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EPT Disclosure

7th Jul 2008 12:00

RNS Number : 4567Y
Credit Suisse Equities (Australia)
07 July 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

4-July-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1787223

0.053

9009860

0.268

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1787223

0.053

9009860

0.268

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

200

40.50

Purchase

30,000

40.50

Purchase

633

40.50

Purchase

7,150

40.50

Purchase

250

40.59

Purchase

1,300

40.50

Purchase

148

40.50

Purchase

1,176

40.50

Purchase

12

40.50

Purchase

500

40.50

Purchase

3,000

40.50

Purchase

200

40.50

Purchase

1,000

40.50

Purchase

25

40.50

Purchase

250

40.50

Purchase

85

40.50

Purchase

1,500

40.50

Purchase

2,821

40.50

Purchase

358

40.45

Purchase

30,000

40.45

Purchase

3,000

40.45

Purchase

4,419

40.45

Purchase

166

40.45

Purchase

4,000

40.45

Purchase

876

40.45

Purchase

5,755

40.45

Purchase

500

40.45

Purchase

4

40.45

Purchase

150

40.45

Purchase

141

40.45

Purchase

631

40.45

Purchase

2,527

40.33

Purchase

2,999

40.33

Purchase

500

40.33

Purchase

15,000

40.33

Purchase

28,974

40.33

Purchase

25,759

40.40

Purchase

520

40.40

Purchase

300

40.40

Purchase

300

40.40

Purchase

13,191

40.40

Purchase

1,167

40.39

Purchase

83

40.39

Purchase

100

40.39

Purchase

6

40.30

Purchase

8,574

40.30

Purchase

23,462

40.30

Purchase

875

40.30

Purchase

3,685

40.30

Purchase

116

40.30

Purchase

39

40.30

Purchase

54

40.30

Purchase

391

40.30

Purchase

335

40.30

Purchase

216

40.30

Purchase

385

40.30

Purchase

12

40.30

Purchase

14

40.30

Purchase

1,696

40.30

Purchase

18,720

40.30

Purchase

188

40.60

Purchase

152

40.60

Purchase

197

40.59

Purchase

272

40.59

Purchase

182

40.59

Purchase

142

40.52

Purchase

223

40.58

Purchase

1,548

40.59

Purchase

76

40.59

Purchase

1,231

40.59

Purchase

200

40.59

Purchase

300

40.59

Purchase

24

40.59

Purchase

26

40.59

Purchase

18

40.59

Purchase

2,102

40.59

Purchase

250

40.59

Purchase

1,000

40.59

Purchase

197

40.61

Purchase

31

40.59

Purchase

187

40.62

Purchase

677

40.68

Purchase

46

40.68

Purchase

4,277

40.65

Purchase

1,000

40.65

Purchase

250

40.65

Purchase

229

40.65

Purchase

10,000

40.65

Purchase

3,271

40.64

Purchase

250

40.64

Purchase

202

40.58

Purchase

3,811

40.58

Purchase

1,114

40.58

Purchase

820

40.58

Purchase

449

40.58

Purchase

5,000

40.58

Purchase

19

40.57

Purchase

540

40.57

Purchase

800

40.57

Purchase

2,000

40.57

Purchase

247

40.57

Purchase

200

40.57

Purchase

179

40.53

Purchase

108

40.50

Purchase

124

40.50

Purchase

17

40.47

Purchase

196

40.47

Purchase

110

40.47

Purchase

119

40.47

Purchase

220

40.46

Purchase

197

40.51

Purchase

244

40.50

Purchase

219

40.51

Purchase

250

40.49

Purchase

199

40.48

Purchase

22

40.48

Purchase

8

40.48

Purchase

136

40.46

Purchase

211

40.51

Purchase

1

40.44

Purchase

228

40.44

Purchase

173

40.47

Purchase

84

40.47

Purchase

272

40.51

Purchase

2,822

40.56

Purchase

500

40.56

Purchase

1,000

40.56

Purchase

3,000

40.56

Purchase

2,000

40.55

Purchase

1,000

40.55

Purchase

68

40.55

Purchase

1,000

40.55

Purchase

1,742

40.53

Purchase

1,000

40.53

Purchase

191

40.53

Purchase

677

40.52

Purchase

292

40.44

Purchase

93

40.42

Purchase

85

40.43

Purchase

16

40.43

Purchase

784

40.43

Purchase

614

40.40

Purchase

3,000

40.40

Purchase

550

40.40

Purchase

500

40.40

Purchase

95

40.40

Purchase

228

40.40

Purchase

7,013

40.40

Purchase

258

40.37

Purchase

5,855

40.37

Purchase

3,000

40.37

Purchase

807

40.36

Purchase

38

40.36

Purchase

2

40.36

Purchase

298

40.36

Purchase

243

40.35

Purchase

262

40.30

Purchase

7,575

40.25

Purchase

272

40.28

Purchase

284

40.31

Purchase

328

40.29

Purchase

252

40.32

Purchase

1,374

40.25

Purchase

11,909

40.30

Purchase

1,000

40.30

Purchase

250

40.30

Purchase

237

40.30

Purchase

31

40.29

Purchase

1,298

40.29

Purchase

10,275

40.29

Purchase

5,000

40.25

Purchase

800

40.25

Purchase

150

40.25

Purchase

207

40.25

Purchase

40

40.25

Purchase

72

40.25

Purchase

26

40.25

Purchase

22

40.25

Purchase

5,000

40.25

Purchase

2,733

40.25

Purchase

2,000

40.24

Purchase

1

40.24

Purchase

333

40.23

Purchase

16,508

40.15

Purchase

30,000

40.15

Purchase

2,360

40.15

Purchase

295

40.16

Purchase

600

40.15

Purchase

32

40.15

Purchase

500

40.15

Purchase

20

40.12

Purchase

125

40.12

Purchase

126

40.12

Purchase

40

40.12

Purchase

1,798

40.14

Purchase

5,000

40.14

Purchase

1,250

40.14

Purchase

5,000

40.14

Purchase

320

40.19

Purchase

341

40.27

Purchase

380

40.30

Purchase

300

40.30

Purchase

537

40.30

Purchase

165

40.30

Purchase

7,500

40.30

Purchase

29

40.30

Purchase

46

40.30

Purchase

7,473

40.30

Purchase

5,000

40.30

Purchase

2,000

40.30

Purchase

25

40.30

Purchase

2,158

40.30

Purchase

1,409

40.25

Purchase

6,252

40.25

Purchase

3,000

40.25

Purchase

2,000

40.29

Purchase

2,500

40.30

Purchase

1,026

40.30

Purchase

1,474

40.30

Purchase

3,963

40.31

Purchase

37

40.31

Purchase

1,000

40.31

Purchase

20,000

40.25

Purchase

2,450

40.25

Purchase

5,000

40.25

Purchase

2

40.23

Purchase

34

40.23

Purchase

900

40.23

Purchase

9,736

40.23

Purchase

2,500

40.21

Purchase

2,500

40.20

Purchase

3,850

40.20

Purchase

1,500

40.20

Purchase

35

40.20

Purchase

41

40.20

Purchase

4,000

40.20

Purchase

675

40.20

Purchase

100

40.19

Purchase

7,491

40.19

Purchase

300

40.18

Purchase

23

40.17

Purchase

24

40.17

Purchase

18

40.17

Purchase

40

40.17

Purchase

5,007

40.17

Purchase

19,602

40.20

Purchase

1,530

40.20

Purchase

16

40.20

Purchase

300

40.20

Purchase

300

40.20

Purchase

700

40.20

Purchase

600

40.20

Purchase

34

40.20

Purchase

52

40.20

Purchase

22,162

40.20

Purchase

1,380

40.19

Purchase

37

40.17

Purchase

3,287

40.17

Purchase

365

40.14

Purchase

1,718

40.14

Purchase

2,409

40.14

Purchase

2,480

40.14

Purchase

2,480

40.14

Purchase

300

40.14

Purchase

800

40.14

Purchase

900

40.14

Purchase

300

40.14

Purchase

200

40.13

Purchase

18,876

40.20

Purchase

793

40.18

Purchase

331

40.17

Purchase

2,500

40.38

Purchase

200

40.41

Sale

-3,336

40.58

Sale

-141

40.45

Sale

-19

40.47

Sale

-51

40.30

Sale

-27

40.61

Sale

-22

40.56

Sale

6,806

40.61

Sale

-6,806

40.61

Sale

11,194

40.58

Sale

-11,194

40.58

Sale

-165

40.30

Sale

-2,000

40.29

Sale

-230

40.70

Sale

-941

40.70

Sale

-8,515

40.70

Sale

-4,950

40.70

Sale

-500

40.70

Sale

-878

40.70

Sale

-4,037

40.70

Sale

-200

40.70

Sale

-1,000

40.70

Sale

-5,000

40.70

Sale

-50,165

40.70

Sale

-85

40.70

Sale

-9,483

40.70

Sale

-1,000

40.58

Sale

-16

40.58

Sale

-89

40.58

Sale

-188

40.58

Sale

-680

40.58

Sale

-123

40.58

Sale

-77

40.58

Sale

-1,600

40.58

Sale

-317

40.58

Sale

-2,574

40.58

Sale

-219

40.58

Sale

-143

40.58

Sale

-477

40.56

Sale

-2,450

40.56

Sale

-178

40.56

Sale

-22

40.56

Sale

-1,873

40.56

Sale

-187

40.55

Sale

-3,417

40.55

Sale

-4,583

40.55

Sale

-2,000

40.56

Sale

-156

40.57

Sale

-28

40.55

Sale

-4,972

40.55

Sale

-1,047

40.55

Sale

-2,500

40.55

Sale

-100

40.55

Sale

-241

40.55

Sale

-1,112

40.55

Sale

-144

40.56

Sale

-146

40.54

Sale

-130

40.51

Sale

-135

40.60

Sale

-140

40.52

Sale

-123

40.45

Sale

-129

40.44

Sale

-129

40.41

Sale

-22

40.39

Sale

-100

40.39

Sale

-25

40.39

Sale

-107

40.39

Sale

-113

40.28

Sale

-62

40.29

Sale

-56

40.29

Sale

-42

40.31

Sale

-77

40.31

Sale

-133

40.30

Sale

-120

40.26

Sale

-178

40.25

Sale

-121

40.26

Sale

-111

40.33

Sale

-15,000

40.37

Sale

-126

40.37

Sale

-102

40.37

Sale

-119

40.37

Sale

-11

40.44

Sale

-109

40.44

Sale

-109

40.43

Sale

-105

40.40

Sale

-99

40.40

Sale

-92

40.39

Sale

-74

40.42

Sale

-4,377

40.42

Sale

-83

40.42

Sale

-540

40.42

Sale

-78

40.43

Sale

-728

40.47

Sale

-1,627

40.47

Sale

-3,310

40.47

Sale

-440

40.47

Sale

-4

40.47

Sale

-156

40.47

Sale

-179

40.47

Sale

-944

40.47

Sale

-260

40.47

Sale

-247

40.47

Sale

-238

40.47

Sale

-327

40.47

Sale

-5

40.47

Sale

-231

40.47

Sale

-1,200

40.47

Sale

-9

40.47

Sale

-76

40.47

Sale

-88

40.45

Sale

-57

40.40

Sale

-15

40.40

Sale

-2,508

40.37

Sale

-5

40.37

Sale

-290

40.37

Sale

-4

40.37

Sale

-193

40.37

Sale

-2,000

40.37

Sale

-74

40.38

Sale

-891

40.37

Sale

-500

40.37

Sale

-3,351

40.37

Sale

-248

40.37

Sale

-5

40.37

Sale

-5

40.37

Sale

-63

40.35

Sale

-926

40.35

Sale

-230

40.35

Sale

-120

40.35

Sale

-75

40.34

Sale

-59

40.32

Sale

-58

40.31

Sale

-53

40.33

Sale

-125

40.35

Sale

-500

40.35

Sale

-2,099

40.35

Sale

-2,551

40.35

Sale

-250

40.35

Sale

-196

40.35

Sale

-3,003

40.35

Sale

-2,761

40.35

Sale

-61

40.35

Sale

-47

40.35

Sale

-1,126

40.35

Sale

-86

40.35

Sale

-478

40.35

Sale

-54

40.35

Sale

-387

40.35

Sale

-53

40.36

Sale

-1

40.35

Sale

-49

40.35

Sale

-8

40.38

Sale

-1,938

40.38

Sale

-85

40.38

Sale

-408

40.38

Sale

-2,431

40.38

Sale

-85

40.38

Sale

-1,045

40.38

Sale

-58

40.36

Sale

-50

40.36

Sale

-42

40.29

Sale

-50

40.29

Sale

-57

40.27

Sale

-41

40.21

Sale

-53

40.25

Sale

-46

40.34

Sale

-5

40.36

Sale

-100

40.36

Sale

-515

40.36

Sale

-812

40.36

Sale

-223

40.36

Sale

-74

40.36

Sale

-411

40.36

Sale

-46

40.36

Sale

-968

40.36

Sale

-5,846

40.36

Sale

-41

40.29

Sale

-47

40.26

Sale

-49

40.29

Sale

-48

40.27

Sale

-8,484

40.27

Sale

-516

40.27

Sale

-54

40.39

Sale

-53

40.39

Sale

-49

40.40

Sale

-51

40.43

Sale

-63

40.50

Sale

-54

40.53

Sale

-60

40.50

Sale

-62

40.50

Sale

-57

40.56

Sale

-60

40.61

Sale

-68

40.61

Sale

-62

40.60

Sale

-85

40.59

Sale

-113

40.61

Sale

-77

40.61

Sale

-7,000

40.64

Sale

-92

40.60

Sale

-4,082

40.61

Sale

-80

40.60

Sale

-288

40.61

Sale

-245

40.61

Sale

-1,290

40.61

Sale

-124

40.61

Sale

-244

40.61

Sale

-100

40.61

Sale

-600

40.61

Sale

-102

40.58

Sale

-93

40.58

Sale

-49

40.56

Sale

-45

40.56

Sale

-5,455

40.56

Sale

-500

40.56

Sale

-23

40.56

Sale

-97

40.55

Sale

-94

40.52

Sale

-147

40.50

Sale

-3,000

40.52

Sale

-123

40.52

Sale

-106

40.52

Sale

-366

40.52

Sale

-32

40.52

Sale

-1,000

40.52

Sale

-88

40.60

Sale

-1,000

40.61

Sale

-200

40.61

Sale

-139

40.61

Sale

-672

40.62

Sale

-2,043

40.62

Sale

-2,128

40.65

Sale

-750

40.65

Sale

-500

40.65

Sale

-600

40.65

Sale

-200

40.65

Sale

-300

40.65

Sale

-3,574

40.65

Sale

-200

40.65

Sale

-100

40.65

Sale

-40

40.65

Sale

-608

40.65

Sale

-85

40.66

Sale

-841

40.60

Sale

-2,000

40.60

Sale

-12,159

40.60

Sale

-93

40.56

Sale

-3,606

40.58

Sale

-1,200

40.58

Sale

-102

40.53

Sale

-106

40.49

Sale

-125

40.49

Sale

-98

40.48

Sale

-116

40.46

Sale

-124

40.52

Sale

-116

40.50

Sale

-8,846

40.51

Sale

-15

40.51

Sale

-86

40.51

Sale

-53

40.51

Sale

-103

40.51

Sale

-101

40.49

Sale

-80

40.49

Sale

-33

40.50

Sale

-102

40.48

Sale

-1,034

40.48

Sale

-163

40.48

Sale

-1,422

40.48

Sale

-466

40.48

Sale

-200

40.48

Sale

-52

40.48

Sale

-229

40.48

Sale

-363

40.48

Sale

-181

40.48

Sale

-41

40.48

Sale

-3,449

40.48

Sale

-400

40.48

Sale

-121

40.44

Sale

-2,805

40.46

Sale

-246

40.46

Sale

-700

40.46

Sale

-253

40.46

Sale

-250

40.46

Sale

-200

40.46

Sale

-200

40.46

Sale

-309

40.46

Sale

-177

40.46

Sale

-1,039

40.47

Sale

-80

40.47

Sale

-441

40.47

Sale

-50

40.47

Sale

-250

40.47

Sale

-134

40.47

Sale

-500

40.50

Sale

-125

40.50

Sale

-75

40.50

Sale

-76

40.50

Sale

-1,259

40.50

Sale

-113

40.51

Sale

-123

40.50

Sale

-6,000

40.45

Sale

-6,000

40.45

Sale

-126

40.44

Sale

-116

40.37

Sale

-4,651

40.36

Sale

-344

40.36

Sale

-5

40.36

Sale

-135

40.35

Sale

-349

40.34

Sale

-400

40.34

Sale

-4,830

40.34

Sale

-111

40.34

Sale

-86

40.34

Sale

-224

40.34

Sale

-43

40.35

Sale

-400

40.35

Sale

-400

40.35

Sale

-12

40.35

Sale

-358

40.35

Sale

-149

40.35

Sale

-250

40.35

Sale

-5,388

40.35

Sale

-142

40.36

Sale

-127

40.23

Sale

-133

40.30

Sale

-139

40.31

Sale

-124

40.32

Sale

-43

40.32

Sale

-33

40.32

Sale

-133

40.28

Sale

-194

40.30

Sale

-6,789

40.30

Sale

-500

40.30

Sale

-100

40.30

Sale

-200

40.30

Sale

-184

40.30

Sale

-7,524

40.30

Sale

-200

40.31

Sale

-1,342

40.31

Sale

-880

40.31

Sale

-87

40.31

Sale

-4,156

40.30

Sale

-45

40.31

Sale

-200

40.31

Sale

-109

40.32

Sale

-432

40.32

Sale

-78

40.32

Sale

-9,980

40.32

Sale

-239

40.32

Sale

-100

40.32

Sale

-3,000

40.32

Sale

-50

40.32

Sale

-149

40.23

Sale

-1

40.14

Sale

-154

40.14

Sale

-142

40.12

Sale

-139

40.15

Sale

-159

40.18

Sale

-144

40.28

Sale

-4,000

40.32

Sale

-150

40.32

Sale

-73

40.32

Sale

-406

40.32

Sale

-6,982

40.32

Sale

-8,583

40.33

Sale

-500

40.33

Sale

-800

40.33

Sale

-5

40.33

Sale

-100

40.33

Sale

-272

40.33

Sale

-307

40.33

Sale

-2,433

40.33

Sale

-31

40.30

Sale

-68

40.28

Sale

-1,682

40.28

Sale

-250

40.28

Sale

-3,000

40.28

Sale

-188

40.30

Sale

-350

40.34

Sale

-150

40.34

Sale

-200

40.34

Sale

-125

40.34

Sale

-288

40.34

Sale

-409

40.34

Sale

-200

40.34

Sale

-254

40.34

Sale

-461

40.34

Sale

-514

40.34

Sale

-410

40.34

Sale

-885

40.34

Sale

-800

40.34

Sale

-3,612

40.34

Sale

-100

40.35

Sale

-163

40.35

Sale

-150

40.35

Sale

-146

40.35

Sale

-250

40.35

Sale

-152

40.29

Sale

-14

40.29

Sale

-1,948

40.29

Sale

-130

40.29

Sale

-150

40.29

Sale

-1,000

40.29

Sale

-740

40.29

Sale

-500

40.29

Sale

-170

40.29

Sale

-500

40.29

Sale

-5,000

40.29

Sale

-2,862

40.30

Sale

-119

40.19

Sale

-81

40.38

Sale

-420

40.41

Sale

-25,000

40.41

TOTAL BUY:651284

TOTAL SELL:441503

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

7-07-2008

Contact name

Carolyn Collins/ Simon Crawley

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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