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EPT Disclosure

4th Aug 2008 11:31

RNS Number : 5615A
Deutsche Bank AG
04 August 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
01/08/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,587,322 0.11%
-5,851,600 -0.17%
(2) Derivatives (other than options)
 
5,511,097 0.16%
-6,458,786 -0.19%
(3) Options and agreements to purchase/sell
 
10,885,000 0.32%
-5,745,000 -0.17%
Total
 
19,983,416 0.59%
-18,055,386 -0.54%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
1356
38.74
Purchase
1155
38.75
Purchase
1683
38.76
Purchase
5915
38.77
Purchase
32359
38.78
Purchase
17322
38.79
Purchase
59110
38.80
Purchase
4066
38.81
Purchase
18611
38.82
Purchase
25649
38.83
Purchase
21390
38.84
Purchase
42044
38.85
Purchase
3393
38.86
Purchase
8604
38.87
Purchase
20575
38.88
Purchase
24472
38.89
Purchase
30095
38.90
Purchase
500
38.91
Purchase
24514
38.91
Purchase
32526
38.92
Purchase
9220
38.93
Purchase
250000
38.94
Purchase
51489
38.94
Purchase
36311
38.95
Purchase
12968
38.96
Purchase
13565
38.97
Purchase
10348
38.98
Purchase
5872
38.99
Purchase
48533
39.00
Purchase
14364
39.01
Purchase
7746
39.02
Purchase
3651
39.03
Purchase
6066
39.04
Purchase
1365
39.05
Purchase
1334
39.06
Purchase
500
39.07
Purchase
500
39.09
Purchase
500
39.10
Purchase
138579
39.11
Purchase
32700
39.11
Purchase
500
39.12
Purchase
1160
39.13
Purchase
1293
39.14
Purchase
26530
39.14
Purchase
500
39.15
Purchase
882
39.16
Purchase
1745
39.18
Purchase
658
39.19
Purchase
821
39.21
Purchase
15631
39.23
Purchase
5143
39.24
Purchase
587
39.25
Purchase
527
39.26
Purchase
717
39.27
Purchase
5006
39.28
Purchase
4315
39.29
Purchase
1012
39.30
Purchase
600
39.32
Purchase
668
39.33
Purchase
1320
39.35
Purchase
500
39.36
Purchase
621
39.37
Purchase
1047
39.38
Purchase
1697
39.39
Purchase
1381
39.40
Purchase
2905
39.41
Purchase
319
39.42
Purchase
1195
39.46
Purchase
1159
39.47
Purchase
1498
39.49
Purchase
500
39.50
Purchase
1154
39.51
Purchase
1914
39.52
Purchase
1603
39.53
Purchase
1764
39.54
Purchase
7929
39.55
Purchase
1196
39.56
Purchase
1476
39.57
Purchase
1412
39.59
Purchase
6
39.60
Purchase
907
39.63
Purchase
907
39.65
Purchase
72
39.66
Purchase
1000
39.67
Purchase
1930
39.68
Purchase
764
39.69
Purchase
8220
39.70
Purchase
342993
39.71
Purchase
45533
39.72
Purchase
14108
39.73
Purchase
4389
39.74
Purchase
12624
39.75
Purchase
2822
39.76
Purchase
8675
39.77
Purchase
7998
39.78
Purchase
2350
39.79
Purchase
2349
39.80
Purchase
1759
39.82
Purchase
100
39.84
Purchase
1746
39.85
Purchase
4803
39.86
Purchase
3815
39.87
Purchase
1869
39.90
Purchase
2026
39.91
Purchase
1788
40.02
TOTAL PURCHASE
1,597,388
 
Sale
1929
38.76
Sale
9283
38.77
Sale
7732
38.78
Sale
14566
38.79
Sale
561
38.80
Sale
4204
38.81
Sale
2524
38.82
Sale
1327
38.83
Sale
3578
38.84
Sale
2853
38.85
Sale
2312
38.86
Sale
2408
38.87
Sale
5801
38.88
Sale
7181
38.89
Sale
12134
38.90
Sale
4000
38.90
Sale
30032
38.91
Sale
8880
38.92
Sale
8602
38.93
Sale
30000
38.93
Sale
250000
38.94
Sale
8248
38.94
Sale
6161
38.95
Sale
5358
38.96
Sale
4040
38.97
Sale
46000
38.97
Sale
1782
38.98
Sale
5868
38.99
Sale
4648
39.00
Sale
6633
39.01
Sale
2931
39.02
Sale
2996
39.03
Sale
1472
39.04
Sale
35229
39.11
Sale
5000
39.14
Sale
226
39.15
Sale
547
39.16
Sale
5035
39.20
Sale
796
39.24
Sale
130
39.25
Sale
1760
39.26
Sale
213
39.27
Sale
50
39.28
Sale
818
39.29
Sale
100
39.35
Sale
33688
39.36
Sale
1295
39.39
Sale
2651
39.40
Sale
2013
39.41
Sale
41600
39.41
Sale
692
39.46
Sale
7
39.50
Sale
1704
39.51
Sale
611
39.53
Sale
941
39.54
Sale
5455
39.55
Sale
6342
39.56
Sale
2444
39.57
Sale
340
39.58
Sale
12
39.59
Sale
461
39.60
Sale
481
39.61
Sale
115
39.63
Sale
200
39.67
Sale
91
39.68
Sale
721
39.69
Sale
1618
39.70
Sale
9462
39.71
Sale
6812
39.72
Sale
22049
39.73
Sale
2651
39.74
Sale
13743
39.75
Sale
2000
39.76
Sale
664
39.77
Sale
2833
39.78
Sale
1356
39.79
Sale
2558
39.80
Sale
104
39.81
Sale
14500
39.81
Sale
399
39.82
Sale
2325
39.83
Sale
11
39.84
Sale
620
39.85
Sale
21005
39.86
Sale
6007
39.87
Sale
1349
39.89
Sale
672
39.90
Sale
79
39.92
Sale
366
39.93
Sale
395
39.97
Sale
1440
39.98
Sale
500
39.99
Sale
73
40.00
Sale
327
40.01
TOTAL SALES
773,730
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
1575
38.76
CFD
Long
7989
38.77
CFD
Long
3950
38.78
CFD
Long
10342
38.79
CFD
Long
100
38.80
CFD
Long
706
38.82
CFD
Long
285
38.83
CFD
Long
541
38.84
CFD
Long
194
38.85
CFD
Long
3027
38.88
CFD
Long
4127
38.89
CFD
Long
866
38.90
CFD
Long
4000
38.90
CFD
Long
3201
38.91
CFD
Long
4704
38.92
CFD
Long
2824
38.93
CFD
Long
30000
38.93
CFD
Long
4319
38.94
CFD
Long
1475
38.95
CFD
Long
788
38.96
CFD
Long
1012
38.97
CFD
Long
1403
38.98
CFD
Long
2655
38.99
CFD
Long
874
39.00
CFD
Long
258
39.01
CFD
Long
855
39.02
CFD
Long
369
39.03
CFD
Long
1015
39.04
CFD
Long
19338
39.11
CFD
Long
5000
39.14
CFD
Long
5035
39.20
CFD
Long
1000
39.26
CFD
Long
50
39.27
CFD
Long
50
39.28
CFD
Long
100
39.35
CFD
Long
33688
39.36
CFD
Long
1093
39.40
CFD
Long
2013
39.41
CFD
Long
41600
39.41
CFD
Long
1704
39.51
CFD
Long
343
39.54
CFD
Long
3821
39.55
CFD
Long
3450
39.56
CFD
Long
2000
39.57
CFD
Long
115
39.63
CFD
Long
64
39.69
CFD
Long
1084
39.70
CFD
Long
2685
39.71
CFD
Long
2481
39.72
CFD
Long
1474
39.73
CFD
Long
950
39.74
CFD
Long
253
39.75
CFD
Long
300
39.76
CFD
Long
2136
39.78
CFD
Long
100
39.80
CFD
Long
100
39.81
CFD
Long
14500
39.81
CFD
Long
300
39.86
CFD
Long
500
39.87
CFD
Long
549
39.89
CFD
Long
641
39.90
CFD
Long
291
39.93
CFD
Long
500
39.99
CFD
Long
300
40.01
CFD
Short
13
38.74
CFD
Short
56
38.76
CFD
Short
1101
38.77
CFD
Short
1470
38.78
CFD
Short
1314
38.79
CFD
Short
4769
38.80
CFD
Short
2697
38.81
CFD
Short
2167
38.82
CFD
Short
2599
38.83
CFD
Short
4272
38.84
CFD
Short
8760
38.85
CFD
Short
2014
38.86
CFD
Short
3700
38.87
CFD
Short
2812
38.88
CFD
Short
5728
38.89
CFD
Short
6601
38.90
CFD
Short
500
38.91
CFD
Short
4944
38.91
CFD
Short
5482
38.92
CFD
Short
2775
38.93
CFD
Short
6266
38.94
CFD
Short
6299
38.95
CFD
Short
4081
38.96
CFD
Short
4558
38.97
CFD
Short
1951
38.98
CFD
Short
1344
38.99
CFD
Short
5503
39.00
CFD
Short
5128
39.01
CFD
Short
500
39.02
CFD
Short
2658
39.03
CFD
Short
4643
39.04
CFD
Short
1199
39.05
CFD
Short
934
39.06
CFD
Short
500
39.07
CFD
Short
500
39.09
CFD
Short
500
39.10
CFD
Short
16954
39.11
CFD
Short
32700
39.11
CFD
Short
500
39.12
CFD
Short
500
39.13
CFD
Short
1293
39.14
CFD
Short
26530
39.14
CFD
Short
500
39.15
CFD
Short
882
39.16
CFD
Short
1745
39.18
CFD
Short
15000
39.23
CFD
Short
3274
39.24
CFD
Short
527
39.26
CFD
Short
5006
39.28
CFD
Short
4315
39.29
CFD
Short
80
39.30
CFD
Short
668
39.33
CFD
Short
500
39.35
CFD
Short
500
39.36
CFD
Short
805
39.38
CFD
Short
897
39.39
CFD
Short
551
39.40
CFD
Short
1209
39.41
CFD
Short
1195
39.46
CFD
Short
892
39.49
CFD
Short
500
39.50
CFD
Short
500
39.51
CFD
Short
500
39.52
CFD
Short
1500
39.53
CFD
Short
1600
39.54
CFD
Short
4051
39.55
CFD
Short
882
39.56
CFD
Short
553
39.57
CFD
Short
1412
39.59
CFD
Short
6
39.60
CFD
Short
159
39.65
CFD
Short
72
39.66
CFD
Short
1000
39.67
CFD
Short
1249
39.68
CFD
Short
124
39.69
CFD
Short
7385
39.70
CFD
Short
6109
39.71
CFD
Short
5693
39.72
CFD
Short
8638
39.73
CFD
Short
3930
39.74
CFD
Short
6746
39.75
CFD
Short
2822
39.76
CFD
Short
2426
39.77
CFD
Short
2759
39.78
CFD
Short
1984
39.79
CFD
Short
1895
39.80
CFD
Short
1000
39.82
CFD
Short
100
39.84
CFD
Short
1155
39.85
CFD
Short
340
39.86
CFD
Short
3815
39.87
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
04/08/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMPIMMTMMTMBLP

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