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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Sydney branch
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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25-July-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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314579
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0.009
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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2140000
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0.064
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Total
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2454579
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0.073
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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5,000
|
36.62
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|
Purchase
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21
|
36.62
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|
Purchase
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190
|
36.61
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|
Purchase
|
57
|
36.61
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|
Purchase
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2,040
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36.61
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|
Purchase
|
1,853
|
36.60
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|
Purchase
|
89
|
36.60
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|
Purchase
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4,279
|
36.60
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|
Purchase
|
218
|
36.60
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|
Purchase
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744
|
36.59
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|
Purchase
|
1,917
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36.59
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|
Purchase
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900
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36.58
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|
Purchase
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4,299
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37.20
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|
Purchase
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1,362
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37.20
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|
Purchase
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2,854
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37.20
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|
Purchase
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17
|
37.18
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Purchase
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1
|
37.18
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Purchase
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526
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37.17
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|
Purchase
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761
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37.17
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Purchase
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174
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37.17
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Purchase
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125
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37.17
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Purchase
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718
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37.17
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Purchase
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3,783
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37.25
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Purchase
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5,000
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37.25
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Purchase
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271
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37.25
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Purchase
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598
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37.25
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Purchase
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348
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37.25
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Purchase
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1,674
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37.26
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Purchase
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680
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37.26
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Purchase
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137
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37.26
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Purchase
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1,200
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37.26
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Purchase
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89
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37.26
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Purchase
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239
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37.26
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Purchase
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1,000
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37.26
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Purchase
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1,889
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37.24
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Purchase
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1,326
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37.24
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Purchase
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403
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37.24
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Purchase
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563
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37.24
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Purchase
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800
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37.24
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Purchase
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9,660
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37.20
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Purchase
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300
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37.19
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Purchase
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10,000
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37.20
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Purchase
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40
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37.18
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Purchase
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420
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37.20
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Purchase
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4,784
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37.30
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Purchase
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15,000
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37.29
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Purchase
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129
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37.28
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Purchase
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87
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37.28
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Purchase
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18,985
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37.30
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Purchase
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1,015
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37.29
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Purchase
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3,688
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37.20
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Purchase
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977
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37.20
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Purchase
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4,691
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37.20
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Purchase
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208
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37.20
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Purchase
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20
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37.20
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Purchase
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4,987
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37.20
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Purchase
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9
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37.18
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Purchase
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489
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37.13
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Purchase
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500
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37.13
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Purchase
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2,018
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37.13
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Purchase
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22
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37.13
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Purchase
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96
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37.13
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Purchase
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2,263
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37.13
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Purchase
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319
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37.13
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Purchase
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4,168
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37.13
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Purchase
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484
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37.10
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Purchase
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829
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37.10
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Purchase
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52
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37.10
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Purchase
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2,986
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37.10
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Purchase
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4,000
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37.10
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Purchase
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125
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37.10
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Purchase
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212
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37.10
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Purchase
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600
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37.10
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Purchase
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5,000
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37.10
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Purchase
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1,242
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37.10
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Purchase
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3,758
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37.10
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Purchase
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4,585
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37.10
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Purchase
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148
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37.10
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Purchase
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84
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37.10
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Purchase
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183
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37.10
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Purchase
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418
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37.10
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Purchase
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300
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37.10
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Purchase
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421
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37.10
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Purchase
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1,000
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37.10
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Purchase
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145
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37.10
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Purchase
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288
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37.10
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Purchase
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7,428
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37.10
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Purchase
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6,552
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37.10
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Purchase
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3,448
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37.10
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Purchase
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977
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37.10
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Purchase
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265
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37.10
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Purchase
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3,000
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37.10
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Purchase
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1,034
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37.10
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Purchase
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95
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37.10
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Purchase
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4,629
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37.10
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Purchase
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10,000
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37.10
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Purchase
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3,220
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37.10
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Purchase
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4,966
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37.10
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Purchase
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250
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37.08
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Purchase
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145
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37.08
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Purchase
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601
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37.08
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Purchase
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613
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37.08
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Purchase
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146
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37.07
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Purchase
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59
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37.06
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Purchase
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2,711
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37.08
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Purchase
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1,191
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37.07
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Purchase
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544
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37.06
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Purchase
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5,500
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37.06
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Purchase
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54
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37.06
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Purchase
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5,000
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36.32
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Purchase
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5,000
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36.32
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TOTAL BUYS: 227308
TOTAL SELLS: nil
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) yes
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Date of disclosure
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28-07-2008
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Contact name
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Carolyn Collins/ Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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Product Description
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Written/Purchased
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No. of Securities
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Exercise Price
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Type
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Expiry Date
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Call Option
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PURCHASED
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200,000
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32.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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100,000
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37.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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28,000
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40.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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2,000
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41.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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7,000
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42.00
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American
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Aug 28 2008
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Call Option
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PURCHASED
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8,000
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43.00
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American
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Aug 28 2008
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Call Option
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PURCHASED
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200,000
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44.00
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American
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Mar 25 2010
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Call Option
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PURCHASED
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2,000
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44.00
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American
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Aug 28 2008
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Call Option
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PURCHASED
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50,000
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50.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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25,000
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55.00
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American
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Jun 25 2009
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Call Option
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PURCHASED
|
50,000
|
56.00
|
American
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Sep 25 2008
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Call Option
|
PURCHASED
|
10,000
|
60.00
|
American
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Jan 29 2009
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|
Call Option
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PURCHASED
|
10,000
|
52.00
|
American
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Sep 25 2008
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|
Call Option
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PURCHASED
|
50,000
|
57.00
|
American
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Sep 25 2008
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|
Call Option
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PURCHASED
|
18,000
|
58.00
|
American
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Dec 18 2008
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Call Option
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WRITTEN
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1,248,000
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0.01
|
American
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Dec 18 2008
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Call Option
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WRITTEN
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55,000
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39.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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739,000
|
41.00
|
American
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Aug 28 2008
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|
Call Option
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WRITTEN
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170,000
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46.00
|
American
|
Dec 18 2008
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|
Call Option
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WRITTEN
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300,000
|
50.00
|
American
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Jun 25 2009
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|
Call Option
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WRITTEN
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52,000
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50.00
|
American
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Mar 25 2010
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|
Put Option
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PURCHASED
|
1,000
|
30.00
|
American
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Sep 25 2008
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|
Put Option
|
PURCHASED
|
4,000
|
33.00
|
American
|
Aug 28 2008
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|
Put Option
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PURCHASED
|
50,000
|
34.00
|
American
|
Sep 25 2008
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|
Put Option
|
PURCHASED
|
60,000
|
34.00
|
American
|
Aug 28 2008
|
|
Put Option
|
PURCHASED
|
77,000
|
35.00
|
American
|
Aug 28 2008
|
|
Put Option
|
PURCHASED
|
6,000
|
36.00
|
American
|
Aug 28 2008
|
|
Put Option
|
PURCHASED
|
100,000
|
37.00
|
American
|
Sep 25 2008
|
|
Put Option
|
PURCHASED
|
4,000
|
37.00
|
American
|
Aug 28 2008
|
|
Put Option
|
PURCHASED
|
50,000
|
40.00
|
American
|
Aug 28 2008
|
|
Put Option
|
PURCHASED
|
32,000
|
41.00
|
American
|
Aug 28 2008
|
|
Put Option
|
PURCHASED
|
50,000
|
43.00
|
American
|
Aug 28 2008
|
|
Put Option
|
PURCHASED
|
50,000
|
50.00
|
American
|
Jun 25 2009
|
|
Put Option
|
PURCHASED
|
100,000
|
50.00
|
American
|
Mar 26 2009
|
|
Put Option
|
WRITTEN
|
4,000
|
38.00
|
American
|
Dec 18 2008
|
|
Put Option
|
WRITTEN
|
22,000
|
39.00
|
American
|
Dec 18 2008
|
|
Put Option
|
WRITTEN
|
17,000
|
40.00
|
American
|
Sep 25 2008
|
|
Put Option
|
WRITTEN
|
50,000
|
41.00
|
American
|
Sep 25 2008
|
|
Put Option
|
WRITTEN
|
150,000
|
42.00
|
American
|
Aug 28 2008
|
|
Put Option
|
WRITTEN
|
5,000
|
43.00
|
American
|
Sep 25 2008
|
|
