6th Jan 2010 11:46
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
05/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
186,362 |
GBP 1.34 |
GBP 1.31 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
182,878 |
GBP 1.34 |
GBP 1.31 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
17,969 |
GBP 1.33 |
|
Long Swap |
LONG |
14,241 |
GBP 1.31 |
|
Long Swap |
LONG |
7,891 |
GBP 1.31 |
|
Long Swap |
LONG |
3,080 |
GBP 1.32 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
283 |
GBP 1.31 |
|
Short Swap |
SHORT |
674 |
GBP 1.31 |
|
Short Swap |
SHORT |
2,616 |
GBP 1.31 |
|
Short Swap |
SHORT |
7,891 |
GBP 1.31 |
|
Short Swap |
SHORT |
14,241 |
GBP 1.32 |
|
Short Swap |
SHORT |
15,734 |
GBP 1.32 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
06/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
05/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
34,655 |
GBP 2.63 |
GBP 2.60 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
12,387 |
GBP 2.62 |
GBP 2.59 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
23,080 |
GBP 2.63 |
|
Long Swap |
LONG |
3,736 |
GBP 2.62 |
|
Long Swap |
LONG |
3,189 |
GBP 2.62 |
|
Long Swap |
LONG |
2,730 |
GBP 2.60 |
|
Long Swap |
LONG |
1,920 |
GBP 2.63 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
127 |
GBP 2.62 |
|
Short Swap |
SHORT |
820 |
GBP 2.61 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
06/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
05/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
30,604 |
GBP 5.27 |
GBP 5.23 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
112,654 |
GBP 5.28 |
GBP 5.22 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,901 |
GBP 5.23 |
|
Long Swap |
LONG |
1,434 |
GBP 5.24 |
|
Long Swap |
LONG |
1,097 |
GBP 5.25 |
|
Long Swap |
LONG |
137 |
GBP 5.23 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 5.24 |
|
Short Swap |
SHORT |
1 |
GBP 5.24 |
|
Short Swap |
SHORT |
43 |
GBP 5.23 |
|
Short Swap |
SHORT |
500 |
GBP 5.27 |
|
Short Swap |
SHORT |
1,842 |
GBP 5.25 |
|
Short Swap |
SHORT |
2,206 |
GBP 5.28 |
|
Short Swap |
SHORT |
2,591 |
GBP 5.23 |
|
Short Swap |
SHORT |
3,976 |
GBP 5.26 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
06/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
05/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,563,722 |
GBP 7.90 |
GBP 7.63 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,387,254 |
GBP 7.94 |
GBP 7.65 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
65,036 |
GBP 7.78 |
|
Long Swap |
LONG |
390 |
GBP 7.91 |
|
Long Swap |
LONG |
298,640 |
GBP 7.78 |
|
Long Swap |
LONG |
100,000 |
GBP 7.70 |
|
Long Swap |
LONG |
50,000 |
GBP 7.80 |
|
Long Swap |
LONG |
50,000 |
GBP 7.75 |
|
Long Swap |
LONG |
49,109 |
GBP 7.76 |
|
Long Swap |
LONG |
30,000 |
GBP 7.72 |
|
Long Swap |
LONG |
20,296 |
GBP 7.64 |
|
Long Swap |
LONG |
18,008 |
GBP 7.76 |
|
Long Swap |
LONG |
7,447 |
GBP 7.84 |
|
Long Swap |
LONG |
4,888 |
GBP 7.78 |
|
Long Swap |
LONG |
3,017 |
GBP 7.77 |
|
Long Swap |
LONG |
29,468 |
GBP 7.75 |
|
Long Swap |
LONG |
101,360 |
GBP 7.78 |
|
Long Swap |
LONG |
390 |
GBP 7.91 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
17,897 |
GBP 7.76 |
|
Short Swap |
SHORT |
30,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
29,468 |
GBP 7.77 |
|
Short Swap |
SHORT |
28,011 |
GBP 7.79 |
|
Short Swap |
SHORT |
27,160 |
GBP 7.74 |
|
Short Swap |
SHORT |
26,975 |
GBP 7.74 |
|
Short Swap |
SHORT |
21,580 |
GBP 7.74 |
|
Short Swap |
SHORT |
18,008 |
GBP 7.77 |
|
Short Swap |
SHORT |
31,212 |
GBP 7.77 |
|
Short Swap |
SHORT |
372,975 |
GBP 7.74 |
|
Short Swap |
SHORT |
19,562 |
GBP 7.79 |
|
Short Swap |
SHORT |
33,950 |
GBP 7.74 |
|
Short Swap |
SHORT |
37,500 |
GBP 7.74 |
|
Short Swap |
SHORT |
39,578 |
GBP 7.78 |
|
Short Swap |
SHORT |
53,498 |
GBP 7.78 |
|
Short Swap |
SHORT |
65,036 |
GBP 7.77 |
|
Short Swap |
SHORT |
137,828 |
GBP 7.73 |
|
Short Swap |
SHORT |
300,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
15,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
400,000 |
GBP 7.77 |
|
Short Swap |
SHORT |
600,000 |
GBP 7.76 |
|
Short Swap |
SHORT |
152,021 |
GBP 7.73 |
|
Short Swap |
SHORT |
2,380 |
GBP 7.77 |
|
Short Swap |
SHORT |
5,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
5,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
4,888 |
GBP 7.78 |
|
Short Swap |
SHORT |
4,216 |
GBP 7.78 |
|
Short Swap |
SHORT |
4,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
3,900 |
GBP 7.74 |
|
Short Swap |
SHORT |
3,900 |
GBP 7.74 |
|
Short Swap |
SHORT |
16,186 |
GBP 7.76 |
|
Short Swap |
SHORT |
3,017 |
GBP 7.78 |
|
Short Swap |
SHORT |
5,188 |
GBP 7.79 |
|
Short Swap |
SHORT |
2,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
2,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
2,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
1,033 |
GBP 7.77 |
|
Short Swap |
SHORT |
970 |
GBP 7.76 |
|
Short Swap |
SHORT |
438 |
GBP 7.78 |
|
Short Swap |
SHORT |
390 |
GBP 7.77 |
|
Short Swap |
SHORT |
3,900 |
GBP 7.74 |
|
Short Swap |
SHORT |
10,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
2 |
GBP 7.78 |
|
Short Swap |
SHORT |
15,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
13,580 |
GBP 7.74 |
|
Short Swap |
SHORT |
13,580 |
GBP 7.74 |
|
Short Swap |
SHORT |
13,580 |
GBP 7.74 |
|
Short Swap |
SHORT |
12,500 |
GBP 7.74 |
|
Short Swap |
SHORT |
10,790 |
GBP 7.74 |
|
Short Swap |
SHORT |
5,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
10,790 |
GBP 7.74 |
|
Short Swap |
SHORT |
5,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
10,000 |
GBP 7.78 |
|
Short Swap |
SHORT |
9,750 |
GBP 7.74 |
|
Short Swap |
SHORT |
7,800 |
GBP 7.74 |
|
Short Swap |
SHORT |
7,447 |
GBP 7.76 |
|
Short Swap |
SHORT |
7,254 |
GBP 7.78 |
|
Short Swap |
SHORT |
6,740 |
GBP 7.74 |
|
Short Swap |
SHORT |
5,422 |
GBP 7.78 |
|
Short Swap |
SHORT |
15,000 |
GBP 7.74 |
|
Short Swap |
SHORT |
10,790 |
GBP 7.74 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
06/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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