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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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17-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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303514
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0.0304
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22581
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0.002
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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303514
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0.0304
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22581
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0.002
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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543
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60.9 (GBP)
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Buy
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400
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60.12 (GBP)
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Buy
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374
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61.21 (GBP)
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Buy
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322
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60.9 (GBP)
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Buy
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300
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60.88 (GBP)
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Buy
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300
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60.88 (GBP)
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Buy
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300
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60.88 (GBP)
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Buy
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300
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60.88 (GBP)
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Buy
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300
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60.88 (GBP)
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Buy
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300
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60.88 (GBP)
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Buy
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300
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60.88 (GBP)
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Buy
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300
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61.06 (GBP)
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Buy
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270
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60.88 (GBP)
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Buy
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270
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60.88 (GBP)
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Buy
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270
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60.88 (GBP)
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Buy
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258
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60.89 (GBP)
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Buy
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246
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61.08 (GBP)
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Buy
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240
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60.78 (GBP)
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Buy
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240
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60.89 (GBP)
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Buy
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240
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60.84 (GBP)
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Buy
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232
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60.9 (GBP)
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Buy
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200
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60.79 (GBP)
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Buy
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200
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60.12 (GBP)
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Buy
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200
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60.84 (GBP)
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Buy
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181
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60.09 (GBP)
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Buy
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150
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61.06 (GBP)
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Buy
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148
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60.88 (GBP)
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Buy
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147
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60.19 (GBP)
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Buy
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146
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60.88 (GBP)
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Buy
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145
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60.54 (GBP)
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Buy
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143
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60.09 (GBP)
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Buy
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134
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60.06 (GBP)
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Buy
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134
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60.88 (GBP)
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Buy
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129
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61.08 (GBP)
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Buy
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128
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60.79 (GBP)
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Buy
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128
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60.79 (GBP)
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Buy
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128
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60.88 (GBP)
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Buy
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127
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60.54 (GBP)
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Buy
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124
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61.08 (GBP)
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Buy
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120
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60.8 (GBP)
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Buy
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118
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60.79 (GBP)
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Buy
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113
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60.89 (GBP)
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Buy
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100
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60.88 (GBP)
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Buy
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100
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60.84 (GBP)
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Buy
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84
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59.9 (GBP)
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Buy
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83
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59.92 (GBP)
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Buy
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64
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60.19 (GBP)
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Buy
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60
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60.84 (GBP)
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Buy
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42
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60.88 (GBP)
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Buy
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40
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60.87 (GBP)
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Buy
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30
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60.88 (GBP)
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Buy
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28
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60.9 (GBP)
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Buy
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8
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60.9 (GBP)
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Buy
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6
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60.06 (GBP)
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Buy
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3
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60.92 (GBP)
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Buy
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1
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61.22 (GBP)
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Sell
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2111
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60.9 (GBP)
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Sell
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2111
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60.9 (GBP)
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Sell
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2111
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60.9 (GBP)
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Sell
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900
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61.24 (GBP)
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Sell
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840
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61.18 (GBP)
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Sell
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821
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61.27 (GBP)
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Sell
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720
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61.27 (GBP)
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Sell
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713
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61.21 (GBP)
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Sell
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709
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61.24 (GBP)
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Sell
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700
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61.16 (GBP)
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Sell
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673
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61.05 (GBP)
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Sell
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647
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61.05 (GBP)
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Sell
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600
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61.42 (GBP)
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Sell
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600
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61 (GBP)
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Sell
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589
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61.1 (GBP)
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Sell
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587
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61.26 (GBP)
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Sell
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554
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61.27 (GBP)
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Sell
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543
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61.1 (GBP)
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Sell
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516
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61.26 (GBP)
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Sell
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500
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61.03 (GBP)
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Sell
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480
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61.24 (GBP)
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Sell
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447
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61.36 (GBP)
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Sell
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425
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61.04 (GBP)
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Sell
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387
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61.07 (GBP)
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Sell
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377
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61.19 (GBP)
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Sell
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360
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61.36 (GBP)
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Sell
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360
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61.08 (GBP)
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Sell
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350
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61.2 (GBP)
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Sell
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319
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61.21 (GBP)
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Sell
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300
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60 (GBP)
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Sell
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300
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61.27 (GBP)
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Sell
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300
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61.3 (GBP)
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Sell
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300
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61.14 (GBP)
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Sell
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300
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61.29 (GBP)
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Sell
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296
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61.12 (GBP)
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Sell
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295
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61.04 (GBP)
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Sell
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259
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61.04 (GBP)
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Sell
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251
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61.19 (GBP)
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Sell
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247
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61.13 (GBP)
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Sell
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245
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61.27 (GBP)
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Sell
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241
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61.3 (GBP)
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Sell
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240
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61.18 (GBP)
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Sell
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240
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61.05 (GBP)
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Sell
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240
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61.18 (GBP)
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Sell
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240
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61.05 (GBP)
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Sell
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240
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61.19 (GBP)
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Sell
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204
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61.13 (GBP)
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Sell
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200
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61.08 (GBP)
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Sell
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200
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61.08 (GBP)
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Sell
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200
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61.3 (GBP)
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Sell
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200
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61.41 (GBP)
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Sell
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200
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61.34 (GBP)
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Sell
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200
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61.29 (GBP)
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Sell
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200
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61.29 (GBP)
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Sell
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200
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61.15 (GBP)
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Sell
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200
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61.12 (GBP)
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Sell
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200
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61.15 (GBP)
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Sell
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200
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61.28 (GBP)
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Sell
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200
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60.7 (GBP)
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Sell
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200
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61.11 (GBP)
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Sell
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200
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61.21 (GBP)
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Sell
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200
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61.21 (GBP)
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Sell
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200
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61.08 (GBP)
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Sell
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200
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61.08 (GBP)
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Sell
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200
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61.08 (GBP)
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Sell
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194
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60.84 (GBP)
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Sell
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189
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60.69 (GBP)
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Sell
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170
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61.14 (GBP)
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Sell
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154
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60 (GBP)
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Sell
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139
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61.24 (GBP)
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Sell
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130
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61.13 (GBP)
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Sell
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120
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60.87 (GBP)
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Sell
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120
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61.07 (GBP)
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Sell
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120
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61.09 (GBP)
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Sell
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120
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61.19 (GBP)
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Sell
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120
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61.17 (GBP)
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Sell
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120
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61.19 (GBP)
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Sell
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118
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61.05 (GBP)
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Sell
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112
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60 (GBP)
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Sell
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111
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61.24 (GBP)
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Sell
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100
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61.12 (GBP)
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Sell
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100
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61.28 (GBP)
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Sell
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91
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61.11 (GBP)
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Sell
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84
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59.68 (GBP)
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Sell
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83
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60.13 (GBP)
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Sell
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83
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60.22 (GBP)
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Sell
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83
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60.19 (GBP)
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Sell
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81
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61.04 (GBP)
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Sell
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62
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60.81 (GBP)
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Sell
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60
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60.24 (GBP)
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Sell
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57
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60.97 (GBP)
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Sell
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40
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60.9 (GBP)
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Sell
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39
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61.04 (GBP)
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Sell
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26
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61.17 (GBP)
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Sell
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23
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60.24 (GBP)
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Sell
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22
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61.19 (GBP)
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Sell
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20
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61.16 (GBP)
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Sell
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13
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61.085 (GBP)
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Sell
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12
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61.09 (GBP)
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Sell
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12
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60.97 (GBP)
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Sell
|
11
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61.37 (GBP)
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Sell
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11
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61.43 (GBP)
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Sell
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11
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61.455 (GBP)
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Sell
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10
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61.2 (GBP)
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Sell
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7
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61.21 (GBP)
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Sell
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7
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60.1 (GBP)
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Sell
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2
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61.05 (GBP)
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Sell
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2
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60.9 (GBP)
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Sell
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1
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61.26 (GBP)
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TOTAL BUYS:9997
TOTAL SELLS:32578
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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18-Jun-2008 12:08:47
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Contact name
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Collins,Carolyn
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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