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EPT Disclosure

4th Jun 2008 11:57

RNS Number : 9561V
Macquarie Group Limited
04 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Capital Securities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: AU000000BHP4

Date of dealing

03 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0 0

0 0

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

Ordinary shares 

ISIN: AU000000BHP4

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

See Annexure A

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

04 June 2008

 

Contact name

Johanna Uy

 

Telephone number

+44 (0) 2030374339

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

Connected principal trader

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Annexure A:

BHP

Purchase

10

45.11

BHP

Purchase

9

45.11

BHP

Purchase

157

45.11

BHP

Purchase

358

45.11

BHP

Purchase

101

45.11

BHP

Purchase

5000

45.12

BHP

Purchase

176

45.11

BHP

Purchase

5000

45.13

BHP

Purchase

1366

45.11

BHP

Purchase

751

45.13

BHP

Purchase

4249

45.21

BHP

Purchase

49

45.18

BHP

Purchase

3

45.19

BHP

Purchase

400

45.19

BHP

Purchase

60

45.19

BHP

Purchase

400

45.19

BHP

Purchase

248

45.19

BHP

Purchase

929

45.19

BHP

Purchase

8083

45.29

BHP

Purchase

400

45.29

BHP

Purchase

98

45.29

BHP

Purchase

9

45.29

BHP

Purchase

266

45.29

BHP

Purchase

51

45.29

BHP

Purchase

15000

45.3

BHP

Purchase

58

45.29

BHP

Purchase

11035

45.29

BHP

Purchase

5000

45.34

BHP

Purchase

5000

45.34

BHP

Purchase

171

45.33

BHP

Purchase

5000

45.34

BHP

Purchase

11

45.34

BHP

Purchase

101

45.34

BHP

Purchase

9

45.34

BHP

Purchase

400

45.34

BHP

Purchase

70

45.34

BHP

Purchase

2500

45.34

BHP

Purchase

1738

45.34

BHP

Purchase

3262

45.34

BHP

Purchase

5500

45.34

BHP

Purchase

400

45.34

BHP

Purchase

10

45.34

BHP

Purchase

21

45.34

BHP

Purchase

70

45.34

BHP

Purchase

50

45.34

BHP

Purchase

687

45.34

BHP

Purchase

4000

45.34

BHP

Purchase

4956

45.4

BHP

Purchase

44

45.4

BHP

Purchase

200

45.4

BHP

Purchase

67

45.4

BHP

Purchase

1878

45.4

BHP

Purchase

75

45.4

BHP

Purchase

2780

45.4

BHP

Purchase

5649

45.4

BHP

Purchase

1351

45.4

BHP

Purchase

3269

44.66

BHP

Purchase

723

44.66

BHP

Purchase

166

44.66

BHP

Purchase

158

44.66

BHP

Purchase

684

44.66

BHP

Purchase

5000

44.67

BHP

Purchase

5000

44.67

BHP

Purchase

1498

44.67

BHP

Purchase

155

44.67

BHP

Purchase

2000

44.67

BHP

Purchase

6347

44.67

BHP

Purchase

1646

44.67

BHP

Purchase

530

44.67

BHP

Purchase

124

44.67

BHP

Purchase

200

44.67

BHP

Purchase

89

44.67

BHP

Purchase

86

44.67

BHP

Purchase

1500

44.67

BHP

Purchase

4825

44.67

BHP

Purchase

455565

44.9653

594831

BHP

Sale

3396

44.88

BHP

Sale

43

44.84

BHP

Sale

3036

44.8

BHP

Sale

500

44.8

BHP

Sale

20000

44.8

BHP

Sale

3025

44.8

BHP

Sale

6950

44.99

BHP

Sale

500

44.94

BHP

Sale

24

44.94

BHP

Sale

400

44.94

BHP

Sale

151

44.94

BHP

Sale

1247

44.99

BHP

Sale

61

44.99

BHP

Sale

2800

44.99

BHP

Sale

2128

44.99

BHP

Sale

27

44.99

BHP

Sale

1122

44.99

BHP

Sale

361

44.99

BHP

Sale

11

44.99

BHP

Sale

293

44.99

BHP

Sale

29

45.13

BHP

Sale

788

45.13

BHP

Sale

300

45.13

BHP

Sale

3883

45.13

BHP

Sale

17000

45.13

BHP

Sale

238

45.2

BHP

Sale

9762

45.2

BHP

Sale

25

45.22

BHP

Sale

24

45.22

BHP

Sale

72

45.22

BHP

Sale

129

45.22

BHP

Sale

844

45.22

BHP

Sale

1155

45.22

BHP

Sale

17

45.16

BHP

Sale

312

45.16

BHP

Sale

42

45.16

BHP

Sale

255

45.16

BHP

Sale

439

45.16

BHP

Sale

2120

45.16

BHP

Sale

31

45.16

BHP

Sale

31

45.16

BHP

Sale

31

45.16

BHP

Sale

31

45.16

BHP

Sale

1708

45.16

BHP

Sale

5000

45.2

BHP

Sale

4154

45.24

BHP

Sale

846

45.24

BHP

Sale

10000

45.35

BHP

Sale

34000

45.3

BHP

Sale

280

45.22

BHP

Sale

720

45.2

BHP

Sale

34000

45.34

BHP

Sale

2600

45.39

BHP

Sale

964

45.39

BHP

Sale

426

45.39

BHP

Sale

72

45.39

BHP

Sale

310

45.39

BHP

Sale

510

45.29

BHP

Sale

2190

45.29

BHP

Sale

4855

45.29

BHP

Sale

112

45.29

BHP

Sale

2333

45.29

BHP

Sale

3359

45.32

BHP

Sale

2

45.32

BHP

Sale

850

45.32

BHP

Sale

907

45.32

BHP

Sale

578

45.32

BHP

Sale

802

45.32

BHP

Sale

913

45.32

BHP

Sale

1049

45.32

BHP

Sale

540

45.32

BHP

Sale

5000

45.32

BHP

Sale

200

45.32

BHP

Sale

200

45.32

BHP

Sale

100

45.32

BHP

Sale

618

45.32

BHP

Sale

797

45.41

BHP

Sale

433

45.41

BHP

Sale

2322

45.4

BHP

Sale

5000

45.4

BHP

Sale

250

45.4

BHP

Sale

1198

45.4

BHP

Sale

189

45.44

BHP

Sale

4811

45.44

BHP

Sale

270

45.4

BHP

Sale

860

45.4

BHP

Sale

2108

45.4

BHP

Sale

1762

45.4

BHP

Sale

4440

45.42

BHP

Sale

343

45.41

BHP

Sale

217

45.41

BHP

Sale

1461

45.41

BHP

Sale

968

45.41

BHP

Sale

150

45.41

BHP

Sale

7

45.41

BHP

Sale

17

45.41

BHP

Sale

20

45.41

BHP

Sale

2377

45.41

BHP

Sale

17000

45.4

BHP

Sale

3500

45.38

BHP

Sale

1500

45.38

BHP

Sale

46

45.4

BHP

Sale

428

45.4

BHP

Sale

4526

45.4

BHP

Sale

655

45.38

BHP

Sale

87

45.38

BHP

Sale

119

45.38

BHP

Sale

243

45.38

BHP

Sale

5000

45.38

BHP

Sale

920

45.38

BHP

Sale

925

45.38

BHP

Sale

1470

45.38

BHP

Sale

581

45.38

BHP

Sale

971

45.33

BHP

Sale

84

45.33

BHP

Sale

3925

45.31

BHP

Sale

68

45.31

BHP

Sale

911

45.31

BHP

Sale

44

45.31

BHP

Sale

52

45.31

BHP

Sale

67

45.28

BHP

Sale

100

45.28

BHP

Sale

889

45.28

BHP

Sale

72

45.28

BHP

Sale

500

45.28

BHP

Sale

151

45.28

BHP

Sale

2000

45.28

BHP

Sale

166

45.28

BHP

Sale

130

45.25

BHP

Sale

17

45.25

BHP

Sale

17

45.25

BHP

Sale

17

45.25

BHP

Sale

17

45.25

BHP

Sale

126

45.25

BHP

Sale

110

45.25

BHP

Sale

390

45.25

BHP

Sale

591

45.25

BHP

Sale

99

45.25

BHP

Sale

81

45.19

BHP

Sale

27

45.19

BHP

Sale

137

45.18

BHP

Sale

5000

45.18

BHP

Sale

45

45.18

BHP

Sale

27

45.18

BHP

Sale

677

45.18

BHP

Sale

486

45.18

BHP

Sale

745

45.18

BHP

Sale

2174

45.18

BHP

Sale

601

45.18

BHP

Sale

2522

45.15

BHP

Sale

2478

45.15

BHP

Sale

3967

45.15

BHP

Sale

17

45.15

BHP

Sale

4969

45.15

BHP

Sale

628

44.88

BHP

Sale

790

44.88

BHP

Sale

39

44.88

BHP

Sale

88

44.81

BHP

Sale

6

44.8

BHP

Sale

90

44.8

BHP

Sale

319

44.8

BHP

Sale

4497

44.8

BHP

Sale

2255

44.88

BHP

Sale

200

44.88

BHP

Sale

200

44.88

BHP

Sale

200

44.88

BHP

Sale

221

44.88

BHP

Sale

2

44.92

BHP

Sale

1000

44.92

BHP

Sale

46

44.92

BHP

Sale

100

44.92

BHP

Sale

1279

44.92

BHP

Sale

466

44.92

BHP

Sale

2107

44.92

BHP

Sale

2500

44.98

BHP

Sale

42

44.97

BHP

Sale

2

44.97

BHP

Sale

7

44.97

BHP

Sale

54

44.97

BHP

Sale

500

44.97

BHP

Sale

1298

44.94

BHP

Sale

1202

44.94

BHP

Sale

17

44.97

BHP

Sale

1878

44.97

BHP

Sale

124

44.95

BHP

Sale

1934

44.95

BHP

Sale

60

44.95

BHP

Sale

949

44.95

BHP

Sale

782

44.95

BHP

Sale

1151

44.95

BHP

Sale

10000

44.95

BHP

Sale

776

44.9

BHP

Sale

102

44.9

BHP

Sale

1000

44.9

BHP

Sale

839

44.9

BHP

Sale

146

44.9

BHP

Sale

186

44.85

BHP

Sale

110

44.85

BHP

Sale

2204

44.85

BHP

Sale

2500

44.85

BHP

Sale

260

44.82

BHP

Sale

223

44.82

BHP

Sale

2000

44.82

BHP

Sale

17

44.82

BHP

Sale

2500

44.75

BHP

Sale

2137

44.9

BHP

Sale

89

44.9

BHP

Sale

1633

44.9

BHP

Sale

292

44.9

BHP

Sale

2959

44.9

BHP

Sale

27

44.9

BHP

Sale

4813

44.98

BHP

Sale

6944

44.9

BHP

Sale

12

44.9

BHP

Sale

3044

44.9

BHP

Sale

187

44.98

BHP

Sale

4500

44.96

BHP

Sale

95

44.96

BHP

Sale

405

44.96

BHP

Sale

4710

44.98

BHP

Sale

55

44.98

BHP

Sale

20

44.98

BHP

Sale

153

44.98

BHP

Sale

62

44.98

BHP

Sale

336

44.97

BHP

Sale

800

44.97

BHP

Sale

700

44.97

BHP

Sale

1000

44.97

BHP

Sale

110

44.97

BHP

Sale

1000

44.97

BHP

Sale

74

44.94

BHP

Sale

74

44.94

BHP

Sale

1000

44.94

BHP

Sale

3852

44.94

BHP

Sale

233

44.93

BHP

Sale

16

44.93

BHP

Sale

190

44.93

BHP

Sale

143

44.93

BHP

Sale

328

44.93

BHP

Sale

554

44.86

BHP

Sale

2500

44.85

BHP

Sale

500

44.85

BHP

Sale

500

44.85

BHP

Sale

173

44.85

BHP

Sale

500

44.85

BHP

Sale

540

44.61

BHP

Sale

3

44.61

BHP

Sale

7

44.61

BHP

Sale

307

44.61

BHP

Sale

4143

44.6

BHP

Sale

411

44.6

BHP

Sale

366

44.6

BHP

Sale

1723

44.6

BHP

Sale

1700

44.63

BHP

Sale

3300

44.63

BHP

Sale

40

44.65

BHP

Sale

21

44.65

BHP

Sale

33

44.65

BHP

Sale

900

44.65

BHP

Sale

116

44.65

BHP

Sale

500

44.65

BHP

Sale

3390

44.65

BHP

Sale

34000

44.67

BHP

Sale

2500

44.66

BHP

Sale

39

44.75

BHP

Sale

375

44.75

BHP

Sale

792

44.75

BHP

Sale

437

44.75

BHP

Sale

72

44.75

BHP

Sale

200

44.75

BHP

Sale

81

44.75

BHP

Sale

1609

44.75

BHP

Sale

300

44.75

BHP

Sale

1095

44.75

BHP

Sale

80

44.75

BHP

Sale

2339

44.75

BHP

Sale

500

44.75

BHP

Sale

500

44.75

BHP

Sale

1581

44.75

BHP

Sale

1040

44.75

BHP

Sale

1000

44.75

BHP

Sale

872

44.75

BHP

Sale

400

44.75

BHP

Sale

200

44.75

BHP

Sale

648

44.75

BHP

Sale

200

44.75

BHP

Sale

789

44.65

BHP

Sale

52

44.65

BHP

Sale

132

44.65

BHP

Sale

17

44.65

BHP

Sale

2425

44.65

BHP

Sale

400

44.65

BHP

Sale

2033

44.65

BHP

Sale

75

44.65

BHP

Sale

1000

44.65

BHP

Sale

3000

44.65

BHP

Sale

77

44.65

BHP

Sale

17

44.67

BHP

Sale

163

44.67

BHP

Sale

911

44.67

BHP

Sale

505

44.67

BHP

Sale

3404

44.67

BHP

Sale

640

44.75

BHP

Sale

285

44.7

BHP

Sale

22

44.7

BHP

Sale

742

44.7

BHP

Sale

25

44.7

BHP

Sale

3

44.7

BHP

Sale

880

44.7

BHP

Sale

800

44.7

BHP

Sale

12243

44.7

BHP

Sale

621

44.7

BHP

Sale

228

44.7

BHP

Sale

2000

44.7

BHP

Sale

90

44.7

BHP

Sale

40

44.7

BHP

Sale

400

44.7

BHP

Sale

110

44.7

BHP

Sale

205

44.7

BHP

Sale

532

44.7

BHP

Sale

774

44.7

BHP

Sale

2479

44.7

BHP

Sale

2521

44.7

BHP

Sale

85

44.67

BHP

Sale

126

44.67

BHP

Sale

1913

44.67

BHP

Sale

2876

44.67

BHP

Sale

5

44.7

BHP

Sale

18

44.7

BHP

Sale

108

44.7

BHP

Sale

359

44.7

BHP

Sale

1492

44.7

BHP

Sale

334

44.7

BHP

Sale

40

44.7

BHP

Sale

2700

44.7

BHP

Sale

500

44.7

BHP

Sale

116

44.7

BHP

Sale

3701

44.7

BHP

Sale

627

44.7

BHP

Sale

126

44.75

BHP

Sale

9874

44.75

BHP

Sale

22909

44.52

BHP

Sale

35008

44.52

594831

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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