Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

10th Sep 2008 11:30

RNS Number : 1256D
Deutsche Bank AG
10 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
09/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
1,700,213 0.37%
-922,770 -0.20
(2) Derivatives (other than options)
 
731,219 0.16%
-1,405,831 -0.31
(3) Options and agreements to purchase/sell
 
1,217,000 0.27%
-913,100 -0.20
Total
 
3,648,432 0.80%
-3,241,701 -0.71
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
25
106.72
Purchase
124
106.76
Purchase
83
106.79
Purchase
740
106.80
Purchase
159
106.81
Purchase
266
106.82
Purchase
182
106.83
Purchase
154
106.84
Purchase
3476
106.85
Purchase
1836
106.86
Purchase
433
106.87
Purchase
2529
106.88
Purchase
2731
106.89
Purchase
2840
106.90
Purchase
1890
106.91
Purchase
402
106.92
Purchase
1505
106.93
Purchase
2779
106.94
Purchase
1142
106.95
Purchase
4306
106.96
Purchase
2419
106.97
Purchase
1641
106.98
Purchase
1658
106.99
Purchase
31229
107.00
Purchase
140
107.01
Purchase
89
107.02
Purchase
50000
107.02
Purchase
303
107.03
Purchase
752
107.04
Purchase
449
107.06
Purchase
395
107.07
Purchase
1038
107.09
Purchase
1000
107.10
Purchase
58
107.11
Purchase
552
107.14
Purchase
39
107.15
Purchase
82
107.16
Purchase
60
107.17
Purchase
33
107.18
Purchase
483
107.21
Purchase
899
107.22
Purchase
389
107.23
Purchase
22
107.26
Purchase
36
107.27
Purchase
96
107.28
Purchase
223
107.29
Purchase
1
107.34
Purchase
419
107.37
Purchase
31
107.38
Purchase
19
107.39
Purchase
502
107.45
Purchase
544
107.46
Purchase
418
107.48
Purchase
867
107.49
Purchase
10143
107.50
Purchase
1120
107.51
Purchase
534
107.52
Purchase
408
107.53
Purchase
541
107.54
Purchase
496
107.55
Purchase
1118
107.56
Purchase
894
107.57
Purchase
236
107.58
Purchase
828
107.59
Purchase
1331
107.60
Purchase
34
107.61
Purchase
567
107.62
Purchase
792
107.63
Purchase
1265
107.64
Purchase
1936
107.65
Purchase
1030
107.66
Purchase
1500
107.68
Purchase
2184
107.70
Purchase
94
107.71
Purchase
2056
107.72
Purchase
98
107.73
Purchase
2109
107.74
Purchase
25
107.75
Purchase
122
107.76
Purchase
97
107.77
Purchase
342
107.79
Purchase
1095
107.80
Purchase
695
107.81
Purchase
425
107.82
Purchase
970
107.83
Purchase
1392
107.84
Purchase
743
107.85
Purchase
405
107.86
Purchase
451
107.87
Purchase
424
107.88
Purchase
526
107.89
Purchase
58
107.92
Purchase
351
107.93
Purchase
1
107.94
Purchase
40
107.97
Purchase
109
107.98
Purchase
317
107.99
Purchase
35
108.01
Purchase
57
108.03
Purchase
50
108.04
Purchase
14
108.06
Purchase
29
108.07
Purchase
213
108.08
Purchase
11
108.09
Purchase
202
108.10
Purchase
327
108.11
Purchase
833
108.12
Purchase
45
108.14
Purchase
274
108.20
Purchase
505
108.21
Purchase
368
108.25
Purchase
122
108.28
Purchase
519
108.29
Purchase
14
108.30
Purchase
449
108.31
Purchase
4
108.37
Purchase
24
108.38
Purchase
42
108.39
Purchase
703
108.40
Purchase
1124
108.41
Purchase
642
108.42
Purchase
214
108.43
Purchase
80
108.44
Purchase
53
108.45
Purchase
62
108.46
Purchase
352
108.47
Purchase
175
108.49
Purchase
375
108.50
Purchase
35
108.51
Purchase
158
108.52
Purchase
62
108.53
Purchase
58
108.54
Purchase
33
108.55
Purchase
339
108.56
Purchase
390
108.57
Purchase
45
108.58
Purchase
911
108.60
Purchase
524
108.61
Purchase
10
108.63
Purchase
351
108.64
Purchase
352
108.67
Purchase
795
108.68
Purchase
250
108.69
Purchase
63
108.73
Purchase
490
108.75
Purchase
538
108.76
Purchase
2
108.77
Purchase
65
108.81
Purchase
460
108.83
Purchase
51
108.86
Purchase
2000
108.90
Purchase
700
108.94
Purchase
700
108.98
Purchase
439
108.99
Purchase
460
109.00
Purchase
500
109.08
Purchase
352
109.11
Purchase
703
109.12
Purchase
352
109.13
Purchase
352
109.21
Purchase
1
109.22
Purchase
67
109.23
Purchase
426
109.24
Purchase
598
109.30
Purchase
2300
109.31
Purchase
2100
109.54
TOTAL PURCHASE
190,339
 
Sale
61
106.74
Sale
648
106.76
Sale
193
106.77
Sale
2
106.78
Sale
259
106.79
Sale
315
106.80
Sale
235
106.81
Sale
126
106.82
Sale
537
106.83
Sale
351
106.84
Sale
175
106.85
Sale
554
106.86
Sale
143
106.87
Sale
348
106.88
Sale
1582
106.89
Sale
271
106.90
Sale
267
106.92
Sale
155
106.93
Sale
241
106.94
Sale
227
106.95
Sale
633
106.96
Sale
1025
106.97
Sale
444
106.98
Sale
694
106.99
Sale
68
107.00
Sale
367
107.01
Sale
327
107.02
Sale
50000
107.02
Sale
434
107.03
Sale
1172
107.04
Sale
69
107.05
Sale
767
107.06
Sale
331
107.07
Sale
862
107.09
Sale
623
107.10
Sale
376
107.11
Sale
537
107.12
Sale
1
107.13
Sale
288
107.14
Sale
1
107.15
Sale
404
107.19
Sale
333
107.20
Sale
197
107.21
Sale
506
107.22
Sale
208
107.23
Sale
125
107.24
Sale
32
107.25
Sale
134
107.28
Sale
28
107.29
Sale
197
107.30
Sale
326
107.35
Sale
486
107.39
Sale
63
107.44
Sale
405
107.47
Sale
33
107.48
Sale
1000
107.49
Sale
15121
107.50
Sale
553
107.52
Sale
627
107.53
Sale
326
107.54
Sale
60
107.55
Sale
1
107.56
Sale
15909
107.56
Sale
802
107.57
Sale
129
107.58
Sale
677
107.59
Sale
37
107.60
Sale
887
107.61
Sale
2830
107.62
Sale
57
107.62
Sale
397
107.63
Sale
179
107.64
Sale
467
107.65
Sale
885
107.69
Sale
212
107.71
Sale
86
107.72
Sale
151
107.73
Sale
201
107.74
Sale
580
107.75
Sale
363
107.76
Sale
118
107.77
Sale
372
107.78
Sale
343
107.79
Sale
147
107.80
Sale
5
107.81
Sale
44
107.82
Sale
79
107.83
Sale
254
107.84
Sale
169
107.85
Sale
455
107.86
Sale
43
107.87
Sale
380
107.88
Sale
86
107.89
Sale
23
107.90
Sale
25
107.91
Sale
379
107.92
Sale
279
107.93
Sale
36
107.94
Sale
2
107.96
Sale
43
107.97
Sale
30
107.98
Sale
2113
107.99
Sale
79
108.02
Sale
246
108.03
Sale
104
108.04
Sale
20
108.07
Sale
290
108.09
Sale
94
108.09
Sale
83
108.10
Sale
352
108.11
Sale
180
108.12
Sale
311
108.13
Sale
246
108.14
Sale
255
108.15
Sale
153
108.16
Sale
71
108.17
Sale
23
108.20
Sale
100
108.22
Sale
471
108.24
Sale
181
108.28
Sale
43
108.30
Sale
444
108.32
Sale
599
108.33
Sale
71
108.34
Sale
530
108.36
Sale
733
108.39
Sale
154
108.40
Sale
104
108.41
Sale
215
108.42
Sale
402
108.45
Sale
120
108.46
Sale
31
108.47
Sale
410
108.48
Sale
198
108.49
Sale
1455
108.50
Sale
282
108.51
Sale
760
108.52
Sale
74
108.54
Sale
98
108.55
Sale
297
108.56
Sale
197
108.57
Sale
18
108.58
Sale
78
108.59
Sale
20
108.60
Sale
153
108.61
Sale
105
108.62
Sale
72
108.63
Sale
271
108.64
Sale
400
108.65
Sale
2
108.66
Sale
331
108.67
Sale
168
108.68
Sale
8
108.69
Sale
22
108.70
Sale
5
108.71
Sale
1
108.72
Sale
194
108.73
Sale
1500
108.73
Sale
81
108.74
Sale
1
108.75
Sale
298
108.76
Sale
137
108.78
Sale
19
108.79
Sale
2
108.80
Sale
1
108.81
Sale
64
108.82
Sale
328
108.83
Sale
169
108.84
Sale
21
108.85
Sale
89
108.86
Sale
21
108.90
Sale
21
108.95
Sale
349
108.96
Sale
10
108.98
Sale
32
108.99
Sale
985
109.01
Sale
42
109.04
Sale
897
109.05
Sale
1098
109.06
Sale
69
109.10
Sale
42
109.11
Sale
125
109.16
Sale
62
109.19
Sale
352
109.21
Sale
104
109.23
Sale
409
109.25
Sale
4
109.27
Sale
184
109.30
Sale
10
109.32
Sale
11
109.33
Sale
245
109.35
Sale
5
109.38
Sale
10
109.42
Sale
1
109.44
TOTAL SALES
137,270
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
9821
107.50
CFD
Long
15909
107.56
CFD
Long
190
107.61
CFD
Long
2830
107.62
CFD
Long
88
107.63
CFD
Long
2000
107.99
CFD
Long
290
108.09
CFD
Long
181
108.28
CFD
Long
45
108.33
CFD
Long
50
108.34
CFD
Long
350
108.39
CFD
Long
104
108.41
CFD
Long
1
108.50
CFD
Long
96
108.51
CFD
Long
50
108.55
CFD
Long
1500
108.73
CFD
Long
120
108.83
CFD
Long
313
108.96
CFD
Long
1
108.99
CFD
Short
25
106.72
CFD
Short
83
106.79
CFD
Short
159
106.81
CFD
Short
182
106.83
CFD
Short
133
106.84
CFD
Short
64
106.85
CFD
Short
51
106.86
CFD
Short
79
106.87
CFD
Short
231
106.89
CFD
Short
384
106.90
CFD
Short
133
106.91
CFD
Short
2
106.92
CFD
Short
196
106.93
CFD
Short
25
106.94
CFD
Short
68
106.95
CFD
Short
171
106.96
CFD
Short
72
106.97
CFD
Short
174
106.98
CFD
Short
168
106.99
CFD
Short
306
107.00
CFD
Short
38
107.01
CFD
Short
20
107.02
CFD
Short
52
107.03
CFD
Short
148
107.06
CFD
Short
38
107.09
CFD
Short
58
107.11
CFD
Short
39
107.15
CFD
Short
82
107.16
CFD
Short
62
107.21
CFD
Short
61
107.22
CFD
Short
2
107.23
CFD
Short
69
107.29
CFD
Short
1
107.34
CFD
Short
124
107.46
CFD
Short
2130
107.50
CFD
Short
89
107.51
CFD
Short
41
107.52
CFD
Short
53
107.54
CFD
Short
66
107.55
CFD
Short
106
107.56
CFD
Short
146
107.57
CFD
Short
65
107.58
CFD
Short
175
107.59
CFD
Short
127
107.60
CFD
Short
34
107.61
CFD
Short
10
107.62
CFD
Short
180
107.64
CFD
Short
30
107.66
CFD
Short
50
107.68
CFD
Short
8
107.70
CFD
Short
94
107.71
CFD
Short
2056
107.72
CFD
Short
98
107.73
CFD
Short
2044
107.74
CFD
Short
122
107.76
CFD
Short
97
107.77
CFD
Short
95
107.80
CFD
Short
182
107.81
CFD
Short
84
107.82
CFD
Short
557
107.83
CFD
Short
681
107.84
CFD
Short
56
107.85
CFD
Short
16
107.89
CFD
Short
58
107.92
CFD
Short
77
107.93
CFD
Short
1
107.94
CFD
Short
40
107.97
CFD
Short
29
107.99
CFD
Short
35
108.01
CFD
Short
57
108.03
CFD
Short
50
108.04
CFD
Short
14
108.06
CFD
Short
1
108.08
CFD
Short
11
108.09
CFD
Short
48
108.10
CFD
Short
26
108.12
CFD
Short
45
108.14
CFD
Short
39
108.21
CFD
Short
49
108.29
CFD
Short
14
108.30
CFD
Short
4
108.37
CFD
Short
24
108.38
CFD
Short
42
108.39
CFD
Short
74
108.41
CFD
Short
45
108.43
CFD
Short
80
108.44
CFD
Short
53
108.45
CFD
Short
62
108.46
CFD
Short
24
108.50
CFD
Short
35
108.51
CFD
Short
17
108.52
CFD
Short
62
108.53
CFD
Short
58
108.54
CFD
Short
33
108.55
CFD
Short
52
108.56
CFD
Short
390
108.57
CFD
Short
45
108.58
CFD
Short
57
108.60
CFD
Short
102
108.61
CFD
Short
10
108.63
CFD
Short
795
108.68
CFD
Short
56
108.76
CFD
Short
2
108.77
CFD
Short
65
108.81
CFD
Short
45
108.83
CFD
Short
51
108.86
CFD
Short
2000
108.90
CFD
Short
120
109.30
CFD
Short
2300
109.31
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
10/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLMMMTMMTBBRP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81