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EPT Disclosure

11th Sep 2008 15:34

RNS Number : 2625D

UBS Securities Australia Limited

11 September 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	UBS Securities Australia Limited
Company dealt in	Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary
Date of dealing	10 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

(1) Relevant securities

395501

0.09%

2314273

0.51%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

1175190

0.26%

635418

0.14%

Total

1570691

0.34%

2949691

0.65%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
	Number (%)	Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale	Number of securities	Price per unit (AUD) (Note 4)
Purchase	9311	102.03
Purchase	2986	102.03
Purchase	2884	101.9
Purchase	1637	102.78
Purchase	1546	103.29
Purchase	1546	103.29
Purchase	1473	102.14
Purchase	1240	102
Purchase	1187	101.67
Purchase	1142	102.03
Purchase	1095	102.65
Purchase	1090	102.05
Purchase	1090	102.05
Purchase	1014	103.02
Purchase	1012	101.87
Purchase	1006	101.89
Purchase	1003	103.27
Purchase	1003	103.27
Purchase	1002	103.39
Purchase	1002	103.39
Purchase	1000	103.21
Purchase	1000	103.24
Purchase	991	103.43
Purchase	981	101.88
Purchase	978	102.2
Purchase	967	103.28
Purchase	967	103.28
Purchase	950	102.11
Purchase	935	103.42
Purchase	902	101.68
Purchase	879	101.73
Purchase	854	101.88
Purchase	847	102.09
Purchase	800	102
Purchase	799	102.14
Purchase	799	102.03
Purchase	771	102.03
Purchase	771	102.09
Purchase	766	102.09
Purchase	746	102.22
Purchase	711	102.08
Purchase	711	102.09
Purchase	700	102.07
Purchase	694	102.09
Purchase	694	102.09
Purchase	689	101.98
Purchase	660	103.01
Purchase	649	102.11
Purchase	648	102.09
Purchase	645	102.1
Purchase	644	103.24
Purchase	630	102.16
Purchase	579	101.77
Purchase	573	102.77
Purchase	573	103.39
Purchase	561	101.78
Purchase	537	101.65
Purchase	526	101.79
Purchase	525	101.8
Purchase	519	102.05
Purchase	510	102.03
Purchase	508	101.7
Purchase	506	101.65
Purchase	504	101.92
Purchase	500	102.75
Purchase	500	102.76
Purchase	500	102.58
Purchase	500	102.58
Purchase	500	102.14
Purchase	500	103.12
Purchase	500	103.3
Purchase	473	103.12
Purchase	467	101.8
Purchase	416	102.08
Purchase	409	102.17
Purchase	406	102.65
Purchase	400	102.79
Purchase	400	101.89
Purchase	364	102.13
Purchase	323	101.62
Purchase	319	101.89
Purchase	281	101.86
Purchase	274	101.99
Purchase	272	102
Purchase	270	102.07
Purchase	263	102.02
Purchase	261	103.01
Purchase	251	101.89
Purchase	250	103.3
Purchase	231	103.42
Purchase	228	101.9
Purchase	226	101.99
Purchase	215	101.89
Purchase	213	101.94
Purchase	206	101.61
Purchase	201	103.42
Purchase	200	102.59
Purchase	200	101.99
Purchase	200	102.17
Purchase	199	103.21
Purchase	193	102
Purchase	188	101.75
Purchase	183	102.6
Purchase	173	102.05
Purchase	168	101.66
Purchase	162	102.08
Purchase	160	102.11
Purchase	156	101.87
Purchase	156	101.87
Purchase	154	101.85
Purchase	143	101.81
Purchase	142	101.62
Purchase	140	101.99
Purchase	140	101.89
Purchase	135	102.2
Purchase	133	101.9
Purchase	132	102.06
Purchase	132	102.08
Purchase	128	101.6
Purchase	127	101.8
Purchase	126	101.91
Purchase	126	103.21
Purchase	126	102
Purchase	120	102.65
Purchase	120	102.65
Purchase	117	101.65
Purchase	116	102.02
Purchase	116	101.77
Purchase	111	101.9
Purchase	109	101.73
Purchase	108	101.84
Purchase	107	101.77
Purchase	106	101.8
Purchase	104	101.74
Purchase	101	101.65
Purchase	100	102.14
Purchase	99	102.07
Purchase	96	101.65
Purchase	92	102.18
Purchase	91	101.65
Purchase	84	101.87
Purchase	83	102.49
Purchase	76	102.11
Purchase	75	101.87
Purchase	72	102.75
Purchase	68	102.58
Purchase	67	101.77
Purchase	64	102.48
Purchase	63	101.98
Purchase	61	101.87
Purchase	59	102.59
Purchase	59	101.8
Purchase	57	101.77
Purchase	57	102.58
Purchase	56	102.65
Purchase	56	102.65
Purchase	56	102.65
Purchase	55	102.14
Purchase	54	101.64
Purchase	54	101.77
Purchase	51	102.18
Purchase	48	102.02
Purchase	46	102.59
Purchase	45	101.78
Purchase	45	101.78
Purchase	44	101.74
Purchase	43	101.86
Purchase	42	101.78
Purchase	42	101.8
Purchase	42	101.87
Purchase	42	101.65
Purchase	42	101.78
Purchase	42	101.8
Purchase	40	101.63
Purchase	37	102.06
Purchase	35	101.89
Purchase	35	103.02
Purchase	35	102.07
Purchase	29	101.77
Purchase	28	102.07
Purchase	27	102.14
Purchase	27	103.27
Purchase	26	101.87
Purchase	26	101.87
Purchase	25	102.03
Purchase	22	101.85
Purchase	19	101.73
Purchase	19	102.08
Purchase	18	102.17
Purchase	16	101.77
Purchase	16	101.77
Purchase	16	103.43
Purchase	15	102.18
Purchase	11	101.75
Purchase	11	101.76
Purchase	11	101.76
Purchase	11	101.75
Purchase	11	101.78
Purchase	9	101.64
Purchase	9	101.78
Purchase	8	101.99
Purchase	8	101.64
Purchase	8	101.81
Purchase	7	101.87
Purchase	7	102.08
Purchase	7	102.83
Purchase	6	101.87
Purchase	6	101.87
Purchase	6	101.87
Purchase	5	101.81
Purchase	5	101.84
Purchase	5	101.84
Purchase	2	102.76
Purchase	1	101.65
Sale	2	101.61
Sale	2	102
Sale	3	102
Sale	5	102
Sale	6	101.87
Sale	10	102
Sale	10	102
Sale	11	101.76
Sale	11	101.75
Sale	13	102.49
Sale	13	102.48
Sale	16	101.77
Sale	20	102.48
Sale	23	102.03
Sale	25	102.6
Sale	26	101.87
Sale	31	102.03
Sale	35	102.6
Sale	37	102.66
Sale	40	102.03
Sale	40	102
Sale	41	102.57
Sale	42	102.6
Sale	42	101.78
Sale	42	101.8
Sale	45	101.78
Sale	47	102
Sale	50	102
Sale	50	102
Sale	50	102
Sale	50	102
Sale	50	102
Sale	50	102
Sale	52	102.6
Sale	61	101.61
Sale	61	101.92
Sale	64	102.48
Sale	64	102.48
Sale	71	101.92
Sale	75	102
Sale	83	102.49
Sale	83	102.49
Sale	93	102.03
Sale	95	102
Sale	95	102
Sale	100	102.6
Sale	100	101.61
Sale	100	102
Sale	100	102
Sale	130	102
Sale	134	102.6
Sale	140	102
Sale	156	101.87
Sale	170	102
Sale	186	102.66
Sale	200	102
Sale	230	102
Sale	250	102
Sale	270	102.03
Sale	299	102.6
Sale	300	102.03
Sale	313	102.6
Sale	400	102.03
Sale	400	101.61
Sale	400	101.61
Sale	500	102.03
Sale	510	102.03
Sale	553	102.03
Sale	567	102.03
Sale	694	102.09
Sale	777	102.66
Sale	967	103.28
Sale	1000	102.03
Sale	1002	103.39
Sale	1003	103.27
Sale	1037	101.62
Sale	1090	102.05
Sale	1142	102.03
Sale	1493	102.03
Sale	1546	103.29
Sale	2000	102.03
Sale	2986	102.03
Sale	9311	101.97
Sale	9988	107.44
Total Purchase	87137
Total Sale	44379

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(i) Writing, selling, purchasing or varying

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price (AUD)

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (AUD) (Note 4)

Call Warrant	Purchasing	132	99.22	European	18-Dec-08	1.5
Call Warrant	Selling	-160	0	European	30-Jun-14	61.89
Call Warrant	Selling	-300	100	European	06-Nov-08	9.9
Call Warrant	Selling	-500	120	European	18-Dec-08	1.12
Call Warrant	Selling	-500	115	European	29-Jan-09	9.14
Call Warrant	Selling	-500	100	European	06-Nov-08	9.9

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	11 September 2008
Contact name	Belinda Maclay
Telephone number	+61 2 93242944
Name of offeree/offeror with which connected	BHP Billiton PLC/BHP Billiton Limited
Nature of connection (Note 9)	Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercise price (AUD) (Note 2)	Type, e.g. American, European etc.	Expiry date
Call Option	Purchased	132000	150	American	27-Nov-08
Call Option	Purchased	100000	170	American	18-Dec-08
Call Option	Purchased	66000	120	American	25-Sep-08
Call Option	Purchased	50000	124	American	30-Oct-08
Call Option	Purchased	40000	160	American	18-Dec-08
Call Option	Purchased	30000	144	American	25-Sep-08
Call Option	Purchased	20000	110	American	25-Sep-08
Call Option	Purchased	17000	170	American	25-Sep-08
Call Option	Purchased	16000	80	European	26-May-09
Call Option	Purchased	15000	158	American	18-Dec-08
Call Option	Purchased	12000	96	European	06-Nov-08
Call Option	Purchased	4000	166	American	25-Sep-08
Call Option	Purchased	3000	170	American	18-Dec-08
Call Option	Purchased	1000	114.74	European	19-Jun-09
Call Option	Written	12000	96	European	06-Nov-08
Call Option	Written	16000	80	European	26-May-09
Call Option	Written	16000	132	American	25-Sep-08
Call Option	Written	50000	136	American	25-Sep-08
Call Option	Written	120000	130	American	25-Sep-08
Call Warrant	Written	150	145	European	18-Dec-08
Call Warrant	Written	500	120	European	18-Dec-08
Call Warrant	Written	500	115	European	29-Jan-09
Call Warrant	Written	1717	0	European	30-Jun-14
Call Warrant	Written	2582	55	European	18-Jun-09
Call Warrant	Written	6952	96	European	06-Nov-08
Call Warrant	Written	7036	100	European	06-Nov-08
Call Warrant	Written	7975	135	European	18-Dec-08
Call Warrant	Written	19006	80	European	26-May-09
Put Option	Purchased	150000	132	American	25-Sep-08
Put Option	Purchased	150000	77	American	22-Dec-11
Put Option	Purchased	75000	110	American	18-Dec-08
Put Option	Written	72	136.98	American	17-Jun-13
Put Option	Written	73	135.65	American	22-Feb-11
Put Option	Written	78	127	American	31-Jan-13
Put Option	Written	91	109	American	22-Jan-09
Put Option	Written	94	131.31	American	30-Jun-11
Put Option	Written	101	122.94	American	29-Aug-13
Put Option	Written	119	83.55	American	11-Aug-10
Put Option	Written	125	99.48	American	29-Jul-10
Put Option	Written	125	99.59	American	28-Jun-12
Put Option	Written	126	99.07	American	07-Sep-12
Put Option	Written	127	98.35	American	22-Jun-10
Put Option	Written	128	77.89	American	21-Jun-11
Put Option	Written	130	76.7	American	19-May-11
Put Option	Written	131	94.91	American	26-Jul-12
Put Option	Written	132	97.5	American	02-Jul-12
Put Option	Written	146	98.79	American	29-Jul-10
Put Option	Written	146	102.05	American	26-Jul-12
Put Option	Written	150	99.59	American	29-Jul-10
Put Option	Written	152	98.36	American	28-Jun-12
Put Option	Written	154	129.41	American	11-Dec-12
Put Option	Written	157	99.86	American	29-Jul-10
Put Option	Written	158	99.12	American	29-Jul-10
Put Option	Written	158	78.77	American	24-Jun-11
Put Option	Written	159	78.2	American	23-Jun-09
Put Option	Written	159	78.31	American	21-Jun-11
Put Option	Written	164	91.04	American	11-May-12
Put Option	Written	168	148.37	American	30-May-13
Put Option	Written	175	57.14	American	24-Sep-08
Put Option	Written	176	113.21	American	25-Oct-12
Put Option	Written	181	101	American	29-Jul-10
Put Option	Written	183	135.98	American	30-Jun-11
Put Option	Written	185	96.8	American	28-Jun-12
Put Option	Written	198	100.52	American	16-Jun-10
Put Option	Written	203	98.47	American	22-Jun-10
Put Option	Written	203	98.08	American	22-Jun-10
Put Option	Written	209	81.14	American	28-Apr-11
Put Option	Written	214	93.26	American	28-Jun-12
Put Option	Written	218	100.49	American	28-Jun-12
Put Option	Written	227	44.05	American	22-Jun-10
Put Option	Written	240	83.48	American	18-Apr-11
Put Option	Written	243	102.51	American	26-Jul-12
Put Option	Written	246	101.6	American	24-Jun-10
Put Option	Written	257	76.5	American	17-Jun-11
Put Option	Written	265	75.38	American	22-Jun-11
Put Option	Written	271	73.66	American	10-Jun-09
Put Option	Written	271	73.76	American	05-Jun-09
Put Option	Written	283	78.34	American	19-Oct-11
Put Option	Written	286	91.6	American	30-Aug-12
Put Option	Written	296	67.43	American	15-Sep-09
Put Option	Written	298	100.5	American	25-Jun-10
Put Option	Written	300	71.7	American	02-Jan-09
Put Option	Written	305	75.25	American	25-Jun-09
Put Option	Written	310	96.73	American	23-Jun-10
Put Option	Written	325	77.02	American	21-May-09
Put Option	Written	342	102.42	American	29-Jun-12
Put Option	Written	352	98.21	American	29-Jul-10
Put Option	Written	353	70.82	American	09-Feb-09
Put Option	Written	356	70.14	American	10-Jun-09
Put Option	Written	363	82.51	American	28-Apr-09
Put Option	Written	371	99.3	American	29-Jul-10
Put Option	Written	382	98	American	26-Jul-12
Put Option	Written	396	75.01	American	08-Mar-10
Put Option	Written	400	74.9	American	22-Jun-11
Put Option	Written	404	98.86	American	24-Jun-10
Put Option	Written	413	96.82	American	24-Jun-10
Put Option	Written	413	96.75	American	21-Jun-12
Put Option	Written	419	71.59	American	19-Jan-09
Put Option	Written	425	78.61	American	30-Jun-11
Put Option	Written	429	34.96	American	18-Jun-09
Put Option	Written	434	98.52	American	29-Jul-10
Put Option	Written	460	109.66	American	31-Jan-13
Put Option	Written	465	98.9	American	28-Jun-12
Put Option	Written	472	90.6	American	29-Jul-10
Put Option	Written	484	103.17	American	26-Jul-12
Put Option	Written	509	98.07	American	29-Jul-10
Put Option	Written	510	98	American	29-Jul-10
Put Option	Written	514	77.75	American	30-Jun-11
Put Option	Written	518	96.51	American	31-May-12
Put Option	Written	528	75.48	American	29-Jun-11
Put Option	Written	538	99.08	American	26-Jul-12
Put Option	Written	547	109.66	American	27-Jan-11
Put Option	Written	555	45.04	American	22-Jun-10
Put Option	Written	562	99.67	American	29-Jul-10
Put Option	Written	564	90.39	American	22-Jun-12
Put Option	Written	566	35.33	American	22-Jun-09
Put Option	Written	567	35.27	American	19-Jun-09
Put Option	Written	573	34.9	American	18-Jun-09
Put Option	Written	591	95.3	American	29-Jul-10
Put Option	Written	598	83.69	American	22-Jun-12
Put Option	Written	600	73.45	American	30-Jun-11
Put Option	Written	601	99.71	American	25-Jun-10
Put Option	Written	628	99.44	American	29-Jul-10
Put Option	Written	634	78.7	American	27-May-09
Put Option	Written	637	139.1	American	15-Jun-11
Put Option	Written	648	97.31	American	24-Jun-09
Put Option	Written	650	92.25	American	12-Jun-12
Put Option	Written	663	75.36	American	23-Jun-11
Put Option	Written	663	75.38	American	25-Jun-09
Put Option	Written	696	99.01	American	26-Jul-12
Put Option	Written	703	85.3	American	22-Jun-12
Put Option	Written	715	139.74	American	12-Jun-13
Put Option	Written	733	102.26	American	28-Jun-12
Put Option	Written	742	53.8	American	17-Sep-08
Put Option	Written	794	75.5	American	23-Jun-11
Put Option	Written	821	103.41	American	22-Jun-12
Put Option	Written	828	98.9	American	29-Jul-10
Put Option	Written	836	99.24	American	15-Jun-10
Put Option	Written	859	77.44	American	30-Jun-11
Put Option	Written	869	75.44	American	23-Jun-11
Put Option	Written	870	97.65	American	22-Jun-12
Put Option	Written	887	98.08	American	28-Jun-12
Put Option	Written	941	42.5	American	03-Jun-10
Put Option	Written	982	74.85	American	30-Jun-11
Put Option	Written	1000	76	American	14-Jun-11
Put Option	Written	1000	76.49	American	19-Jun-09
Put Option	Written	1008	99.09	American	18-Jun-10
Put Option	Written	1020	74.54	American	01-Aug-11
Put Option	Written	1038	76.08	American	30-Jun-11
Put Option	Written	1040	96.14	American	26-May-10
Put Option	Written	1062	98.28	American	28-Jun-12
Put Option	Written	1067	101.45	American	26-Jul-12
Put Option	Written	1080	101.81	American	29-Jul-10
Put Option	Written	1083	92.25	American	28-Jun-12
Put Option	Written	1175	42.5	American	27-Jan-10
Put Option	Written	1257	99.37	American	28-Jun-12
Put Option	Written	1281	43.4	American	21-Jun-10
Put Option	Written	1334	74.99	American	22-Jun-11
Put Option	Written	1360	73.51	American	28-Jul-11
Put Option	Written	1418	91.6	American	29-Jul-10
Put Option	Written	1441	99.64	American	29-Jul-10
Put Option	Written	1500	78.2	American	22-Mar-10
Put Option	Written	1500	78.39	American	23-Mar-10
Put Option	Written	1512	99.17	American	25-Jun-10
Put Option	Written	1588	99.88	American	26-Jul-12
Put Option	Written	1594	100.35	American	26-Jul-12
Put Option	Written	1600	77.2	American	25-Feb-10
Put Option	Written	1628	102.26	American	24-Jun-10
Put Option	Written	1639	103.64	American	26-Jul-12
Put Option	Written	1656	77.02	American	30-Jun-11
Put Option	Written	1787	100.7	American	26-Jul-12
Put Option	Written	1902	98.51	American	28-Jun-12
Put Option	Written	2264	110.36	American	24-Jun-09
Put Option	Written	2450	76.54	American	28-Jul-11
Put Option	Written	2515	98.79	American	26-Jul-12
Put Option	Written	2716	78.99	American	28-Jul-11
Put Option	Written	2719	99.08	American	29-Jul-10
Put Option	Written	2739	94.91	American	29-Jul-10
Put Option	Written	2746	72.82	American	24-Jun-11
Put Option	Written	3013	101.81	American	26-Jul-12
Put Option	Written	3288	78	American	28-Jul-11
Put Option	Written	3628	67.79	American	29-Sep-11
Put Option	Written	3685	76.01	American	30-Jun-11
Put Option	Written	3883	77.32	American	30-Jun-11
Put Option	Written	3905	102.41	American	29-Jul-10
Put Option	Written	4313	78.23	American	30-Jun-11
Put Option	Written	4724	78.43	American	28-Jul-11
Put Option	Written	6000	116	American	29-Jan-09
Put Option	Written	8568	78.86	American	28-Jul-11
Put Option	Written	10000	120	American	29-Jan-09
Put Option	Written	10000	122	American	29-Jan-09
Put Option	Written	25000	130	American	25-Sep-08
Put Option	Written	46000	110	American	25-Sep-08
Put Option	Written	50000	120	American	18-Dec-08
Put Option	Written	51000	150	American	18-Dec-08
Put Option	Written	82000	130	American	29-Jan-09
Put Option	Written	100000	140	American	18-Dec-08
Put Option	Written	150000	79	American	22-Dec-11

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

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