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EPT Disclosure

14th Nov 2008 10:52

RNS Number : 1840I
Credit Suisse Securities (Eur) Ltd
14 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION 

 

Name of exempt principal trader

 

Credit Suisse Securities (Europe) Limited

 

Company dealt in

 

Rio Tinto Plc

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

 

Date of dealing

 

13-Nov-2008

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

-3588216

-0.359

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

-3588216

-0.359

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

1024

25.29 (GBP)

Buy

815

24.51 (GBP)

Buy

815

24.52 (GBP)

Buy

813

24.6 (GBP)

Buy

806

24.8 (GBP)

Buy

800

24.92 (GBP)

Buy

799

25.03 (GBP)

Buy

796

25.1 (GBP)

Buy

778

24.7 (GBP)

Buy

750

24.59 (GBP)

Buy

750

25.11 (GBP)

Buy

700

24.45 (GBP)

Buy

700

24.5 (GBP)

Buy

682

25.59 (GBP)

Buy

589

24.945 (GBP)

Buy

585

25.08 (GBP)

Buy

578

24.94 (GBP)

Buy

548

24.915 (GBP)

Buy

540

25.29 (GBP)

Buy

509

25.27 (GBP)

Buy

504

25.17 (GBP)

Buy

500

24.89 (GBP)

Buy

500

25.52 (GBP)

Buy

491

24.67 (GBP)

Buy

457

25.82 (GBP)

Buy

455

25.14 (GBP)

Buy

450

25.51 (GBP)

Buy

446

25.02 (GBP)

Buy

444

24.58 (GBP)

Buy

438

25.15 (GBP)

Buy

438

25.08 (GBP)

Buy

436

25.04 (GBP)

Buy

435

24.93 (GBP)

Buy

434

24.92 (GBP)

Buy

424

25.085 (GBP)

Buy

419

24.76 (GBP)

Buy

417

24.71 (GBP)

Buy

412

24.4 (GBP)

Buy

407

25.04 (GBP)

Buy

404

25.31 (GBP)

Buy

401

25.7 (GBP)

Buy

400

25.48 (GBP)

Buy

400

25.29 (GBP)

Buy

400

25.18 (GBP)

Buy

400

24.53 (GBP)

Buy

400

25.6 (GBP)

Buy

398

24.91 (GBP)

Buy

398

25.29 (GBP)

Buy

398

24.79 (GBP)

Buy

398

25.15 (GBP)

Buy

398

25.29 (GBP)

Buy

391

25.29 (GBP)

Buy

390

24.48 (GBP)

Buy

386

24.86 (GBP)

Buy

386

24.73 (GBP)

Buy

380

25.28 (GBP)

Buy

373

25.08 (GBP)

Buy

367

24.94 (GBP)

Buy

365

24.68 (GBP)

Buy

359

25.08 (GBP)

Buy

357

25.15 (GBP)

Buy

355

24.76 (GBP)

Buy

349

24.99 (GBP)

Buy

343

24.84 (GBP)

Buy

336

25.36 (GBP)

Buy

327

24.8 (GBP)

Buy

326

25.09 (GBP)

Buy

326

24.71 (GBP)

Buy

325

24.9 (GBP)

Buy

323

25.07 (GBP)

Buy

322

24.68 (GBP)

Buy

321

25.045 (GBP)

Buy

314

25.025 (GBP)

Buy

313

25.07 (GBP)

Buy

306

25.51 (GBP)

Buy

303

24.79 (GBP)

Buy

301

25.005 (GBP)

Buy

300

25.82 (GBP)

Buy

300

24.55 (GBP)

Buy

300

25.28 (GBP)

Buy

300

25.13 (GBP)

Buy

300

25.13 (GBP)

Buy

300

24.76 (GBP)

Buy

300

24.83 (GBP)

Buy

300

24.76 (GBP)

Buy

300

24.75 (GBP)

Buy

291

25.1 (GBP)

Buy

290

25.04 (GBP)

Buy

290

25.19 (GBP)

Buy

290

25.17 (GBP)

Buy

290

24.89 (GBP)

Buy

290

24.73 (GBP)

Buy

288

24.665 (GBP)

Buy

286

24.79 (GBP)

Buy

283

25.52 (GBP)

Buy

278

25.05 (GBP)

Buy

277

25.01 (GBP)

Buy

275

25.12 (GBP)

Buy

274

25.09 (GBP)

Buy

272

25.09 (GBP)

Buy

269

25.13 (GBP)

Buy

266

24.68 (GBP)

Buy

266

25.02 (GBP)

Buy

255

24.84 (GBP)

Buy

253

25.19 (GBP)

Buy

250

25.29 (GBP)

Buy

250

25.02 (GBP)

Buy

249

24.79 (GBP)

Buy

248

24.85 (GBP)

Buy

244

25.165 (GBP)

Buy

241

25.7 (GBP)

Buy

240

24.8 (GBP)

Buy

240

24.48 (GBP)

Buy

239

25.175 (GBP)

Buy

234

25.1 (GBP)

Buy

234

25.11 (GBP)

Buy

232

24.815 (GBP)

Buy

228

25.015 (GBP)

Buy

227

25.12 (GBP)

Buy

224

24.84 (GBP)

Buy

222

24.68 (GBP)

Buy

217

24.8 (GBP)

Buy

216

25.19 (GBP)

Buy

213

25.095 (GBP)

Buy

212

25.08 (GBP)

Buy

211

25.28 (GBP)

Buy

210

24.83 (GBP)

Buy

209

24.83 (GBP)

Buy

208

25.005 (GBP)

Buy

207

24.84 (GBP)

Buy

204

24.78 (GBP)

Buy

200

25.28 (GBP)

Buy

200

25.28 (GBP)

Buy

200

24.83 (GBP)

Buy

200

24.65 (GBP)

Buy

200

24.65 (GBP)

Buy

200

24.64 (GBP)

Buy

200

24.54 (GBP)

Buy

200

24.55 (GBP)

Buy

200

25.26 (GBP)

Buy

200

25.81 (GBP)

Buy

200

25.18 (GBP)

Buy

200

24.95 (GBP)

Buy

197

25.255 (GBP)

Buy

197

25.09 (GBP)

Buy

197

24.915 (GBP)

Buy

196

24.995 (GBP)

Buy

195

25.09 (GBP)

Buy

195

24.7 (GBP)

Buy

192

24.815 (GBP)

Buy

191

24.76 (GBP)

Buy

191

24.97 (GBP)

Buy

190

24.54 (GBP)

Buy

190

24.96 (GBP)

Buy

188

24.48 (GBP)

Buy

187

24.79 (GBP)

Buy

186

24.47 (GBP)

Buy

186

25.165 (GBP)

Buy

183

24.805 (GBP)

Buy

182

25.14 (GBP)

Buy

180

25.03 (GBP)

Buy

173

24.6 (GBP)

Buy

172

24.79 (GBP)

Buy

168

24.875 (GBP)

Buy

167

25.2 (GBP)

Buy

165

24.51 (GBP)

Buy

160

24.77 (GBP)

Buy

157

24.85 (GBP)

Buy

155

25.045 (GBP)

Buy

151

24.58 (GBP)

Buy

151

24.73 (GBP)

Buy

150

25.02 (GBP)

Buy

147

24.97 (GBP)

Buy

147

25.065 (GBP)

Buy

147

24.76 (GBP)

Buy

147

24.915 (GBP)

Buy

142

25.48 (GBP)

Buy

142

24.96 (GBP)

Buy

141

25.52 (GBP)

Buy

140

25.11 (GBP)

Buy

139

24.91 (GBP)

Buy

139

25.58 (GBP)

Buy

135

24.71 (GBP)

Buy

132

25.08 (GBP)

Buy

132

24.73 (GBP)

Buy

130

24.76 (GBP)

Buy

129

25.075 (GBP)

Buy

129

24.91 (GBP)

Buy

127

25.12 (GBP)

Buy

126

25.185 (GBP)

Buy

123

24.35 (GBP)

Buy

123

24.48 (GBP)

Buy

122

24.5 (GBP)

Buy

122

25.5 (GBP)

Buy

122

24.45 (GBP)

Buy

121

24.67 (GBP)

Buy

121

24.76 (GBP)

Buy

121

24.78 (GBP)

Buy

120

25.54 (GBP)

Buy

120

25.27 (GBP)

Buy

120

25.19 (GBP)

Buy

120

25.22 (GBP)

Buy

120

25.26 (GBP)

Buy

120

24.8 (GBP)

Buy

120

24.87 (GBP)

Buy

120

25.26 (GBP)

Buy

120

24.84 (GBP)

Buy

118

25.7 (GBP)

Buy

112

25.19 (GBP)

Buy

110

25.12 (GBP)

Buy

110

24.81 (GBP)

Buy

108

25.14 (GBP)

Buy

108

25.19 (GBP)

Buy

107

24.94 (GBP)

Buy

100

24.81 (GBP)

Buy

100

25.31 (GBP)

Buy

100

25.31 (GBP)

Buy

100

25.19 (GBP)

Buy

100

25.31 (GBP)

Buy

99

25.12 (GBP)

Buy

99

25.045 (GBP)

Buy

95

24.985 (GBP)

Buy

95

25.12 (GBP)

Buy

94

25.11 (GBP)

Buy

94

24.89 (GBP)

Buy

87

25.18 (GBP)

Buy

87

24.94 (GBP)

Buy

86

24.985 (GBP)

Buy

86

25.55 (GBP)

Buy

85

25.015 (GBP)

Buy

85

25.19 (GBP)

Buy

84

25.29 (GBP)

Buy

84

25.22 (GBP)

Buy

83

25.34 (GBP)

Buy

82

25.12 (GBP)

Buy

80

25.19 (GBP)

Buy

80

24.51 (GBP)

Buy

76

24.975 (GBP)

Buy

75

25.17 (GBP)

Buy

75

24.865 (GBP)

Buy

75

25.26 (GBP)

Buy

75

25.16 (GBP)

Buy

74

25.17 (GBP)

Buy

74

24.58 (GBP)

Buy

73

24.67 (GBP)

Buy

73

24.8 (GBP)

Buy

73

24.79 (GBP)

Buy

72

25.18 (GBP)

Buy

71

25.27 (GBP)

Buy

68

24.93 (GBP)

Buy

68

24.71 (GBP)

Buy

67

24.91 (GBP)

Buy

67

24.91 (GBP)

Buy

66

24.7 (GBP)

Buy

66

25.48 (GBP)

Buy

63

24.59 (GBP)

Buy

61

25.035 (GBP)

Buy

60

25.08 (GBP)

Buy

57

24.83 (GBP)

Buy

56

24.6 (GBP)

Buy

55

25.34 (GBP)

Buy

55

24.94 (GBP)

Buy

52

25.16 (GBP)

Buy

50

25.48 (GBP)

Buy

48

25.18 (GBP)

Buy

48

24.97 (GBP)

Buy

48

25.48 (GBP)

Buy

47

25.11 (GBP)

Buy

47

24.71 (GBP)

Buy

43

25.02 (GBP)

Buy

41

25.05 (GBP)

Buy

40

24.87 (GBP)

Buy

40

25.12 (GBP)

Buy

39

25.03 (GBP)

Buy

37

25.27 (GBP)

Buy

35

24.94 (GBP)

Buy

33

25.48 (GBP)

Buy

33

25.19 (GBP)

Buy

32

25.19 (GBP)

Buy

31

25.12 (GBP)

Buy

30

25.015 (GBP)

Buy

29

24.94 (GBP)

Buy

28

25.34 (GBP)

Buy

28

25.18 (GBP)

Buy

28

25.19 (GBP)

Buy

27

25.12 (GBP)

Buy

27

25.19 (GBP)

Buy

27

24.86 (GBP)

Buy

24

25.18 (GBP)

Buy

18

25.03 (GBP)

Buy

18

24.54 (GBP)

Buy

15

24.94 (GBP)

Buy

14

25.22 (GBP)

Buy

13

24.89 (GBP)

Buy

11

24.99 (GBP)

Buy

6

25.1 (GBP)

Buy

5

24.97 (GBP)

Buy

4

24.79 (GBP)

Buy

2

24.91 (GBP)

Buy

2

25.7 (GBP)

Buy

1

25.05 (GBP)

Buy

1

25.6 (GBP)

Sell

9936

25.7 (GBP)

Sell

4367

25.7 (GBP)

Sell

2515

25.7 (GBP)

Sell

2054

25.7 (GBP)

Sell

1225

25.7 (GBP)

Sell

1000

25.7 (GBP)

Sell

816

24.49 (GBP)

Sell

816

24.49 (GBP)

Sell

815

24.53 (GBP)

Sell

807

24.76 (GBP)

Sell

803

24.76 (GBP)

Sell

803

24.9 (GBP)

Sell

803

24.88 (GBP)

Sell

801

24.95 (GBP)

Sell

800

25 (GBP)

Sell

798

25.04 (GBP)

Sell

793

25.19 (GBP)

Sell

792

25.25 (GBP)

Sell

761

25.19 (GBP)

Sell

707

24.76 (GBP)

Sell

690

25.3 (GBP)

Sell

685

25.08 (GBP)

Sell

660

24.66 (GBP)

Sell

605

24.92 (GBP)

Sell

602

25.84 (GBP)

Sell

588

24.97 (GBP)

Sell

583

25.22 (GBP)

Sell

579

24.97 (GBP)

Sell

559

25.8 (GBP)

Sell

526

25.44 (GBP)

Sell

524

24.95 (GBP)

Sell

510

25.22 (GBP)

Sell

500

24.5 (GBP)

Sell

500

24.97 (GBP)

Sell

500

25.03 (GBP)

Sell

500

24.94 (GBP)

Sell

495

25.19 (GBP)

Sell

478

24.8 (GBP)

Sell

466

25.7 (GBP)

Sell

450

24.73 (GBP)

Sell

450

25.51 (GBP)

Sell

450

25.14 (GBP)

Sell

438

24.76 (GBP)

Sell

437

24.46 (GBP)

Sell

436

24.85 (GBP)

Sell

436

25.29 (GBP)

Sell

436

24.92 (GBP)

Sell

430

25.27 (GBP)

Sell

428

24.52 (GBP)

Sell

419

25.03 (GBP)

Sell

411

24.5 (GBP)

Sell

405

24.5 (GBP)

Sell

400

24.85 (GBP)

Sell

400

25.13 (GBP)

Sell

387

24.78 (GBP)

Sell

387

24.76 (GBP)

Sell

386

25.05 (GBP)

Sell

386

24.73 (GBP)

Sell

386

25.52 (GBP)

Sell

383

24.77 (GBP)

Sell

383

24.77 (GBP)

Sell

379

24.95 (GBP)

Sell

378

25.31 (GBP)

Sell

368

24.33 (GBP)

Sell

364

25 (GBP)

Sell

357

25.21 (GBP)

Sell

357

25.19 (GBP)

Sell

354

25.29 (GBP)

Sell

350

25.31 (GBP)

Sell

333

25.17 (GBP)

Sell

311

24.75 (GBP)

Sell

306

24.95 (GBP)

Sell

300

24.74 (GBP)

Sell

300

25.14 (GBP)

Sell

300

24.79 (GBP)

Sell

300

24.69 (GBP)

Sell

296

25.18 (GBP)

Sell

290

25.36 (GBP)

Sell

290

25.51 (GBP)

Sell

287

25.01 (GBP)

Sell

282

24.79 (GBP)

Sell

270

24.79 (GBP)

Sell

270

25.82 (GBP)

Sell

258

24.72 (GBP)

Sell

257

24.91 (GBP)

Sell

254

25.27 (GBP)

Sell

253

25.46 (GBP)

Sell

236

25.27 (GBP)

Sell

235

25.23 (GBP)

Sell

234

25.23 (GBP)

Sell

232

25.21 (GBP)

Sell

225

24.55 (GBP)

Sell

217

24.56 (GBP)

Sell

213

24.85 (GBP)

Sell

211

24.81 (GBP)

Sell

211

25.2 (GBP)

Sell

210

25.27 (GBP)

Sell

210

25.03 (GBP)

Sell

205

24.69 (GBP)

Sell

205

24.69 (GBP)

Sell

201

24.73 (GBP)

Sell

200

24.78 (GBP)

Sell

200

25.48 (GBP)

Sell

200

25.05 (GBP)

Sell

200

24.7 (GBP)

Sell

188

24.68 (GBP)

Sell

187

24.81 (GBP)

Sell

183

25.2 (GBP)

Sell

160

25.34 (GBP)

Sell

159

24.91 (GBP)

Sell

158

24.76 (GBP)

Sell

158

24.97 (GBP)

Sell

156

24.33 (GBP)

Sell

142

24.55 (GBP)

Sell

137

25.48 (GBP)

Sell

130

24.79 (GBP)

Sell

125

25.27 (GBP)

Sell

118

25.38 (GBP)

Sell

117

25.59 (GBP)

Sell

116

24.95 (GBP)

Sell

110

24.55 (GBP)

Sell

105

25.03 (GBP)

Sell

104

25.8 (GBP)

Sell

100

25.23 (GBP)

Sell

100

24.76 (GBP)

Sell

100

25.52 (GBP)

Sell

100

25.31 (GBP)

Sell

100

25.31 (GBP)

Sell

100

25.3 (GBP)

Sell

92

24.97 (GBP)

Sell

86

25.84 (GBP)

Sell

85

25.84 (GBP)

Sell

81

24.79 (GBP)

Sell

78

25.8 (GBP)

Sell

78

24.72 (GBP)

Sell

73

25.7 (GBP)

Sell

68

24.87 (GBP)

Sell

67

24.76 (GBP)

Sell

65

24.51 (GBP)

Sell

63

24.81 (GBP)

Sell

62

25.31 (GBP)

Sell

55

25.08 (GBP)

Sell

45

25.44 (GBP)

Sell

39

25.03 (GBP)

Sell

34

25.8 (GBP)

Sell

32

25.46 (GBP)

Sell

23

24.96 (GBP)

Sell

21

24.92 (GBP)

Sell

18

25.03 (GBP)

Sell

18

24.8 (GBP)

Sell

8

25.03 (GBP)

Sell

8

24.79 (GBP)

Sell

8

24.68 (GBP)

TOTAL BUYS:68288

TOTAL SELLS:68155

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 

14-Nov-2008 09:41:26

 

Contact name

 

Collins,Carolyn/ Crawley, Simon

 

Telephone number

 

44 20 7888 0241

 

Name of offeree/offeror with which connected

 

Rio Tinto Plc

 

Nature of connection (Note 9)

 

ADVISOR

 

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,721.19
Change-65.27