26th Jan 2010 10:44
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
7,351 |
GBP 1.19 |
GBP 1.19 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
27,663 |
GBP 1.20 |
GBP 1.19 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
6,410 |
GBP 1.19 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 1.19 |
|
Short Swap |
SHORT |
1 |
GBP 1.19 |
|
Short Swap |
SHORT |
2 |
GBP 1.19 |
|
Short Swap |
SHORT |
5 |
GBP 1.19 |
|
Short Swap |
SHORT |
19 |
GBP 1.19 |
|
Short Swap |
SHORT |
71 |
GBP 1.19 |
|
Short Swap |
SHORT |
1,286 |
GBP 1.20 |
|
Short Swap |
SHORT |
1,334 |
GBP 1.19 |
|
Short Swap |
SHORT |
1,994 |
GBP 1.20 |
|
Short Swap |
SHORT |
2,366 |
GBP 1.19 |
|
Short Swap |
SHORT |
2,964 |
GBP 1.19 |
|
Short Swap |
SHORT |
6,410 |
GBP 1.19 |
|
Short Swap |
SHORT |
10,269 |
GBP 1.19 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
29,634 |
GBP 2.70 |
GBP 2.64 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
40,190 |
GBP 2.70 |
GBP 2.60 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
6,045 |
GBP 2.69 |
|
Long Swap |
LONG |
3,433 |
GBP 2.70 |
|
Long Swap |
LONG |
2,867 |
GBP 2.63 |
|
Long Swap |
LONG |
1,011 |
GBP 2.66 |
|
Long Swap |
LONG |
538 |
GBP 2.69 |
|
Long Swap |
LONG |
220 |
GBP 2.70 |
|
Long Swap |
LONG |
20 |
GBP 2.69 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,770 |
GBP 2.70 |
|
Short Swap |
SHORT |
2,867 |
GBP 2.68 |
|
Short Swap |
SHORT |
3,724 |
GBP 2.60 |
|
Short Swap |
SHORT |
3,799 |
GBP 2.68 |
|
Short Swap |
SHORT |
6,045 |
GBP 2.70 |
|
Short Swap |
SHORT |
6,485 |
GBP 2.68 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
4,744 |
GBP 5.38 |
GBP 5.32 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
13,518 |
GBP 5.42 |
GBP 5.32 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
1,596 |
GBP 5.39 |
|
Long Swap |
LONG |
1,591 |
GBP 5.38 |
|
Long Swap |
LONG |
796 |
GBP 5.38 |
|
Long Swap |
LONG |
514 |
GBP 5.38 |
|
Long Swap |
LONG |
135 |
GBP 5.39 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
3 |
GBP 5.39 |
|
Short Swap |
SHORT |
120 |
GBP 5.36 |
|
Short Swap |
SHORT |
444 |
GBP 5.39 |
|
Short Swap |
SHORT |
812 |
GBP 5.37 |
|
Short Swap |
SHORT |
910 |
GBP 5.37 |
|
Short Swap |
SHORT |
1,634 |
GBP 5.39 |
|
Short Swap |
SHORT |
1,819 |
GBP 5.39 |
|
Short Swap |
SHORT |
2,350 |
GBP 5.36 |
|
Short Swap |
SHORT |
2,624 |
GBP 5.37 |
|
Short Swap |
SHORT |
2,690 |
GBP 5.38 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
Nature of connection # |
Advisor |
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