PURCHASE

66

12416

PURCHASE

212

12416

SALE

500

12417

SALE

402

12417

SALE

376

12417

SALE

226

12417

SALE

200

12417

SALE

176

12417

SALE

26

12417

PURCHASE

113

12417

PURCHASE

125

12417

SALE

886

12418

SALE

264

12418

SALE

103

12418

SALE

87

12418

SALE

65

12418

SALE

65

12418

SALE

64

12418

SALE

61

12418

SALE

57

12418

SALE

26

12418

SALE

14

12418

SALE

11

12418

SALE

4

12418

SALE

35

12419

SALE

22

12419

SALE

300

12420

SALE

300

12420

SALE

300

12420

SALE

238

12420

SALE

236

12420

SALE

200

12420

SALE

200

12420

SALE

164

12420

SALE

156

12420

SALE

66

12420

SALE

62

12420

SALE

45

12420

SALE

36

12420

SALE

140

12421

SALE

124

12421

SALE

63

12421

SALE

50

12421

SALE

48

12421

SALE

25

12421

SALE

7

12421

SALE

4

12421

PURCHASE

2

12421

PURCHASE

4

12421

PURCHASE

6

12421

PURCHASE

12

12421

PURCHASE

14

12421

PURCHASE

54

12421

PURCHASE

60

12421

PURCHASE

63

12421

PURCHASE

64

12421

PURCHASE

78

12421

PURCHASE

91

12421

PURCHASE

235

12421

PURCHASE

294

12421

SALE

200

12422

SALE

109

12422

SALE

89

12422

SALE

66

12422

SALE

47

12422

SALE

34

12422

SALE

5

12422

PURCHASE

1

12422

PURCHASE

29

12422

PURCHASE

45

12422

PURCHASE

50

12422

PURCHASE

71

12422

SALE

17

12423

PURCHASE

21

12423

PURCHASE

156

12423

SALE

103

12426

SALE

98

12426

SALE

75

12426

SALE

11

12426

PURCHASE

65

12426

PURCHASE

89

12426

PURCHASE

337

12426

PURCHASE

2

12427

PURCHASE

12

12427

PURCHASE

47

12427

PURCHASE

63

12427

PURCHASE

165

12427

SALE

593

12428

SALE

402

12428

SALE

402

12428

SALE

131

12428

SALE

73

12428

SALE

31

12428

PURCHASE

2

12428

PURCHASE

288

12428

SALE

1000

12429

SALE

342

12429

SALE

250

12429

SALE

199

12429

SALE

133

12429

SALE

65

12429

SALE

61

12429

SALE

41

12429

SALE

24

12429

PURCHASE

7

12429

PURCHASE

62

12429

PURCHASE

228

12429

SALE

402

12430

PURCHASE

56

12430

PURCHASE

277

12430

PURCHASE

398

12430

PURCHASE

402

12430

PURCHASE

402

12430

SALE

84

12431

SALE

69

12431

SALE

68

12431

SALE

61

12431

PURCHASE

1

12431

PURCHASE

61

12431

SALE

99

12432

SALE

88

12432

SALE

23

12432

SALE

3

12432

PURCHASE

184

12432

PURCHASE

36

12433

PURCHASE

50

12433

PURCHASE

64

12433

SALE

341

12437

SALE

97

12437

SALE

66

12437

PURCHASE

69

12437

SALE

65

12438

SALE

18

12438

SALE

155

12439

SALE

141

12439

SALE

122

12440

SALE

1

12441

PURCHASE

74

12441

PURCHASE

45

12449

PURCHASE

71

12449

PURCHASE

7

12450

PURCHASE

15

12450

PURCHASE

193

12450

PURCHASE

579

12450

SALE

118

12451

SALE

776

12452

SALE

466

12452

SALE

152

12452

SALE

63

12452

SALE

63

12452

SALE

61

12452

SALE

40

12452

SALE

17

12452

PURCHASE

7

12453

PURCHASE

27

12453

PURCHASE

101

12453

PURCHASE

143

12453

PURCHASE

168

12453

PURCHASE

237

12453

PURCHASE

401

12453

PURCHASE

147

12454

SALE

237

12455

SALE

71

12455

SALE

48

12455

SALE

70

12456

SALE

401

12458

SALE

244

12458

SALE

157

12458

PURCHASE

551

12458

SALE

37

12459

SALE

16

12459

PURCHASE

2

12460

PURCHASE

6

12460

PURCHASE

31

12460

PURCHASE

38

12460

PURCHASE

62

12460

PURCHASE

119

12460

PURCHASE

344

12460

PURCHASE

401

12460

PURCHASE

482

12460

PURCHASE

163

12462

SALE

94

12464

SALE

328

12466

SALE

44

12466

SALE

18

12466

SALE

222

12467

SALE

244

12468

SALE

213

12468

SALE

159

12468

SALE

111

12468

SALE

46

12468

SALE

22

12468

PURCHASE

2

12468

PURCHASE

264

12468

PURCHASE

2

12469

PURCHASE

3

12469

PURCHASE

6

12469

PURCHASE

18

12469

PURCHASE

59

12469

PURCHASE

65

12469

PURCHASE

75

12469

PURCHASE

401

12469

SALE

68

12470

SALE

52

12470

SALE

37

12470

PURCHASE

1

12471

PURCHASE

94

12471

SALE

200

12472

SALE

130

12472

SALE

38

12472

SALE

200

12473

SALE

150

12473

SALE

100

12473

SALE

100

12473

SALE

100

12473

SALE

100

12473

SALE

59

12473

SALE

42

12473

SALE

29

12473

SALE

4

12473

SALE

1

12473

SALE

300

12474

SALE

200

12474

SALE

100

12474

SALE

100

12474

SALE

65

12474

SALE

30

12475

SALE

6

12475

PURCHASE

400

12475

PURCHASE

400

12478

SALE

112

12482

SALE

101

12482

SALE

65

12482

SALE

61

12482

SALE

14

12482

SALE

13

12482

SALE

111

12484

SALE

62

12484

SALE

39

12484

SALE

36

12484

SALE

13

12484

SALE

11

12484

SALE

9

12484

SALE

8

12484

SALE

334

12485

SALE

2

12487

TOTAL PURCHASES

161,634

TOTAL SALES

159,537

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

10 JULY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDRRDBGGIG

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,633.75
Change48.74