11th Jul 2008 12:32
|
FORM 38.5 (SUMMARY) |
|
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
|
securities in which dealings have been made. |
|
CONNECTED EXEMPT PRINCIPLE TRADER: |
|
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
|
Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
11 July 2008 |
|
Date of dealing |
10 July 2008 |
|
Telephone number |
020 7996 2121 |
|
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
|
10 July 2008 |
|
Taylor Nelson Sofres Plc - Common |
|
Rio Tinto Plc - Common |
|
Informa Plc - Common |
|
BHP Billiton Plc - Common |
|
AMENDMENT |
|
state which element(s) of previous disclosure was incorrect: |
|
In the case of option business or dealings in derivatives full details should be given on a separate sheet so |
|
that the nature of the dealings can be fully understood. For options this should include the number of |
|
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price |
|
and any option money paid or received. For derivatives this should include, at least, the number of reference |
|
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the |
|
reference price. |
|
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring |
|
Section of the Panel, Tel. No:0207 638 0129 |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
10/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,358,589 |
GBP 17.33 |
GBP 16.70 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,554,469 |
GBP 17.28 |
GBP 16.73 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
25,417 |
GBP 17.16 |
|
Long Swap |
LONG |
6,553 |
GBP 16.94 |
|
Long Swap |
LONG |
5,940 |
GBP 17.13 |
|
Long Swap |
LONG |
4,740 |
GBP 17.13 |
|
Long Swap |
LONG |
1,705 |
GBP 16.94 |
|
Long Swap |
LONG |
50,000 |
AUD 35.60 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
100 |
GBP 17.25 |
|
Short Swap |
SHORT |
180 |
GBP 17.25 |
|
Short Swap |
SHORT |
1,306 |
GBP 17.09 |
|
Short Swap |
SHORT |
1,530 |
GBP 17.28 |
|
Short Swap |
SHORT |
1,870 |
GBP 17.28 |
|
Short Swap |
SHORT |
181,818 |
GBP 17.09 |
|
Short Swap |
SHORT |
217,000 |
GBP 17.08 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
10/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
23,902 |
GBP 2.75 |
GBP 2.70 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
95,449 |
GBP 2.75 |
GBP 2.70 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
WPP Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Informa Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
10/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
37,669 |
GBP 4.21 |
GBP 4.17 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
98,251 |
GBP 4.21 |
GBP 4.14 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Informa Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
10/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
312,880 |
GBP 54.95 |
GBP 52.85 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
195,681 |
GBP 54.91 |
GBP 52.80 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
10,000 |
GBP 54.33 |
|
Long Swap |
LONG |
3,380 |
GBP 54.47 |
|
Long Swap |
LONG |
1,450 |
GBP 54.21 |
|
Long Swap |
LONG |
400 |
GBP 54.21 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
10 |
GBP 54.79 |
|
Short Swap |
SHORT |
60 |
GBP 54.79 |
|
Short Swap |
SHORT |
183 |
GBP 54.79 |
|
Short Swap |
SHORT |
740 |
GBP 54.60 |
|
Short Swap |
SHORT |
1,870 |
GBP 54.84 |
|
Short Swap |
SHORT |
3,093 |
GBP 54.50 |
|
Short Swap |
SHORT |
3,877 |
GBP 54.50 |
|
Short Swap |
SHORT |
10,000 |
GBP 54.38 |
|
(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option |
|
selling, |
securities under |
price |
American, |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
Warrant |
Selling |
-5,000 |
£0.13 |
AMERICAN |
16-Jan-09 |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
11/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInformaRio Tinto