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EPT Disclosure

16th Jul 2008 13:30

RNS Number : 2116Z
RMB Morgan Stanley Limited
16 July 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

RMB Morgan Stanley Limited

Company dealt in

BHP Billiton Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

15 July 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

886,173  (0.04%)

0 (0.00%)

(2) Derivatives (other than options)

N/A

N/A

(3) Options and agreements to purchase/sell

N/A

N/A

Total

886,173 (0.04%)

0 (0.00%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

N/A

N/A

(2) Derivatives (other than options)

N/A

N/A

(3) Options and agreements to purchase/sell

N/A

N/A

Total

N/A

N/A

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

N/A

N/A

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) ZAR

PURCHASE

3,484

262.0000

PURCHASE

11,100

262.3900

PURCHASE

70

257.5000

SALE

14,200

261.7600

SALE

7,600

261.7600

SALE

9,000

261.9600

SALE

1,800

261.7600

SALE

2,064

261.1000

SALE

7,700

261.7600

TOTAL NUMBER OF BUYS

HIGH PRICE

LOW PRICE

14,654

262.3900

257.5000

TOTAL NUMBER OF SELLS

HIGH PRICE

LOW PRICE

42,364

261.9600

261.1000

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) ZAR

CFD

SHORT

777

256.8300

CFD

SHORT

2,773

257.1400

CFD

SHORT

2,549

259.4300

CFD

SHORT

1,930

259.7400

CFD

SHORT

1,154

259.5700

CFD

SHORT

495

256.4400

FUTURES

PURCHASE

2,000

256.1000

FUTURES

SALE

200

256.3300

FUTURES

PURCHASE

6,000

258.4500

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

ZAR

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

N/A

N/A

N/A

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

N/A

N/A

N/A

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

16 July 2008

Contact name

Zafrhan Fahmy

Telephone number

020 7677 2471

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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