4th Dec 2008 10:45
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
03/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,450,341 |
GBP 1.58 |
GBP 1.53 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,135,576 |
GBP 1.58 |
GBP 1.50 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
6,186 |
GBP 1.53 |
|
Long Swap |
LONG |
24,218 |
GBP 1.56 |
|
Long Swap |
LONG |
63,623 |
GBP 1.53 |
|
Long Swap |
LONG |
81,099 |
GBP 1.54 |
|
Long Swap |
LONG |
112,846 |
GBP 1.54 |
|
Long Swap |
LONG |
139,542 |
GBP 1.55 |
|
Long Swap |
LONG |
161,598 |
GBP 1.56 |
|
Long Swap |
LONG |
177,940 |
GBP 1.54 |
|
Long Swap |
LONG |
267,429 |
GBP 1.56 |
|
Long Swap |
LONG |
294,851 |
GBP 1.55 |
|
Long Swap |
LONG |
1,469 |
GBP 1.54 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
183,907 |
GBP 1.56 |
|
Short Swap |
SHORT |
350,000 |
GBP 1.56 |
|
Short Swap |
SHORT |
267,429 |
GBP 1.55 |
|
Short Swap |
SHORT |
4,228 |
GBP 1.55 |
|
Short Swap |
SHORT |
177,940 |
GBP 1.54 |
|
Short Swap |
SHORT |
144,349 |
GBP 1.55 |
|
Short Swap |
SHORT |
118,622 |
GBP 1.56 |
|
Short Swap |
SHORT |
112,846 |
GBP 1.55 |
|
Short Swap |
SHORT |
81,099 |
GBP 1.54 |
|
Short Swap |
SHORT |
72,074 |
GBP 1.53 |
|
Short Swap |
SHORT |
63,623 |
GBP 1.54 |
|
Short Swap |
SHORT |
54,598 |
GBP 1.54 |
|
Short Swap |
SHORT |
46,776 |
GBP 1.55 |
|
Short Swap |
SHORT |
24,493 |
GBP 1.55 |
|
Short Swap |
SHORT |
10,296 |
GBP 1.53 |
|
Short Swap |
SHORT |
8,905 |
GBP 1.55 |
|
Short Swap |
SHORT |
294,851 |
GBP 1.54 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
04/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Axon Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
03/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
7,523 |
GBP 6.45 |
GBP 6.45 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,144 |
GBP 6.44 |
GBP 6.44 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
6,525 |
GBP 6.45 |
|
Long Swap |
LONG |
998 |
GBP 6.44 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
408 |
GBP 6.44 |
|
Short Swap |
SHORT |
692 |
GBP 6.44 |
|
Short Swap |
SHORT |
3,044 |
GBP 6.44 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
04/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
HCL EAS Limited |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
03/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,883,831 |
GBP 159.67 |
GBP 1.57 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,245,847 |
GBP 1.68 |
GBP 1.56 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
705,234 |
GBP 1.60 |
|
Long Swap |
LONG |
177,507 |
GBP 1.60 |
|
Long Swap |
LONG |
98,746 |
GBP 1.59 |
|
Long Swap |
LONG |
15,000 |
GBP 1.61 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
3,157 |
GBP 1.60 |
|
Short Swap |
SHORT |
15,000 |
GBP 1.64 |
|
Short Swap |
SHORT |
55,222 |
GBP 1.61 |
|
Short Swap |
SHORT |
95,066 |
GBP 1.60 |
|
Short Swap |
SHORT |
174,350 |
GBP 1.60 |
|
Short Swap |
SHORT |
627,401 |
GBP 1.61 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
04/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
03/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
828,267 |
GBP 0.90 |
GBP 0.87 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
785,481 |
GBP 0.90 |
GBP 0.87 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
10,000 |
GBP 0.88 |
|
Long Swap |
LONG |
4,836 |
GBP 0.88 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
4,836 |
GBP 0.87 |
|
Short Swap |
SHORT |
10,000 |
GBP 0.88 |
|
Short Swap |
SHORT |
104,482 |
GBP 0.91 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
04/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
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