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EPT Disclosure

2nd Jul 2008 10:43

RNS Number : 1220Y
UBS Securities Australia Limited
02 July 2008
 

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

UBS Securities Australia Limited

 

Company dealt in

BHP Billiton Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

1 July 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

3,285,476

0.10%

16,184,833

0.48%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

28,995,185

0.86%

22,216,208

0.66%

Total

32,280,661

0.96%

38,401,041

1.14%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchases/Sales

Number of securities

Price per unit (AUD) (Note 4)

Purchases

48

44.5

Purchases

1000

44.5

Purchases

500

44.5

Purchases

2109

44.5

Purchases

948

44.5

Purchases

395

44.5

Purchases

9733

44.45

Purchases

120

44.45

Purchases

147

44.45

Purchases

798

44.32

Purchases

300

44.32

Purchases

3902

44.32

Purchases

4597

44.29

Purchases

196

44.29

Purchases

107

44.29

Purchases

100

44.29

Purchases

250

44.75

Purchases

2602

44.4

Purchases

64

44.4

Purchases

802

44.4

Purchases

2344

44.4

Purchases

3

43.7

Purchases

1932

44.5

Purchases

807

44.71

Purchases

2193

44.71

Purchases

43

44.52

Purchases

42

44.55

Purchases

3

44.54

Purchases

43

44.52

Purchases

54

44.58

Purchases

42

44.5

Purchases

450

44.53

Purchases

350

44.53

Purchases

983

44.53

Purchases

963

44.58

Purchases

4907

44.52

Purchases

279

44.47

Purchases

12808

44.55

Purchases

1901

44.34

Purchases

2192

44.55

Purchases

701

44.58

Purchases

77

44.35

Purchases

2000

44.35

Purchases

2

44.35

Purchases

1000

44.35

Purchases

1000

44.35

Purchases

500

44.35

Purchases

31

44.35

Purchases

10000

44.35

Purchases

100

44.35

Purchases

250

44.35

Purchases

40

44.34

Purchases

7500

44.55

Purchases

1947

44.35

Purchases

5053

44.35

Purchases

500

44.35

Purchases

368

44.53

Purchases

2

44.53

Purchases

20

44.53

Purchases

324

44.53

Purchases

880

44.53

Purchases

1200

44.53

Purchases

400

44.53

Purchases

1000

44.53

Purchases

806

44.53

Purchases

818

44.34

Purchases

32

44.34

Purchases

1901

44.34

Purchases

4749

44.34

Purchases

113

44.53

Purchases

1589

44.55

Purchases

3

44.53

Purchases

758

44.53

Purchases

3

44.53

Purchases

2735

44.53

Purchases

3999

44.42

Purchases

1068

44.53

Purchases

2042

44.43

Purchases

3500

44.53

Purchases

219

44.55

Purchases

195

44.55

Purchases

500

44.55

Purchases

1601

44.55

Purchases

200

44.55

Purchases

300

44.43

Purchases

834

44.5

Purchases

200

44.5

Purchases

100

44.43

Purchases

27

44.43

Purchases

696

44.55

Purchases

5000

44.55

Purchases

2531

44.43

Purchases

3308

44.53

Purchases

860

44.5

Purchases

249

44.5

Purchases

1000

44.5

Purchases

100

44.5

Purchases

441

44.5

Purchases

328

44.5

Purchases

16

44.5

Purchases

2558

44.5

Purchases

111

44.5

Purchases

285

44.53

Purchases

257

44.53

Purchases

800

44.53

Purchases

350

44.53

Purchases

2686

44.52

Purchases

200

44.48

Purchases

740

44.48

Purchases

200

44.48

Purchases

5000

44.43

Purchases

1

44.48

Purchases

13

44.48

Purchases

1108

44.48

Purchases

471

44.48

Purchases

1000

44.42

Purchases

1245

44.43

Purchases

3755

44.43

Purchases

5000

44.43

Purchases

1

44.42

Purchases

752

44.54

Purchases

199

44.61

Purchases

57

44.54

Purchases

441

44.54

Purchases

400

44.54

Purchases

850

44.54

Purchases

5000

44.54

Purchases

80

44.52

Purchases

850

44.52

Purchases

1366

44.61

Purchases

250

44.61

Purchases

850

44.52

Purchases

43

44.52

Purchases

2991

44.52

Purchases

5698

44.55

Purchases

963

44.58

Purchases

953

44.58

Purchases

2415

44.58

Purchases

669

44.58

Purchases

870

44.58

Purchases

11

44.58

Purchases

229

44.61

Purchases

701

44.58

Purchases

2432

44.58

Purchases

115

44.61

Purchases

986

44.58

Purchases

1802

44.55

Purchases

1751

44.62

Purchases

208

44.62

Purchases

250

44.62

Purchases

17

44.62

Purchases

100

44.62

Purchases

2500

44.62

Purchases

474

44.62

Purchases

4700

44.62

Purchases

3000

44.61

Purchases

1000

44.61

Purchases

3841

44.61

Purchases

42

44.49

Purchases

255

44.49

Purchases

21

44.49

Purchases

200

44.49

Purchases

688

44.49

Purchases

279

44.47

Purchases

40

44.52

Purchases

6721

44.47

Purchases

3000

44.47

Purchases

500

44.52

Purchases

5000

44.52

Purchases

780

44.52

Purchases

400

44.52

Purchases

780

44.52

Purchases

780

44.52

Purchases

4907

44.52

Purchases

1813

44.52

Purchases

7500

44.43

Purchases

500

44.37

Purchases

400

44.37

Purchases

100

44.37

Purchases

43

44.52

Purchases

220

44.37

Purchases

1713

44.37

Purchases

8

44.49

Purchases

500

44.37

Purchases

1262

44.5

Purchases

11

44.49

Purchases

10

44.49

Purchases

153

44.5

Purchases

9

44.5

Purchases

100

44.5

Purchases

9

44.5

Purchases

105

44.5

Purchases

1551

44.37

Purchases

120

44.5

Purchases

1000

44.38

Purchases

1900

44.5

Purchases

3456

44.38

Purchases

544

44.38

Purchases

831

44.49

Purchases

1747

44.31

Purchases

1000

44.31

Purchases

500

44.31

Purchases

5717

44.53

Purchases

342

44.49

Purchases

850

44.49

Sales

25000

44.71

Sales

431

44.8

Sales

360

44.8

Sales

663

44.8

Sales

2546

44.8

Sales

4480

44.4

Sales

3000

44.4

Sales

3271

44.4

Sales

796

44.4

Sales

3153

44.4

Sales

300

44.4

Sales

5000

44.4

Sales

1200

44.8

Sales

1

44.8

Sales

9

44.8

Sales

139

44.8

Sales

1607

44.8

Sales

44

44.8

Sales

462

44.4

Sales

1396

44.46

Sales

104

44.46

Sales

7000

44.46

Sales

2602

44.4

Sales

304

44.67

Sales

30000

44.5

Sales

64

44.4

Sales

440

44.72

Sales

802

44.4

Sales

473

44.38

Sales

398

44.38

Sales

47

44.37

Sales

94

44.37

Sales

473

44.37

Sales

549

44.38

Sales

1

43.7

Sales

3

44.45

Sales

222

44.51

Sales

8

44.49

Sales

47

44.59

Sales

43

44.52

Sales

42

44.55

Sales

3

44.54

Sales

42

44.74

Sales

42

44.55

Sales

44

44.62

Sales

39

44.54

Sales

42

44.54

Sales

3

44.54

Sales

40

44.55

Sales

14

44.55

Sales

77

44.53

Sales

43

44.52

Sales

51

44.45

Sales

641

44.4

Sales

42

44.55

Sales

42

44.49

Sales

42

44.53

Sales

50

44.52

Sales

42

44.53

Sales

49

44.52

Sales

42

44.62

Sales

43

44.52

Sales

42

44.51

Sales

42

44.59

Sales

42

44.61

Sales

43

44.52

Sales

42

44.57

Sales

42

44.51

Sales

45

44.49

Sales

45

44.6

Sales

51

44.67

Sales

46

44.48

Sales

70

44.55

Sales

58

44.54

Sales

42

44.5

Sales

42

44.5

Sales

43

44.49

Sales

34

44.47

Sales

10677

43.83

Sales

543

44.57

Sales

209

44.81

Sales

176

44.83

Sales

4

44.83

Sales

17

44.82

Sales

196

44.82

Sales

25

44.82

Sales

447

44.81

Sales

444

44.81

Sales

4

44.81

Sales

266

44.81

Sales

55

44.8

Sales

292

44.81

Sales

287

44.8

Sales

31

44.8

Sales

73

44.8

Sales

281

44.8

Sales

52

44.8

Sales

625

44.8

Sales

162

44.8

Sales

112

44.8

Sales

34

44.8

Sales

10

44.8

Sales

655

44.8

Sales

509

44.58

Sales

559

44.58

Sales

1861

44.58

Sales

2071

44.58

Sales

628

44.32

Sales

800

44.32

Sales

4432

44.32

Sales

3

44.53

Sales

2818

44.55

Sales

500

44.55

Sales

500

44.55

Sales

2042

44.55

Sales

1640

44.55

Sales

288

44.55

Sales

7212

44.55

Sales

3

44.53

Sales

758

44.53

Sales

2735

44.53

Sales

1068

44.53

Sales

834

44.5

Sales

3500

44.53

Sales

934

44.57

Sales

180

44.45

Sales

147

44.5

Sales

2033

44.34

Sales

4198

44.5

Sales

226

44.34

Sales

2617

44.5

Sales

834

44.5

Sales

212

44.34

Sales

235

44.34

Sales

307

44.34

Sales

793

44.5

Sales

483

44.45

Sales

500

44.51

Sales

2833

44.51

Sales

1

44.53

Sales

2696

44.51

Sales

3

44.53

Sales

1

44.51

Sales

159

44.51

Sales

222

44.51

Sales

758

44.53

Sales

3

44.53

Sales

2735

44.53

Sales

1068

44.53

Sales

1432

44.53

Sales

1000

44.53

Sales

3500

44.53

Sales

3500

44.53

Sales

2065

44.54

Sales

2244

44.36

Sales

452

44.54

Sales

2483

44.54

Sales

1502

44.36

Sales

400

44.56

Sales

166

44.56

Sales

29

44.56

Sales

2022

44.56

Sales

1200

44.56

Sales

524

44.56

Sales

1025

44.56

Sales

59

44.56

Sales

108

44.56

Sales

33

44.57

Sales

1082

44.36

Sales

2199

44.6

Sales

17801

44.6

Sales

1422

44.54

Sales

352

44.54

Sales

282

44.54

Sales

6540

44.54

Sales

4907

44.52

Sales

43

44.52

Sales

963

44.58

Sales

701

44.58

Sales

279

44.47

Sales

1901

44.34

Sales

172

44.36

Sales

5000

44.6

Sales

39

44.6

Sales

537

44.6

Sales

3139

44.59

Sales

508

44.6

Sales

777

44.6

Sales

1038

44.59

Sales

669

44.59

Sales

3293

44.59

Sales

2092

44.35

Sales

3

44.45

Sales

85

44.35

Sales

200

44.55

Sales

1000

44.45

Sales

1200

44.55

Sales

3

44.45

Sales

4

44.45

Sales

14

44.55

Sales

588

44.58

Sales

211

44.45

Sales

2700

44.41

Sales

1912

44.58

Sales

5

44.55

Sales

41

44.55

Sales

483

44.55

Sales

29

44.4

Sales

2

44.55

Sales

542

44.4

Sales

30

44.45

Sales

522

44.55

Sales

200

44.45

Sales

390

44.35

Sales

495

44.55

Sales

2066

44.35

Sales

139

44.45

Sales

3230

44.55

Sales

4000

44.35

Sales

68

44.45

Sales

2000

44.45

Sales

104

44.35

Sales

3

44.35

Sales

244

44.35

Sales

6016

44.35

Sales

4366

44.4

Sales

63

44.4

Sales

1123

44.4

Sales

283

44.4

Sales

594

44.4

Sales

12

44.41

Sales

805

44.39

Sales

4

44.39

Sales

586

44.39

Sales

645

44.39

Sales

200

44.39

Sales

1

44.39

Sales

4262

44.39

Sales

997

44.39

Sales

61

44.41

Sales

6615

44.53

Sales

100

44.53

Sales

4491

44.53

Sales

306

44.41

Sales

1200

44.41

Sales

184

44.41

Sales

1500

44.41

Sales

440

44.41

Sales

35

44.41

Sales

117

44.41

Sales

945

44.41

Sales

66

44.51

Sales

4307

44.58

Sales

240

44.58

Sales

1211

44.4

Sales

5000

44.4

Sales

782

44.4

Sales

202

44.4

Sales

43

44.4

Sales

234

44.4

Sales

2297

44.4

Sales

2116

44.54

Sales

215

44.4

Sales

37

44.54

Sales

2055

44.45

Sales

216

44.54

Sales

36

44.54

Sales

1346

44.54

Sales

35

44.54

Sales

1

44.54

Sales

731

44.54

Sales

2028

44.58

Sales

2078

44.58

Sales

1200

44.58

Sales

194

44.58

Sales

1966

44.58

Sales

34

44.58

Sales

3361

44.45

Sales

763

44.45

Sales

3247

44.34

Sales

6975

44.57

Sales

17

44.57

Sales

4

44.57

Sales

3

44.57

Sales

7

44.57

Sales

186

44.57

Sales

1058

44.32

Sales

48

44.32

Sales

21

44.32

Sales

195

44.59

Sales

34

44.59

Sales

79

44.59

Sales

458

44.4

Sales

174

44.52

TOTAL PURCHASES

272775

TOTAL SALES

357596

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option

Written or purchased

Number of securities to which the option or derivatives relates

Exercise price (AUD) (Note2)

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

Call warrant

Purchasing

425

40

European

18-Dec-08

2.2

Call option

Purchasing

673

66.6

European

28-Jul-11

6.09

Call option

Purchasing

673

66.6

European

28-Jul-11

6.09

Call warrant

Purchasing

750

45

European

18-Dec-08

1.54

Call option

Purchasing

10000

48

American

24-Jul-08

0.58

Call warrant

Purchasing

50

25

European

26-May-09

22

Call warrant

Purchasing

100

25

European

26-May-09

22

Call warrant

Purchasing

500

25

European

26-May-09

22

Call warrant

Purchasing

500

25

European

26-May-09

22

Call warrant

Purchasing

1000

25

European

26-May-09

22.01

Call warrant

Selling

350

40

European

18-Dec-08

2.22

Call option

Selling

673

66.6

European

28-Jul-11

6.09

Call option

Selling

10000

50

American

24-Jul-08

0.28

Put option

Purchasing

1293

43.49

American

27-Jun-11

8.26

Put option

Purchasing

1346

44.4

American

28-Jul-11

8.88

Put option

Purchasing

1144

21.81

American

24-Sep-08

0

Put option

Purchasing

1284

43.79

American

27-Jun-11

0

Put option

Purchasing

1284

43.79

American

27-Jun-11

8.26

Put option

Purchasing

1293

43.49

American

27-Jun-11

0

Put option

Purchasing

1293

43.49

American

27-Jun-11

0

Put option

Purchasing

1144

21.81

American

24-Sep-08

0

Put option

Purchasing

1144

21.81

American

24-Sep-08

0

Put option

Selling

1284

43.79

American

27-Jun-11

8.26

Put option

Selling

1346

44.4

American

28-Jul-11

8.88

Put option

Selling

1346

44.4

American

28-Jul-11

8.88

Put option

Selling

1293

43.49

American

27-Jun-11

0

Put option

Selling

1284

43.79

American

27-Jun-11

0

Put option

Selling

1293

43.49

American

27-Jun-11

8.26

Put option

Selling

1284

43.79

American

27-Jun-11

0

Put option

Selling

1144

21.81

American

24-Sep-08

0

Put option

Selling

1144

21.81

American

24-Sep-08

0

(ii) Exercising

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

2 July 2008

Contact name

Ann Tran

Telephone number

+612 9324 3652

Name of offeree/offeror with which connected

BHP Billiton Plc/ BHP Billiton Limited

Nature of connection (Note 9)

Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option

Written or purchased

Number of securities to which the option or derivatives relates

Exercise price (AUD) (Note2)

Type, e.g. American, European etc.

Expiry date

Call Option

Purchased

500000

57

American

25-Sep-08

Call Option

Purchased

100000

36

American

25-Mar-10

Call Option

Purchased

200000

40

American

24-Jul-08

Call Option

Purchased

1270000

38

American

25-Mar-10

Call Option

Purchased

700000

45

American

25-Mar-10

Call Option

Purchased

219000

41

American

24-Jul-08

Call Option

Purchased

1015000

50

American

25-Mar-10

Call Option

Purchased

32000

34

American

25-Mar-10

Call Option

Purchased

51000

37

American

25-Sep-08

Call Option

Purchased

500000

50

American

24-Jul-08

Call Option

Purchased

365000

24

American

24-Jul-08

Call Option

Purchased

250000

45

American

24-Jul-08

Call Option

Purchased

992000

12

American

24-Jul-08

Call Option

Purchased

350000

27

American

24-Jul-08

Call Option

Purchased

98741

41.93

European

19-Sep-08

Call Option

Purchased

577000

38

American

18-Dec-08

Call Option

Purchased

32000

45

American

28-Aug-08

Call Option

Purchased

230000

60

American

18-Dec-08

Call Option

Purchased

32000

50

American

25-Sep-08

Call Option

Purchased

305000

48

American

25-Sep-08

Call Option

Purchased

200000

44

American

25-Sep-08

Call Option

Purchased

261000

50

American

22-Dec-11

Call Option

Purchased

361000

40

American

18-Dec-08

Call Option

Purchased

9000

46

American

28-Aug-08

Call Option

Purchased

34674

51.05

European

10-Sep-09

Call Option

Purchased

50000

42

American

18-Dec-08

Call Option

Purchased

176000

49

American

18-Dec-08

Call Option

Purchased

15000

67.53

European

29-Jun-11

Call Option

Purchased

15000

59.2

European

29-Jun-10

Call Option

Purchased

51000

47

American

25-Mar-10

Call Option

Purchased

3000

47

American

30-Oct-08

Call Option

Purchased

445000

55

American

23-Dec-10

Call Option

Purchased

154000

60

American

26-Mar-09

Call Option

Purchased

150000

36

American

18-Dec-08

Call Option

Purchased

200000

48

American

18-Dec-08

Call Option

Purchased

700000

43

American

28-Aug-08

Call Option

Purchased

36000

55

American

25-Jun-09

Call Option

Purchased

65108

45.93

European

25-Sep-08

Call Option

Purchased

200000

48

American

18-Dec-08

Call Option

Purchased

444000

50

American

18-Dec-08

Call Option

Purchased

150000

45

American

30-Oct-08

Call Option

Purchased

20000

44

American

22-Dec-11

Call Option

Purchased

1000000

55

American

18-Dec-08

Call Option

Purchased

41000

56

American

26-Mar-09

Call Option

Purchased

44000

58

American

29-Jan-09

Call Option

Purchased

16000

59

American

26-Mar-09

Call Option

Purchased

500000

42

American

28-Aug-08

Call Option

Purchased

888

72.03

European

15-Jun-11

Call Option

Purchased

2000000

45

American

27-Nov-08

Call Option

Purchased

133000

51

American

25-Sep-08

Call Option

Purchased

69000

39

American

22-Dec-11

Call Option

Purchased

200000

60

American

26-Mar-09

Call Option

Purchased

34347

45.49

European

25-Sep-08

Call Option

Purchased

5101

42.48

European

14-Jul-08

Call Option

Purchased

580000

40

American

28-Aug-08

Call Option

Purchased

673

66.6

European

28-Jul-11

Call Option

Purchased

50000

44

American

18-Dec-08

Call Option

Purchased

38000

49

American

25-Sep-08

Call Option

Purchased

250000

45

American

26-Mar-09

Call Option

Purchased

100000

55

American

28-Aug-08

Call Option

Purchased

15000

51.29

European

29-Jun-09

Call Option

Purchased

1501000

48

American

28-Aug-08

Call Option

Purchased

720000

45

American

18-Dec-08

Call Option

Purchased

100000

40

American

25-Sep-08

Call Option

Purchased

523000

57

American

25-Sep-08

Call Option

Purchased

87844

46.15

European

25-Sep-08

Call Option

Purchased

2000

38

American

25-Sep-08

Call Option

Purchased

6000

43

American

24-Jul-08

Call Option

Purchased

74000

40

European

06-Nov-08

Call Option

Purchased

85000

27.5

European

06-Nov-08

Call Option

Purchased

80000

30

European

25-Jun-09

Call Option

Purchased

30000

30

American

24-Jul-08

Call Option

Purchased

7000

48

American

25-Sep-08

Call Option

Purchased

21000

47

American

24-Jul-08

Call Option

Purchased

6000

44

American

25-Sep-08

Call Option

Purchased

8000

40

American

18-Dec-08

Call Option

Purchased

10000

46

American

28-Aug-08

Call Option

Purchased

3000

45

American

25-Sep-08

Call Option

Purchased

60000

43

American

25-Sep-08

Call Option

Purchased

20000

45

American

18-Dec-08

Call Option

Purchased

24000

40

American

25-Sep-08

Call Option

Purchased

20000

56

American

25-Sep-08

Call Option

Purchased

7000

46

American

25-Sep-08

Call Option

Purchased

12000

47

American

25-Sep-08

Call Option

Written

69000

35

American

22-Dec-11

Call Option

Written

500000

39

American

25-Sep-08

Call Option

Written

2000

35

American

24-Jul-08

Call Option

Written

50000

27

American

25-Mar-10

Call Option

Written

250000

45

American

24-Jul-08

Call Option

Written

120000

40

American

25-Mar-10

Call Option

Written

1020000

44

American

25-Mar-10

Call Option

Written

315000

25

American

24-Jul-08

Call Option

Written

24000

14.5

American

25-Mar-10

Call Option

Written

374000

11.5

American

24-Jul-08

Call Option

Written

50000

25

American

25-Mar-10

Call Option

Written

152000

50

American

24-Jul-08

Call Option

Written

152000

49

American

24-Jul-08

Call Option

Written

74000

40

European

06-Nov-08

Call Option

Written

22000

47

American

25-Jun-09

Call Option

Written

200000

47

American

24-Jul-08

Call Option

Written

85000

27.5

European

06-Nov-08

Call Option

Written

80000

30

European

25-Jun-09

Call Option

Written

70000

42

American

24-Jul-08

Call Option

Written

111000

45

American

29-Jan-09

Call Option

Written

300000

60

American

22-Dec-11

Call Option

Written

13000

42

American

25-Sep-08

Call Option

Written

225000

0

European

30-Sep-08

Call Option

Written

528000

45

American

25-Sep-08

Call Option

Written

100000

41

American

29-Jan-09

Call Option

Written

1943000

50.2

American

14-Oct-08

Call Warrant

Written

1675

40

European

18-Dec-08

Call Option

Written

347000

55

American

26-Mar-09

Call Option

Written

353000

46

American

29-Jan-09

Call Option

Written

100000

55

American

24-Jul-08

Call Warrant

Written

1250

45

European

18-Dec-08

Call Option

Written

1248000

60

American

25-Mar-10

Call Option

Written

200000

44

American

28-Aug-08

Call Option

Written

200000

50

American

25-Mar-10

Call Option

Written

537000

46

American

24-Jul-08

Call Option

Written

1873000

56.18

American

18-Dec-08

Call Option

Written

740000

48

American

24-Jul-08

Call Option

Written

46000

46

American

25-Sep-08

Call Option

Written

1769000

55

American

18-Dec-08

Call Option

Written

200000

47

American

25-Sep-08

Call Option

Written

500000

57

American

25-Sep-08

Call Warrant

Written

101828

17

European

18-Jun-09

Call Warrant

Written

208749

25

European

26-May-09

Call Warrant

Written

102328

40

European

06-Nov-08

Call Warrant

Written

162578

27.5

European

06-Nov-08

Call Option

Written

65108

45.93

European

25-Sep-08

Call Option

Written

34347

45.49

European

25-Sep-08

Call Option

Written

5101

42.48

European

14-Jul-08

Call Option

Written

87844

46.15

European

25-Sep-08

Call Option

Written

1000

45

American

24-Jul-08

Call Option

Written

5000

54

American

25-Sep-08

Put Option

Written

69681

0

European

30-Jun-14

Put Option

Purchased

100000

37

American

24-Jul-08

Put Option

Purchased

69000

35

American

22-Dec-11

Put Option

Purchased

53000

40

American

25-Sep-08

Put Option

Purchased

70000

22

American

24-Jul-08

Put Option

Purchased

50000

39

American

25-Mar-10

Put Option

Purchased

300000

31

American

25-Mar-10

Put Option

Purchased

92000

28

American

23-Dec-10

Put Option

Purchased

31000

25

American

24-Jul-08

Put Option

Purchased

37000

33.5

American

24-Jun-10

Put Option

Purchased

50000

24

American

24-Jul-08

Put Option

Purchased

15000

32

American

25-Mar-10

Put Option

Purchased

1000000

50

American

25-Mar-10

Put Option

Purchased

250000

24.5

American

25-Mar-10

Put Option

Purchased

98000

36

American

25-Sep-08

Put Option

Purchased

163000

45

American

24-Jul-08

Put Option

Purchased

190000

35

American

28-Jun-12

Put Option

Purchased

10000

50

American

24-Jul-08

Put Option

Purchased

1000

48

American

25-Sep-08

Put Option

Purchased

120000

36

American

18-Dec-08

Put Option

Purchased

30000

31

American

27-Nov-08

Put Option

Purchased

50000

44

American

24-Jul-08

Put Option

Purchased

50000

42

American

28-Aug-08

Put Option

Purchased

850000

42

American

25-Sep-08

Put Option

Purchased

207000

35

American

18-Dec-08

Put Option

Purchased

130000

37

American

18-Dec-08

Put Option

Purchased

200000

55

American

25-Jun-09

Put Option

Purchased

100000

40

American

24-Jul-08

Put Option

Purchased

136000

50

American

18-Dec-08

Put Option

Purchased

200000

37

American

24-Jul-08

Put Option

Purchased

725000

38

American

18-Dec-08

Put Option

Purchased

300000

50

American

22-Dec-11

Put Option

Purchased

200000

34

American

24-Jul-08

Put Option

Purchased

39000

43

American

22-Dec-11

Put Option

Purchased

100000

48

American

28-Aug-08

Put Option

Purchased

45000

28

American

29-Jan-09

Put Option

Purchased

100000

42.5

American

24-Jul-08

Put Option

Purchased

187299

39.56

European

25-Sep-08

Put Option

Purchased

5101

37.48

European

14-Jul-08

Put Option

Purchased

10000

39

American

28-Aug-08

Put Option

Purchased

9000

36

American

25-Sep-08

Put Option

Purchased

15000

35

American

25-Sep-08

Put Option

Purchased

10000

40.5

American

24-Jul-08

Put Option

Purchased

100000

42.5

American

24-Jul-08

Put Option

Written

100000

40

American

24-Jul-08

Put Option

Written

84000

18

American

25-Mar-10

Put Option

Written

1675

11.94

American

28-May-09

Put Option

Written

949

13.17

American

24-Jun-09

Put Option

Written

3031

16.5

American

27-Jan-10

Put Option

Written

1348

18.54

American

22-Jun-10

Put Option

Written

1417

17.64

American

21-Jun-10

Put Option

Written

82000

16

American

25-Mar-10

Put Option

Written

642

31.14

American

01-May-12

Put Option

Written

1007

29.77

American

28-Apr-11

Put Option

Written

8188

28.08

American

29-May-09

Put Option

Written

904

18.24

American

23-Jun-10

Put Option

Written

35000

22

American

22-Dec-11

Put Option

Written

1639

12.2

American

03-Jun-09

Put Option

Written

255000

35

American

24-Jul-08

Put Option

Written

3432

29.14

American

14-May-09

Put Option

Written

487

30.74

American

11-May-12

Put Option

Written

287

34.78

American

14-Jun-12

Put Option

Written

1299

38.46

American

26-Jul-12

Put Option

Written

997

25.07

American

08-Jan-10

Put Option

Written

450

27.56

American

29-Jun-11

Put Option

Written

727

17.19

American

27-May-10

Put Option

Written

100000

34

American

29-Jan-09

Put Option

Written

1618

12.36

American

22-Jun-09

Put Option

Written

1332

30.01

American

21-Apr-09

Put Option

Written

1724

34.77

American

18-Jun-09

Put Option

Written

1633

34.89

American

22-Jun-10

Put Option

Written

572

34.95

American

22-Jun-10

Put Option

Written

3031

24.74

American

18-Sep-09

Put Option

Written

313

31.88

American

24-Jun-10

Put Option

Written

1702

27.54

American

23-Jun-11

Put Option

Written

1079

18.53

American

18-Feb-10

Put Option

Written

1618

12.36

American

23-Jun-09

Put Option

Written

1377

12.34

American

16-Jun-09

Put Option

Written

800

30.8

American

16-May-11

Put Option

Written

2433

38.83

American

26-Jul-12

Put Option

Written

724

27.61

American

23-Jun-11

Put Option

Written

496

32.25

American

05-May-10

Put Option

Written

540

27.62

American

29-Jun-11

Put Option

Written

695

17.97

American

22-Jun-10

Put Option

Written

1005

24.66

American

15-Jan-10

Put Option

Written

675

29.61

American

31-Mar-09

Put Option

Written

8305

28.85

American

17-Feb-10

Put Option

Written

50000

27

American

25-Mar-10

Put Option

Written

37000

33

American

25-Mar-10

Put Option

Written

2000

27.93

American

17-Aug-11

Put Option

Written

2429

12.35

American

16-Jun-09

Put Option

Written

98741

34.94

American

19-Sep-08

Put Option

Written

3900

25.59

American

10-Jun-09

Put Option

Written

716

34.91

American

22-Jun-10

Put Option

Written

776

25.72

American

10-Jun-09

Put Option

Written

380000

26

American

24-Jul-08

Put Option

Written

812

24.59

American

10-Jun-09

Put Option

Written

1128

17.72

American

10-Jun-10

Put Option

Written

1627

12.29

American

02-Jun-09

Put Option

Written

1103

18.13

American

11-Jun-10

Put Option

Written

3586

27.89

American

19-May-09

Put Option

Written

360

27.75

American

25-Jun-09

Put Option

Written

3561

21.06

American

17-Sep-08

Put Option

Written

1816

33.03

American

02-Jun-10

Put Option

Written

2534

27.62

American

23-Jun-11

Put Option

Written

293

34.03

American

11-Jun-09

Put Option

Written

1183

33.8

American

10-Jun-10

Put Option

Written

4342

34.54

American

16-Jun-10

Put Option

Written

363

27.46

American

19-May-11

Put Option

Written

1810

27.63

American

21-May-09

Put Option

Written

30000

27

American

24-Jul-08

Put Option

Written

1410

27.65

American

25-Jun-09

Put Option

Written

3667

27.27

American

26-Jun-09

Put Option

Written

588

33.96

American

07-Jun-12

Put Option

Written

25000

23.5

American

24-Jul-08

Put Option

Written

709

35.24

American

28-Jun-12

Put Option

Written

4394

20.47

American

03-Sep-08

Put Option

Written

3902

20.48

American

01-Sep-10

Put Option

Written

2011

26.34

American

05-Jun-09

Put Option

Written

285

34.98

American

19-Jun-12

Put Option

Written

578

34.59

American

16-Jun-10

Put Option

Written

54679

31.1

American

26-May-10

Put Option

Written

573

34.86

American

25-Jun-10

Put Option

Written

557

17.95

American

22-Jun-10

Put Option

Written

2379

16.81

American

09-Apr-10

Put Option

Written

2199

18.19

American

24-Jun-10

Put Option

Written

4605

21.71

American

09-Dec-10

Put Option

Written

1500

32.85

American

04-Jun-10

Put Option

Written

550

26.96

American

22-Jun-09

Put Option

Written

292

34.16

American

08-Jun-12

Put Option

Written

3177

31.47

American

26-May-10

Put Option

Written

591

21.14

American

04-Nov-10

Put Option

Written

1814

27.55

American

23-Jun-11

Put Option

Written

20000

43

American

25-Mar-10

Put Option

Written

285

34.98

American

22-Jun-10

Put Option

Written

1770

28.24

American

23-Jun-09

Put Option

Written

354

28.17

American

21-Jun-11

Put Option

Written

3988

37.1

American

26-Jul-12

Put Option

Written

300000

40

American

24-Jul-08

Put Option

Written

912

32.87

American

28-Jun-12

Put Option

Written

998

12.52

American

24-Jun-09

Put Option

Written

125000

41

American

24-Jul-08

Put Option

Written

1500

26.54

American

09-Jun-11

Put Option

Written

27000

27.46

American

29-Jun-09

Put Option

Written

1523

26.25

American

16-Jun-09

Put Option

Written

357

34.92

American

19-Jun-12

Put Option

Written

175000

20

American

24-Jul-08

Put Option

Written

706

28.29

American

27-May-09

Put Option

Written

25000

37

American

25-Sep-08

Put Option

Written

530

28.3

American

27-May-09

Put Option

Written

80000

27.5

American

24-Jul-08

Put Option

Written

4384

18.24

American

24-Jun-10

Put Option

Written

2417

34.34

American

15-Jun-10

Put Option

Written

942

26.53

American

16-Jun-09

Put Option

Written

11272

35.13

American

21-Jun-10

Put Option

Written

184000

22

American

23-Dec-10

Put Option

Written

1011

24.71

American

16-Sep-09

Put Option

Written

35000

26

American

23-Dec-10

Put Option

Written

555

18

American

18-Jun-09

Put Option

Written

474

35.15

American

21-Jun-10

Put Option

Written

359

27.79

American

20-Jun-11

Put Option

Written

370

34.47

American

02-Jul-12

Put Option

Written

431

28.94

American

24-Jun-11

Put Option

Written

1050

27.85

American

19-Oct-11

Put Option

Written

1424

35.11

American

21-Jun-10

Put Option

Written

3600

27.86

American

22-Jun-09

Put Option

Written

2150

25.4

American

14-Jun-11

Put Option

Written

1998

12.51

American

24-Jun-09

Put Option

Written

6934

28.84

American

26-Jun-09

Put Option

Written

890

35.15

American

18-Jun-12

Put Option

Written

1760

28.4

American

27-May-09

Put Option

Written

681

27.52

American

23-Jun-11

Put Option

Written

1042

23.99

American

09-Feb-09

Put Option

Written

443

28.19

American

23-Jun-09

Put Option

Written

3245

34.66

American

23-Jun-10

Put Option

Written

612

35.17

American

26-Jun-09

Put Option

Written

568

35.19

American

22-Jun-12

Put Option

Written

4562

35.07

American

25-Jun-10

Put Option

Written

725

34.47

American

23-Jun-10

Put Option

Written

318

31.45

American

07-May-12

Put Option

Written

355

35.18

American

22-Jun-12

Put Option

Written

1629

30.68

American

28-Apr-09

Put Option

Written

1607

34.96

American

21-Jun-10

Put Option

Written

857

35

American

21-Jun-10

Put Option

Written

1229

24.4

American

19-Jan-09

Put Option

Written

3574

34.97

American

21-Jun-10

Put Option

Written

1467

27.25

American

22-Jun-11

Put Option

Written

3648

27.41

American

24-Jun-09

Put Option

Written

730

27.41

American

22-Jun-11

Put Option

Written

3052

18.2

American

15-Jun-10

Put Option

Written

556

17.98

American

22-Jun-10

Put Option

Written

4803

34.35

American

23-Jun-10

Put Option

Written

945

26.43

American

16-Jun-09

Put Option

Written

1166

34.29

American

23-Jun-10

Put Option

Written

650

30.5

American

18-Apr-11

Put Option

Written

1575

34.47

American

24-Jun-09

Put Option

Written

8527

35.08

American

21-Jun-10

Put Option

Written

782

35.15

American

22-Jun-12

Put Option

Written

1689

35.51

American

18-Jun-10

Put Option

Written

1647

30.35

American

08-Apr-10

Put Option

Written

1111

17.99

American

22-Jun-10

Put Option

Written

716

34.9

American

22-Jun-10

Put Option

Written

11000

44

American

25-Mar-10

Put Option

Written

3658

27.33

American

22-Jun-11

Put Option

Written

660

30.28

American

08-Apr-10

Put Option

Written

1690

28.39

American

27-May-09

Put Option

Written

355

35.18

American

25-Jun-10

Put Option

Written

912

27.39

American

22-Jun-11

Put Option

Written

190000

26.5

American

24-Jul-08

Put Option

Written

150000

35

American

29-Jan-09

Put Option

Written

518

28.99

American

24-Jun-11

Put Option

Written

341

35.14

American

25-Jun-10

Put Option

Written

1140

35.08

American

22-Jun-12

Put Option

Written

1050000

25

American

25-Mar-10

Put Option

Written

2496

28.44

American

27-May-09

Put Option

Written

9952

27.63

American

24-Jun-11

Put Option

Written

3839

35.15

American

25-Jun-10

Put Option

Written

1704

35.21

American

25-Jun-10

Put Option

Written

726

27.56

American

17-Jun-11

Put Option

Written

533

28.18

American

24-Jun-11

Put Option

Written

284

35.1

American

25-Jun-10

Put Option

Written

66800

34.34

American

28-Jun-10

Put Option

Written

1157

34.56

American

24-Jun-10

Put Option

Written

633

31.58

American

25-May-10

Put Option

Written

11580

34.54

American

23-Jun-10

Put Option

Written

868

34.55

American

24-Jun-10

Put Option

Written

1446

34.56

American

20-Jun-12

Put Option

Written

563

35.48

American

24-Jun-10

Put Option

Written

1448

34.53

American

21-Jun-12

Put Option

Written

5684

35.48

American

28-Jun-12

Put Option

Written

724

34.52

American

20-Jun-12

Put Option

Written

1264

34.58

American

20-Jun-12

Put Option

Written

289

34.53

American

23-Jun-11

Put Option

Written

531

35.28

American

28-Jun-12

Put Option

Written

543

27.58

American

17-Jun-11

Put Option

Written

1443

34.63

American

02-Jul-08

Put Option

Written

4981

26.66

American

30-Jun-11

Put Option

Written

452

27.6

American

19-Jun-09

Put Option

Written

127889

35.19

American

25-Jun-09

Put Option

Written

304

32.81

American

01-Jun-12

Put Option

Written

2760

18.11

American

23-Jun-10

Put Option

Written

1781

28.07

American

26-Jun-09

Put Option

Written

4287

34.99

American

15-Jun-10

Put Option

Written

1378

18.14

American

15-Jun-10

Put Option

Written

2351

35.09

American

28-Jun-12

Put Option

Written

1890

15.87

American

17-May-10

Put Option

Written

22000

31

American

23-Dec-10

Put Option

Written

255

38.88

American

10-Jan-13

Put Option

Written

2276

43.93

American

27-Jun-11

Put Option

Written

30000

33

American

18-Dec-08

Put Option

Written

295

33.79

American

16-Jan-13

Put Option

Written

314

38.19

American

26-Jul-12

Put Option

Written

10000

45

American

26-Mar-09

Put Option

Written

746

40.1

American

11-Dec-12

Put Option

Written

50000

38

American

24-Jul-08

Put Option

Written

336

44.49

American

17-Jun-13

Put Option

Written

57000

32

American

18-Dec-08

Put Option

Written

191000

40

American

18-Dec-08

Put Option

Written

286

43.67

American

24-Jun-13

Put Option

Written

829

36.16

American

25-Jun-10

Put Option

Written

538

37.15

American

26-Apr-13

Put Option

Written

415

36.09

American

31-Jan-13

Put Option

Written

1200

39.02

American

28-Jul-11

Put Option

Written

5325

46.97

American

24-Jun-09

Put Option

Written

15000

41.66

European

29-Jun-10

Put Option

Written

903

42.19

American

28-Aug-09

Put Option

Written

312

40

American

13-Nov-12

Put Option

Written

319

39.12

American

07-Sep-12

Put Option

Written

1046

44.99

American

17-Jun-10

Put Option

Written

407

36.92

American

31-Jan-13

Put Option

Written

2132

39.09

American

28-Mar-13

Put Option

Written

15000

41.66

European

29-Jun-11

Put Option

Written

2000

35.5

American

14-Aug-12

Put Option

Written

50000

28

American

25-Jun-09

Put Option

Written

281

44.48

American

30-Jun-11

Put Option

Written

1136

44

American

27-Jun-13

Put Option

Written

2247

44.48

American

27-Jun-13

Put Option

Written

1141

43.81

American

16-Apr-13

Put Option

Written

573

43.63

American

21-Apr-09

Put Option

Written

2365

39.31

American

28-Mar-13

Put Option

Written

1272

40.49

American

30-Dec-10

Put Option

Written

272

36.75

American

31-Jan-11

Put Option

Written

350000

42

American

26-Mar-09

Put Option

Written

34674

43.26

American

10-Sep-09

Put Option

Written

885

45.35

American

29-Nov-12

Put Option

Written

250000

38

American

26-Mar-09

Put Option

Written

1060

42.89

American

26-Apr-13

Put Option

Written

50000

45

American

25-Sep-08

Put Option

Written

716

43.6

American

07-Jun-11

Put Option

Written

1499

37.05

American

26-Apr-13

Put Option

Written

230000

42

American

25-Jun-09

Put Option

Written

524

38.51

American

26-Apr-13

Put Option

Written

350

35.69

American

25-Jan-13

Put Option

Written

222000

47

American

25-Jun-09

Put Option

Written

2000

43.91

American

26-Jun-09

Put Option

Written

286

35.27

American

13-Aug-10

Put Option

Written

250

40

American

07-Jan-13

Put Option

Written

593

33.68

American

11-Aug-10

Put Option

Written

1459

34.24

American

28-Mar-13

Put Option

Written

1284

43.79

American

27-Jun-11

Put Option

Written

350

35.68

American

25-Jan-13

Put Option

Written

3373

40.02

American

28-Feb-13

Put Option

Written

1000000

47

American

25-Mar-10

Put Option

Written

50000

43

American

24-Jul-08

Put Option

Written

696

35.92

American

18-Aug-10

Put Option

Written

5430

39.58

American

28-Feb-13

Put Option

Written

584

34.24

American

31-Mar-11

Put Option

Written

11006

35.2

American

27-Jan-11

Put Option

Written

20000

47

American

24-Jul-08

Put Option

Written

320

39.02

American

26-Apr-13

Put Option

Written

590

34.02

American

28-Mar-13

Put Option

Written

3524

45.28

American

15-Jun-11

Put Option

Written

290

42.99

American

01-Nov-12

Put Option

Written

870

34.46

American

22-Jan-09

Put Option

Written

100000

37

American

24-Jul-08

Put Option

Written

3193

35.2

American

31-Jan-13

Put Option

Written

342

43.85

American

20-Jun-13

Put Option

Written

187299

39.56

European

25-Sep-08

Put Option

Written

479

41.67

American

23-Nov-10

Put Option

Written

5101

37.48

European

14-Jul-08

Put Option

Written

1346

44.4

American

28-Jul-11

Put Option

Written

69000

39

American

22-Dec-11

Put Option

Written

5081

34.46

American

16-Aug-10

Put Option

Written

300000

44

American

22-Dec-11

Put Option

Written

1426

43.81

American

23-Jun-11

Put Option

Written

1282

43.85

American

23-Jun-11

Put Option

Written

1440

37.91

American

28-Mar-13

Put Option

Written

707

43.84

American

23-Jun-11

Put Option

Written

5109

45.71

American

18-Oct-10

Put Option

Written

300000

39

American

25-Sep-08

Put Option

Written

411

39.48

American

31-Mar-11

Put Option

Written

15000

40.94

European

29-Jun-09

Put Option

Written

461

39.48

American

28-Feb-13

Put Option

Written

325

46.05

American

25-Oct-12

Put Option

Written

926

37.8

American

29-Jun-12

Put Option

Written

400

36.79

American

10-Aug-09

Put Option

Written

2200

45.44

American

12-Jun-13

Put Option

Written

1448

43.15

American

21-Jun-13

Put Option

Written

500000

42

American

30-Jul-09

Put Option

Written

441

44.91

American

06-Jun-11

Put Option

Written

13000

37.35

American

02-Aug-12

Put Option

Written

1771

38.47

American

25-Jun-10

Put Option

Written

2900

42.9

American

27-Jun-11

Put Option

Written

286

43.74

American

27-Jun-13

Put Option

Written

554

36.09

American

31-Mar-11

Put Option

Written

888

45.02

American

15-Jun-11

Put Option

Written

258

38.59

American

28-Mar-13

Put Option

Written

574

43.5

American

27-Jun-13

Put Option

Written

345

36.09

American

28-Mar-13

Put Option

Written

666

39.01

American

28-Mar-13

Put Option

Written

1572

38.16

American

13-Jul-10

Put Option

Written

919

39.16

American

26-Jul-12

Put Option

Written

1256

40.24

American

28-Mar-13

Put Option

Written

872

40.09

American

28-Feb-13

Put Option

Written

680

44.06

American

24-Jun-13

Put Option

Written

2017

39.65

American

28-Feb-13

Put Option

Written

94000

47

American

25-Sep-08

Put Option

Written

50000

41

American

29-Jan-09

Put Option

Written

9000

40

American

25-Sep-08

Put Option

Written

23000

26

American

24-Jul-08

Put Option

Written

5000

40

American

24-Jul-08

Put Option

Written

12000

32

American

24-Jul-08

Put Option

Written

40000

19.5

American

24-Jul-08

Put Option

Written

10000

39.5

American

18-Dec-08

Put Option

Written

39000

44

American

24-Jul-08

Put Option

Written

18000

42

American

25-Sep-08

Put Option

Written

12000

45

American

25-Sep-08

Put Option

Written

70000

43

American

25-Sep-08

Put Option

Written

10000

46

American

25-Sep-08

Put Option

Written

100000

42.5

American

24-Jul-08

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.  Full details of any existing agreements to purchase or to sell should also be given on this form.  

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFKBKNCBKKPOK

Related Shares:

BHP Group
FTSE 100 Latest
Value8,847.38
Change40.85