7th Jan 2010 11:55
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
06/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
575,754 |
GBP 1.31 |
GBP 1.30 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
21,736 |
GBP 1.31 |
GBP 1.30 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
258,900 |
GBP 1.30 |
|
Long Swap |
LONG |
9,175 |
GBP 1.31 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
190 |
GBP 1.30 |
|
Short Swap |
SHORT |
1,510 |
GBP 1.30 |
|
Short Swap |
SHORT |
9,168 |
GBP 1.31 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
07/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
06/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,205 |
GBP 2.61 |
GBP 2.57 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
7,664 |
GBP 2.61 |
GBP 2.60 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
975 |
GBP 2.59 |
|
Long Swap |
LONG |
817 |
GBP 2.57 |
|
Long Swap |
LONG |
738 |
GBP 2.61 |
|
Long Swap |
LONG |
675 |
GBP 2.59 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
30 |
GBP 2.60 |
|
Short Swap |
SHORT |
60 |
GBP 2.61 |
|
Short Swap |
SHORT |
1,201 |
GBP 2.60 |
|
Short Swap |
SHORT |
2,502 |
GBP 2.60 |
|
Short Swap |
SHORT |
3,871 |
GBP 2.60 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
07/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
06/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
16,024 |
GBP 5.25 |
GBP 5.22 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,958 |
GBP 5.24 |
GBP 5.24 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
1,148 |
GBP 5.22 |
|
Long Swap |
LONG |
1,075 |
GBP 5.22 |
|
Long Swap |
LONG |
1 |
GBP 5.24 |
|
Long Swap |
LONG |
1 |
GBP 5.24 |
|
Long Swap |
LONG |
1 |
GBP 5.24 |
|
Long Swap |
LONG |
1 |
GBP 5.24 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
510 |
GBP 5.23 |
|
Short Swap |
SHORT |
1,448 |
GBP 5.24 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
07/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
06/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,838,616 |
GBP 7.77 |
GBP 0.08 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,126,472 |
GBP 7.77 |
GBP 7.69 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
302,373 |
GBP 7.73 |
|
Long Swap |
LONG |
438 |
GBP 7.73 |
|
Long Swap |
LONG |
524 |
GBP 7.70 |
|
Long Swap |
LONG |
1,033 |
GBP 7.73 |
|
Long Swap |
LONG |
2,380 |
GBP 7.70 |
|
Long Swap |
LONG |
10,349 |
GBP 7.72 |
|
Long Swap |
LONG |
13,511 |
GBP 7.72 |
|
Long Swap |
LONG |
16,810 |
GBP 7.72 |
|
Long Swap |
LONG |
18,063 |
GBP 7.70 |
|
Long Swap |
LONG |
50,323 |
GBP 7.72 |
|
Long Swap |
LONG |
64,716 |
GBP 7.73 |
|
Long Swap |
LONG |
102,627 |
GBP 7.73 |
|
Long Swap |
LONG |
106,948 |
GBP 7.72 |
|
Long Swap |
LONG |
276 |
GBP 7.72 |
|
Long Swap |
LONG |
133,052 |
GBP 7.72 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
276 |
GBP 7.73 |
|
Short Swap |
SHORT |
31,841 |
GBP 7.72 |
|
Short Swap |
SHORT |
27,166 |
GBP 7.77 |
|
Short Swap |
SHORT |
22,680 |
GBP 7.72 |
|
Short Swap |
SHORT |
18,731 |
GBP 7.72 |
|
Short Swap |
SHORT |
18,160 |
GBP 7.72 |
|
Short Swap |
SHORT |
18,063 |
GBP 7.72 |
|
Short Swap |
SHORT |
10,575 |
GBP 7.69 |
|
Short Swap |
SHORT |
10,349 |
GBP 7.72 |
|
Short Swap |
SHORT |
9,365 |
GBP 7.72 |
|
Short Swap |
SHORT |
5,614 |
GBP 7.77 |
|
Short Swap |
SHORT |
4,693 |
GBP 7.72 |
|
Short Swap |
SHORT |
930 |
GBP 7.72 |
|
Short Swap |
SHORT |
524 |
GBP 7.73 |
|
Short Swap |
SHORT |
42,036 |
GBP 7.72 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
07/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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