17th Sep 2008 11:41
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Rio Tinto Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
16 September 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
|
|
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
0 |
0.00% |
610 |
0.00% |
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
0 |
0.00% |
610 |
0.00% |
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
Sale |
612 |
10368 AUD cents |
|
Purchase |
24 |
10370 |
|
Purchase |
1 |
10371 |
|
Purchase |
200 |
10371 |
|
Purchase |
400 |
10371 |
|
Sale |
352 |
10373 |
|
Sale |
184 |
10377 |
|
Purchase |
58 |
10379 |
|
Purchase |
82 |
10379 |
|
Purchase |
400 |
10379 |
|
Sale |
852 |
10388 |
|
Purchase |
116 |
10388 |
|
Purchase |
62 |
10392 |
|
Sale |
349 |
10394 |
|
Purchase |
157 |
10394 |
|
Purchase |
793 |
10394 |
|
Purchase |
64 |
10396 |
|
Purchase |
165 |
10399 |
|
Purchase |
562 |
10400 |
|
Sale |
59 |
10401 |
|
Purchase |
14 |
10401 |
|
Purchase |
100 |
10401 |
|
Purchase |
333 |
10401 |
|
Purchase |
97 |
10406 |
|
Purchase |
900 |
10406 |
|
Purchase |
488 |
10416 |
|
Purchase |
750 |
10416 |
|
Purchase |
5 |
10420 |
|
Purchase |
70 |
10420 |
|
Purchase |
466 |
10420 |
|
Purchase |
2399 |
10420 |
|
Purchase |
3 |
10422 |
|
Sale |
1239 |
10427 |
|
Sale |
1091 |
10427 |
|
Purchase |
6 |
10427 |
|
Sale |
67 |
10428 |
|
Purchase |
4 |
10430 |
|
Purchase |
30 |
10430 |
|
Purchase |
111 |
10430 |
|
Purchase |
116 |
10430 |
|
Purchase |
473 |
10430 |
|
Purchase |
955 |
10430 |
|
Purchase |
26 |
10431 |
|
Purchase |
76 |
10431 |
|
Purchase |
76 |
10431 |
|
Purchase |
83 |
10431 |
|
Purchase |
1100 |
10431 |
|
Sale |
455 |
10432 |
|
Sale |
200 |
10432 |
|
Sale |
26 |
10432 |
|
Sale |
8 |
10432 |
|
Purchase |
35 |
10432 |
|
Purchase |
66 |
10432 |
|
Purchase |
68 |
10432 |
|
Purchase |
196 |
10432 |
|
Purchase |
200 |
10432 |
|
Purchase |
304 |
10432 |
|
Purchase |
200 |
10433 |
|
Purchase |
300 |
10433 |
|
Purchase |
1 |
10434 |
|
Purchase |
14 |
10434 |
|
Purchase |
76 |
10434 |
|
Purchase |
125 |
10434 |
|
Purchase |
347 |
10434 |
|
Purchase |
5 |
10435 |
|
Purchase |
60 |
10436 |
|
Purchase |
108 |
10436 |
|
Sale |
316 |
10439 |
|
Sale |
158 |
10439 |
|
Sale |
14 |
10439 |
|
Sale |
55 |
10441 |
|
Purchase |
646 |
10441 |
|
Purchase |
1250 |
10443 |
|
Purchase |
3 |
10445 |
|
Sale |
1346 |
10447 |
|
Sale |
612 |
10447 |
|
Sale |
144 |
10447 |
|
Sale |
1 |
10447 |
|
Sale |
168 |
10449 |
|
Purchase |
23 |
10449 |
|
Sale |
887 |
10450 |
|
Sale |
418 |
10450 |
|
Purchase |
1 |
10450 |
|
Purchase |
5 |
10451 |
|
Purchase |
65 |
10451 |
|
Purchase |
84 |
10451 |
|
Purchase |
84 |
10451 |
|
Purchase |
94 |
10451 |
|
Purchase |
146 |
10451 |
|
Purchase |
262 |
10451 |
|
Purchase |
541 |
10451 |
|
Purchase |
16 |
10452 |
|
Sale |
478 |
10453 |
|
Sale |
66 |
10453 |
|
Sale |
1 |
10453 |
|
Purchase |
1 |
10453 |
|
Purchase |
7 |
10453 |
|
Purchase |
35 |
10453 |
|
Purchase |
78 |
10453 |
|
Purchase |
84 |
10453 |
|
Purchase |
161 |
10453 |
|
Purchase |
298 |
10453 |
|
Sale |
899 |
10454 |
|
Sale |
389 |
10454 |
|
Sale |
280 |
10454 |
|
Sale |
52 |
10454 |
|
Purchase |
13 |
10454 |
|
Purchase |
18 |
10454 |
|
Purchase |
37 |
10454 |
|
Purchase |
58 |
10454 |
|
Purchase |
59 |
10454 |
|
Purchase |
66 |
10454 |
|
Purchase |
84 |
10454 |
|
Purchase |
85 |
10454 |
|
Purchase |
85 |
10454 |
|
Purchase |
85 |
10454 |
|
Purchase |
85 |
10454 |
|
Purchase |
116 |
10454 |
|
Sale |
497 |
10455 |
|
Sale |
411 |
10455 |
|
Sale |
283 |
10455 |
|
Sale |
34 |
10455 |
|
Sale |
25 |
10455 |
|
Sale |
9 |
10455 |
|
Sale |
9 |
10455 |
|
Purchase |
84 |
10456 |
|
Purchase |
84 |
10456 |
|
Purchase |
119 |
10456 |
|
Purchase |
128 |
10456 |
|
Purchase |
922 |
10456 |
|
Purchase |
39 |
10457 |
|
Purchase |
41 |
10457 |
|
Purchase |
58 |
10457 |
|
Purchase |
84 |
10457 |
|
Purchase |
85 |
10457 |
|
Purchase |
109 |
10457 |
|
Sale |
388 |
10458 |
|
Sale |
269 |
10458 |
|
Purchase |
2 |
10459 |
|
Purchase |
5 |
10459 |
|
Purchase |
8 |
10459 |
|
Purchase |
16 |
10459 |
|
Purchase |
58 |
10459 |
|
Purchase |
68 |
10459 |
|
Purchase |
84 |
10459 |
|
Purchase |
187 |
10459 |
|
Purchase |
195 |
10459 |
|
Purchase |
225 |
10459 |
|
Purchase |
231 |
10459 |
|
Purchase |
1181 |
10459 |
|
Sale |
653 |
10460 |
|
Sale |
196 |
10460 |
|
Sale |
144 |
10460 |
|
Purchase |
1 |
10460 |
|
Purchase |
68 |
10460 |
|
Purchase |
84 |
10460 |
|
Purchase |
124 |
10460 |
|
Purchase |
187 |
10460 |
|
Purchase |
297 |
10460 |
|
Purchase |
415 |
10460 |
|
Purchase |
490 |
10460 |
|
Purchase |
27 |
10461 |
|
Purchase |
51 |
10461 |
|
Purchase |
53 |
10461 |
|
Purchase |
81 |
10461 |
|
Purchase |
100 |
10461 |
|
Purchase |
10 |
10462 |
|
Purchase |
119 |
10462 |
|
Purchase |
29 |
10463 |
|
Purchase |
187 |
10463 |
|
Purchase |
80 |
10464 |
|
Purchase |
139 |
10464 |
|
Sale |
187 |
10466 |
|
Purchase |
235 |
10467 |
|
Purchase |
1 |
10472 |
|
Purchase |
1 |
10472 |
|
Purchase |
5 |
10472 |
|
Purchase |
7 |
10472 |
|
Purchase |
14 |
10472 |
|
Purchase |
177 |
10472 |
|
Sale |
850 |
10473 |
|
Sale |
1 |
10473 |
|
Sale |
1 |
10475 |
|
Purchase |
39 |
10475 |
|
Purchase |
74 |
10475 |
|
Purchase |
114 |
10475 |
|
Purchase |
187 |
10475 |
|
Purchase |
479 |
10475 |
|
Purchase |
740 |
10476 |
|
Purchase |
3 |
10477 |
|
Purchase |
164 |
10477 |
|
Sale |
250 |
10478 |
|
Sale |
174 |
10478 |
|
Sale |
168 |
10478 |
|
Sale |
129 |
10478 |
|
Sale |
93 |
10478 |
|
Sale |
25 |
10478 |
|
Sale |
4 |
10478 |
|
Sale |
1 |
10478 |
|
Purchase |
136 |
10478 |
|
Purchase |
485 |
10478 |
|
Purchase |
84 |
10479 |
|
Purchase |
101 |
10479 |
|
Purchase |
225 |
10479 |
|
Sale |
501 |
10480 |
|
Sale |
2 |
10480 |
|
Purchase |
3 |
10480 |
|
Purchase |
5 |
10480 |
|
Purchase |
14 |
10480 |
|
Purchase |
15 |
10480 |
|
Purchase |
42 |
10480 |
|
Purchase |
57 |
10480 |
|
Purchase |
63 |
10480 |
|
Purchase |
84 |
10480 |
|
Purchase |
121 |
10480 |
|
Purchase |
163 |
10480 |
|
Purchase |
185 |
10480 |
|
Purchase |
200 |
10480 |
|
Purchase |
235 |
10480 |
|
Purchase |
242 |
10480 |
|
Purchase |
367 |
10480 |
|
Sale |
167 |
10481 |
|
Purchase |
1 |
10481 |
|
Purchase |
1 |
10481 |
|
Purchase |
1 |
10481 |
|
Purchase |
1 |
10481 |
|
Purchase |
52 |
10481 |
|
Purchase |
84 |
10481 |
|
Purchase |
84 |
10481 |
|
Purchase |
90 |
10481 |
|
Purchase |
99 |
10481 |
|
Purchase |
209 |
10481 |
|
Purchase |
462 |
10481 |
|
Purchase |
1838 |
10481 |
|
Purchase |
36 |
10482 |
|
Purchase |
84 |
10482 |
|
Purchase |
200 |
10482 |
|
Purchase |
438 |
10482 |
|
Purchase |
482 |
10482 |
|
Sale |
769 |
10483 |
|
Sale |
387 |
10483 |
|
Sale |
53 |
10483 |
|
Sale |
49 |
10483 |
|
Sale |
31 |
10483 |
|
Sale |
12 |
10483 |
|
Sale |
1 |
10483 |
|
Purchase |
12 |
10483 |
|
Purchase |
56 |
10483 |
|
Purchase |
103 |
10483 |
|
Purchase |
366 |
10483 |
|
Sale |
5 |
10484 |
|
Sale |
1 |
10484 |
|
Purchase |
1 |
10484 |
|
Purchase |
10 |
10484 |
|
Purchase |
505 |
10484 |
|
Purchase |
1 |
10485 |
|
Purchase |
6 |
10485 |
|
Purchase |
111 |
10485 |
|
Purchase |
168 |
10487 |
|
Sale |
30 |
10488 |
|
Sale |
24 |
10488 |
|
Purchase |
1 |
10488 |
|
Purchase |
2 |
10488 |
|
Purchase |
42 |
10488 |
|
Purchase |
215 |
10488 |
|
Sale |
289 |
10490 |
|
Sale |
128 |
10493 |
|
Sale |
60 |
10493 |
|
Sale |
39 |
10493 |
|
Sale |
337 |
10494 |
|
Sale |
153 |
10494 |
|
Sale |
8 |
10494 |
|
Purchase |
1 |
10494 |
|
Purchase |
2 |
10494 |
|
Purchase |
6 |
10494 |
|
Purchase |
300 |
10495 |
|
Purchase |
1305 |
10495 |
|
Purchase |
33 |
10496 |
|
Purchase |
51 |
10496 |
|
Purchase |
250 |
10496 |
|
Sale |
1137 |
10497 |
|
Sale |
187 |
10497 |
|
Sale |
117 |
10497 |
|
Sale |
25 |
10497 |
|
Purchase |
2 |
10497 |
|
Purchase |
64 |
10497 |
|
Purchase |
79 |
10497 |
|
Purchase |
129 |
10497 |
|
Purchase |
190 |
10497 |
|
Purchase |
196 |
10497 |
|
Sale |
500 |
10498 |
|
Purchase |
17 |
10498 |
|
Purchase |
34 |
10498 |
|
Purchase |
37 |
10498 |
|
Purchase |
100 |
10498 |
|
Purchase |
171 |
10498 |
|
Purchase |
200 |
10498 |
|
Purchase |
237 |
10498 |
|
Purchase |
454 |
10498 |
|
Sale |
7 |
10499 |
|
Purchase |
1 |
10499 |
|
Purchase |
133 |
10499 |
|
Purchase |
521 |
10499 |
|
Sale |
989 |
10500 |
|
Sale |
202 |
10500 |
|
Sale |
90 |
10500 |
|
Purchase |
1 |
10500 |
|
Purchase |
49 |
10502 |
|
Purchase |
90 |
10502 |
|
Purchase |
1 |
10503 |
|
Purchase |
1 |
10503 |
|
Purchase |
1 |
10503 |
|
Purchase |
4 |
10503 |
|
Purchase |
5 |
10503 |
|
Purchase |
169 |
10503 |
|
Purchase |
14 |
10504 |
|
Purchase |
181 |
10504 |
|
Purchase |
200 |
10505 |
|
Purchase |
832 |
10505 |
|
Sale |
132 |
10508 |
|
Purchase |
2 |
10508 |
|
Purchase |
20 |
10508 |
|
Purchase |
124 |
10508 |
|
Purchase |
149 |
10508 |
|
Purchase |
200 |
10508 |
|
Purchase |
293 |
10508 |
|
Purchase |
300 |
10508 |
|
Purchase |
1 |
10509 |
|
Purchase |
1 |
10509 |
|
Purchase |
68 |
10509 |
|
Purchase |
216 |
10510 |
|
Sale |
769 |
10511 |
|
Sale |
12 |
10511 |
|
Sale |
3 |
10511 |
|
Purchase |
1 |
10511 |
|
Sale |
179 |
10512 |
|
Sale |
5 |
10512 |
|
Sale |
1 |
10512 |
|
Purchase |
1 |
10512 |
|
Purchase |
646 |
10512 |
|
Sale |
96702 |
10512.15 |
|
Purchase |
96702 |
10512.15 |
|
Sale |
1 |
10513 |
|
Purchase |
1 |
10513 |
|
Purchase |
1 |
10513 |
|
Purchase |
495 |
10513 |
|
Purchase |
6 |
10514 |
|
Purchase |
32 |
10514 |
|
Purchase |
34 |
10514 |
|
Purchase |
50 |
10514 |
|
Purchase |
69 |
10514 |
|
Purchase |
200 |
10514 |
|
Purchase |
205 |
10514 |
|
Sale |
202 |
10515 |
|
Sale |
42 |
10515 |
|
Sale |
4 |
10515 |
|
Sale |
457 |
10516 |
|
Sale |
255 |
10516 |
|
Sale |
81 |
10516 |
|
Sale |
59 |
10516 |
|
Sale |
1 |
10516 |
|
Purchase |
1 |
10517 |
|
Purchase |
1 |
10517 |
|
Purchase |
6 |
10517 |
|
Purchase |
19 |
10517 |
|
Purchase |
20 |
10517 |
|
Purchase |
95 |
10517 |
|
Purchase |
147 |
10517 |
|
Purchase |
181 |
10517 |
|
Purchase |
200 |
10517 |
|
Purchase |
200 |
10517 |
|
Purchase |
260 |
10517 |
|
Purchase |
393 |
10517 |
|
Purchase |
418 |
10518 |
|
Purchase |
23 |
10519 |
|
Purchase |
129 |
10519 |
|
Purchase |
219 |
10519 |
|
Purchase |
276 |
10519 |
|
Purchase |
300 |
10519 |
|
Sale |
667 |
10520 |
|
Sale |
113 |
10520 |
|
Sale |
1 |
10520 |
|
Purchase |
6 |
10520 |
|
Purchase |
8 |
10520 |
|
Purchase |
39 |
10520 |
|
Purchase |
40 |
10520 |
|
Purchase |
81 |
10520 |
|
Purchase |
84 |
10520 |
|
Purchase |
100 |
10520 |
|
Purchase |
125 |
10520 |
|
Purchase |
178 |
10520 |
|
Purchase |
184 |
10520 |
|
Purchase |
328 |
10520 |
|
Purchase |
400 |
10520 |
|
Purchase |
1 |
10521 |
|
Purchase |
1 |
10521 |
|
Purchase |
2 |
10521 |
|
Purchase |
3 |
10521 |
|
Purchase |
100 |
10521 |
|
Purchase |
100 |
10521 |
|
Purchase |
200 |
10521 |
|
Sale |
153 |
10522 |
|
Sale |
1 |
10522 |
|
Purchase |
18 |
10522 |
|
Purchase |
32 |
10522 |
|
Purchase |
262 |
10522 |
|
Purchase |
632 |
10522 |
|
Sale |
1388 |
10523 |
|
Sale |
816 |
10523 |
|
Sale |
582 |
10523 |
|
Sale |
379 |
10523 |
|
Sale |
195 |
10523 |
|
Sale |
167 |
10523 |
|
Sale |
119 |
10523 |
|
Sale |
99 |
10523 |
|
Sale |
90 |
10523 |
|
Sale |
32 |
10523 |
|
Sale |
26 |
10523 |
|
Sale |
25 |
10523 |
|
Sale |
4 |
10523 |
|
Sale |
4 |
10523 |
|
Sale |
3 |
10523 |
|
Purchase |
1 |
10523 |
|
Purchase |
1 |
10523 |
|
Purchase |
1 |
10523 |
|
Purchase |
1 |
10523 |
|
Purchase |
3 |
10523 |
|
Purchase |
4 |
10523 |
|
Purchase |
4 |
10523 |
|
Purchase |
6 |
10523 |
|
Purchase |
6 |
10523 |
|
Purchase |
11 |
10523 |
|
Purchase |
12 |
10523 |
|
Purchase |
26 |
10523 |
|
Purchase |
33 |
10523 |
|
Purchase |
35 |
10523 |
|
Purchase |
36 |
10523 |
|
Purchase |
57 |
10523 |
|
Purchase |
68 |
10523 |
|
Purchase |
83 |
10523 |
|
Purchase |
178 |
10523 |
|
Purchase |
500 |
10523 |
|
Purchase |
658 |
10523 |
|
Sale |
1 |
10524 |
|
Purchase |
4 |
10524 |
|
Purchase |
19 |
10524 |
|
Sale |
769 |
10525 |
|
Sale |
401 |
10525 |
|
Sale |
128 |
10525 |
|
Sale |
14 |
10525 |
|
Sale |
5 |
10525 |
|
Sale |
2 |
10525 |
|
Sale |
1 |
10525 |
|
Sale |
1 |
10525 |
|
Purchase |
1 |
10525 |
|
Purchase |
1 |
10525 |
|
Purchase |
1 |
10525 |
|
Purchase |
3 |
10525 |
|
Purchase |
4 |
10525 |
|
Purchase |
6 |
10525 |
|
Purchase |
6 |
10525 |
|
Purchase |
100 |
10525 |
|
Purchase |
155 |
10525 |
|
Purchase |
167 |
10525 |
|
Purchase |
367 |
10525 |
|
Purchase |
234 |
10526 |
|
Sale |
543 |
10527 |
|
Sale |
14 |
10527 |
|
Purchase |
1 |
10527 |
|
Purchase |
1 |
10527 |
|
Purchase |
1 |
10527 |
|
Purchase |
2 |
10527 |
|
Purchase |
3 |
10527 |
|
Purchase |
3 |
10527 |
|
Purchase |
20 |
10527 |
|
Purchase |
97 |
10527 |
|
Purchase |
110 |
10527 |
|
Purchase |
135 |
10527 |
|
Sale |
6 |
10528 |
|
Purchase |
3 |
10528 |
|
Purchase |
17 |
10528 |
|
Purchase |
28 |
10528 |
|
Purchase |
84 |
10528 |
|
Purchase |
174 |
10528 |
|
Purchase |
943 |
10528 |
|
Sale |
479 |
10529 |
|
Sale |
432 |
10529 |
|
Sale |
60 |
10529 |
|
Sale |
609 |
10530 |
|
Sale |
116 |
10530 |
|
Sale |
90 |
10530 |
|
Sale |
1 |
10530 |
|
Sale |
284 |
10531 |
|
Sale |
235 |
10531 |
|
Sale |
206 |
10531 |
|
Sale |
187 |
10531 |
|
Sale |
56 |
10531 |
|
Sale |
97319 |
10531.92 |
|
Purchase |
97319 |
10531.92 |
|
Sale |
949 |
10532 |
|
Sale |
1 |
10532 |
|
Sale |
1 |
10532 |
|
Purchase |
8 |
10532 |
|
Sale |
229 |
10533 |
|
Sale |
167 |
10533 |
|
Sale |
127 |
10533 |
|
Sale |
118 |
10533 |
|
Sale |
64 |
10533 |
|
Sale |
36 |
10533 |
|
Sale |
2 |
10533 |
|
Purchase |
3 |
10533 |
|
Purchase |
9 |
10533 |
|
Purchase |
17 |
10533 |
|
Purchase |
31 |
10533 |
|
Purchase |
48 |
10533 |
|
Purchase |
200 |
10533 |
|
Sale |
237 |
10534 |
|
Sale |
91 |
10534 |
|
Purchase |
7 |
10534 |
|
Purchase |
1353 |
10534 |
|
Sale |
9 |
10535 |
|
Sale |
7 |
10535 |
|
Sale |
1 |
10535 |
|
Purchase |
26 |
10535 |
|
Purchase |
49 |
10535 |
|
Purchase |
55 |
10535 |
|
Purchase |
100 |
10535 |
|
Sale |
261 |
10536 |
|
Sale |
183 |
10536 |
|
Sale |
137 |
10536 |
|
Sale |
99 |
10536 |
|
Sale |
8 |
10536 |
|
Sale |
1 |
10536 |
|
Sale |
1 |
10536 |
|
Sale |
1 |
10536 |
|
Sale |
869 |
10537 |
|
Sale |
526 |
10537 |
|
Sale |
25 |
10537 |
|
Sale |
18 |
10537 |
|
Sale |
14 |
10537 |
|
Sale |
1 |
10537 |
|
Purchase |
1 |
10537 |
|
Purchase |
91 |
10537 |
|
Purchase |
200 |
10537 |
|
Sale |
647 |
10538 |
|
Sale |
257 |
10538 |
|
Sale |
36 |
10538 |
|
Sale |
15 |
10538 |
|
Sale |
195 |
10539 |
|
Sale |
187 |
10539 |
|
Sale |
107 |
10539 |
|
Sale |
88 |
10539 |
|
Sale |
65 |
10539 |
|
Sale |
63 |
10539 |
|
Sale |
15 |
10539 |
|
Purchase |
1 |
10539 |
|
Purchase |
23 |
10539 |
|
Purchase |
100 |
10539 |
|
Sale |
500 |
10540 |
|
Sale |
387 |
10540 |
|
Sale |
338 |
10540 |
|
Sale |
221 |
10540 |
|
Sale |
173 |
10540 |
|
Sale |
173 |
10540 |
|
Sale |
148 |
10540 |
|
Sale |
6 |
10540 |
|
Sale |
3 |
10540 |
|
Sale |
1 |
10540 |
|
Purchase |
7 |
10540 |
|
Purchase |
79 |
10540 |
|
Purchase |
86 |
10540 |
|
Purchase |
195 |
10540 |
|
Purchase |
711 |
10540 |
|
Purchase |
815 |
10540 |
|
Purchase |
1000 |
10540 |
|
Sale |
1 |
10541 |
|
Sale |
1 |
10541 |
|
Purchase |
69 |
10541 |
|
Purchase |
1084 |
10541 |
|
Sale |
481 |
10542 |
|
Sale |
148 |
10542 |
|
Sale |
52 |
10542 |
|
Sale |
49 |
10542 |
|
Sale |
47 |
10542 |
|
Sale |
29 |
10542 |
|
Sale |
7 |
10542 |
|
Sale |
1 |
10542 |
|
Purchase |
1625 |
10542 |
|
Sale |
1215 |
10543 |
|
Sale |
649 |
10543 |
|
Sale |
469 |
10543 |
|
Sale |
453 |
10543 |
|
Sale |
441 |
10543 |
|
Sale |
269 |
10543 |
|
Sale |
162 |
10543 |
|
Sale |
158 |
10543 |
|
Sale |
131 |
10543 |
|
Sale |
88 |
10543 |
|
Sale |
82 |
10543 |
|
Sale |
65 |
10543 |
|
Sale |
26 |
10543 |
|
Sale |
8 |
10543 |
|
Sale |
7 |
10543 |
|
Sale |
5 |
10543 |
|
Sale |
3 |
10543 |
|
Sale |
1 |
10543 |
|
Purchase |
1 |
10543 |
|
Purchase |
3 |
10543 |
|
Purchase |
26 |
10543 |
|
Purchase |
81 |
10543 |
|
Purchase |
99 |
10543 |
|
Purchase |
121 |
10543 |
|
Purchase |
318 |
10543 |
|
Sale |
774 |
10544 |
|
Sale |
442 |
10544 |
|
Sale |
375 |
10544 |
|
Sale |
186 |
10544 |
|
Sale |
25 |
10544 |
|
Sale |
12 |
10544 |
|
Sale |
7 |
10544 |
|
Sale |
5 |
10544 |
|
Purchase |
1 |
10544 |
|
Purchase |
81 |
10544 |
|
Purchase |
242 |
10544 |
|
Purchase |
311 |
10544 |
|
Sale |
611 |
10545 |
|
Sale |
545 |
10545 |
|
Sale |
419 |
10545 |
|
Sale |
282 |
10545 |
|
Sale |
269 |
10545 |
|
Sale |
253 |
10545 |
|
Sale |
238 |
10545 |
|
Sale |
91 |
10545 |
|
Sale |
30 |
10545 |
|
Sale |
20 |
10545 |
|
Sale |
19 |
10545 |
|
Sale |
1 |
10545 |
|
Purchase |
1 |
10545 |
|
Purchase |
6 |
10545 |
|
Purchase |
11 |
10545 |
|
Purchase |
18 |
10545 |
|
Purchase |
24 |
10545 |
|
Purchase |
60 |
10545 |
|
Purchase |
69 |
10545 |
|
Purchase |
81 |
10545 |
|
Purchase |
81 |
10545 |
|
Purchase |
91 |
10545 |
|
Purchase |
113 |
10545 |
|
Purchase |
165 |
10545 |
|
Purchase |
370 |
10545 |
|
Purchase |
388 |
10545 |
|
Purchase |
400 |
10545 |
|
Purchase |
478 |
10545 |
|
Sale |
213 |
10546 |
|
Sale |
121 |
10546 |
|
Sale |
98 |
10546 |
|
Sale |
49 |
10546 |
|
Sale |
41 |
10546 |
|
Sale |
17 |
10546 |
|
Sale |
10 |
10546 |
|
Sale |
8 |
10546 |
|
Sale |
4 |
10546 |
|
Sale |
1 |
10546 |
|
Sale |
1 |
10546 |
|
Sale |
1 |
10546 |
|
Purchase |
153 |
10546 |
|
Purchase |
155 |
10546 |
|
Sale |
842 |
10547 |
|
Sale |
272 |
10547 |
|
Sale |
263 |
10547 |
|
Sale |
112 |
10547 |
|
Sale |
107 |
10547 |
|
Sale |
1 |
10547 |
|
Sale |
1 |
10547 |
|
Purchase |
1 |
10547 |
|
Purchase |
1 |
10547 |
|
Purchase |
9 |
10547 |
|
Sale |
1133 |
10548 |
|
Sale |
808 |
10548 |
|
Sale |
301 |
10548 |
|
Sale |
10 |
10548 |
|
Sale |
10 |
10548 |
|
Sale |
5 |
10548 |
|
Sale |
1 |
10548 |
|
Purchase |
7 |
10548 |
|
Sale |
896 |
10549 |
|
Sale |
879 |
10549 |
|
Sale |
784 |
10549 |
|
Sale |
611 |
10549 |
|
Sale |
520 |
10549 |
|
Sale |
515 |
10549 |
|
Sale |
358 |
10549 |
|
Sale |
321 |
10549 |
|
Sale |
96 |
10549 |
|
Sale |
25 |
10549 |
|
Sale |
25 |
10549 |
|
Sale |
24 |
10549 |
|
Sale |
16 |
10549 |
|
Sale |
8 |
10549 |
|
Sale |
1 |
10549 |
|
Sale |
1 |
10549 |
|
Sale |
1 |
10549 |
|
Sale |
1 |
10549 |
|
Sale |
528 |
10550 |
|
Sale |
510 |
10550 |
|
Sale |
149 |
10550 |
|
Sale |
130 |
10550 |
|
Sale |
127 |
10550 |
|
Sale |
99 |
10550 |
|
Sale |
95 |
10550 |
|
Sale |
89 |
10550 |
|
Sale |
15 |
10550 |
|
Sale |
7 |
10550 |
|
Sale |
1 |
10550 |
|
Purchase |
1 |
10550 |
|
Purchase |
1 |
10550 |
|
Purchase |
1 |
10550 |
|
Purchase |
27 |
10550 |
|
Purchase |
44 |
10550 |
|
Purchase |
49 |
10550 |
|
Purchase |
99 |
10550 |
|
Sale |
606 |
10551 |
|
Purchase |
1 |
10551 |
|
Purchase |
2 |
10551 |
|
Purchase |
9 |
10551 |
|
Purchase |
42 |
10551 |
|
Purchase |
164 |
10551 |
|
Purchase |
279 |
10551 |
|
Sale |
2369 |
10552 |
|
Sale |
391 |
10552 |
|
Sale |
44 |
10552 |
|
Sale |
14 |
10552 |
|
Sale |
1 |
10552 |
|
Sale |
1 |
10552 |
|
Purchase |
2 |
10552 |
|
Purchase |
484 |
10552 |
|
Sale |
482 |
10553 |
|
Sale |
308 |
10553 |
|
Purchase |
28 |
10553 |
|
Purchase |
566 |
10553 |
|
Purchase |
1011 |
10553 |
|
Sale |
1829 |
10554 |
|
Sale |
910 |
10554 |
|
Sale |
895 |
10554 |
|
Sale |
440 |
10554 |
|
Sale |
420 |
10554 |
|
Sale |
351 |
10554 |
|
Sale |
188 |
10554 |
|
Sale |
20 |
10554 |
|
Sale |
8 |
10554 |
|
Sale |
120 |
10555 |
|
Sale |
47 |
10555 |
|
Purchase |
1 |
10555 |
|
Purchase |
1 |
10555 |
|
Sale |
539 |
10556 |
|
Sale |
18 |
10556 |
|
Sale |
1 |
10556 |
|
Sale |
1 |
10556 |
|
Purchase |
1 |
10556 |
|
Purchase |
1 |
10556 |
|
Purchase |
5 |
10556 |
|
Purchase |
43 |
10556 |
|
Purchase |
53 |
10556 |
|
Purchase |
169 |
10556 |
|
Purchase |
281 |
10556 |
|
Purchase |
382 |
10556 |
|
Purchase |
1086 |
10556 |
|
Sale |
120 |
10557 |
|
Sale |
115 |
10557 |
|
Sale |
16 |
10557 |
|
Sale |
11 |
10557 |
|
Purchase |
8 |
10557 |
|
Purchase |
48 |
10557 |
|
Purchase |
224 |
10557 |
|
Sale |
331 |
10558 |
|
Sale |
33 |
10558 |
|
Sale |
2 |
10558 |
|
Sale |
1035 |
10559 |
|
Sale |
9 |
10559 |
|
Purchase |
1 |
10559 |
|
Purchase |
18 |
10559 |
|
Purchase |
48 |
10559 |
|
Purchase |
99 |
10559 |
|
Purchase |
1000 |
10559 |
|
Sale |
112 |
10560 |
|
Sale |
1 |
10560 |
|
Sale |
1 |
10560 |
|
Purchase |
1 |
10560 |
|
Purchase |
6 |
10560 |
|
Purchase |
33 |
10560 |
|
Purchase |
70 |
10560 |
|
Purchase |
72 |
10560 |
|
Purchase |
112 |
10560 |
|
Purchase |
324 |
10560 |
|
Purchase |
417 |
10560 |
|
Purchase |
717 |
10560 |
|
Purchase |
905 |
10560 |
|
Sale |
2 |
10561 |
|
Purchase |
1 |
10561 |
|
Purchase |
4 |
10561 |
|
Sale |
139 |
10562 |
|
Sale |
47 |
10562 |
|
Purchase |
59 |
10562 |
|
Purchase |
340 |
10562 |
|
Sale |
771 |
10563 |
|
Sale |
318 |
10563 |
|
Sale |
109 |
10563 |
|
Sale |
97 |
10563 |
|
Sale |
12 |
10563 |
|
Purchase |
4 |
10563 |
|
Sale |
59 |
10564 |
|
Purchase |
1 |
10564 |
|
Purchase |
4 |
10564 |
|
Purchase |
145 |
10564 |
|
Purchase |
164 |
10564 |
|
Purchase |
200 |
10564 |
|
Sale |
534 |
10565 |
|
Sale |
368 |
10565 |
|
Sale |
100 |
10565 |
|
Sale |
72 |
10565 |
|
Sale |
52 |
10565 |
|
Sale |
2 |
10565 |
|
Sale |
1 |
10565 |
|
Sale |
1 |
10565 |
|
Sale |
1 |
10566 |
|
Purchase |
6 |
10566 |
|
Purchase |
7 |
10566 |
|
Purchase |
28 |
10566 |
|
Purchase |
28 |
10566 |
|
Purchase |
32 |
10566 |
|
Purchase |
34 |
10566 |
|
Purchase |
42 |
10566 |
|
Purchase |
42 |
10566 |
|
Purchase |
50 |
10566 |
|
Purchase |
50 |
10566 |
|
Purchase |
100 |
10566 |
|
Purchase |
115 |
10566 |
|
Purchase |
119 |
10566 |
|
Purchase |
128 |
10566 |
|
Purchase |
153 |
10566 |
|
Purchase |
165 |
10566 |
|
Purchase |
200 |
10566 |
|
Purchase |
207 |
10566 |
|
Sale |
2365 |
10567 |
|
Sale |
426 |
10567 |
|
Sale |
309 |
10568 |
|
Purchase |
1 |
10568 |
|
Purchase |
33 |
10568 |
|
Purchase |
43 |
10568 |
|
Purchase |
70 |
10568 |
|
Purchase |
100 |
10568 |
|
Sale |
689 |
10569 |
|
Sale |
641 |
10569 |
|
Sale |
100 |
10569 |
|
Sale |
16 |
10569 |
|
Sale |
14 |
10569 |
|
Sale |
6 |
10569 |
|
Sale |
3 |
10569 |
|
Sale |
1 |
10569 |
|
Purchase |
92 |
10569 |
|
Purchase |
109 |
10569 |
|
Purchase |
200 |
10569 |
|
Sale |
652 |
10570 |
|
Sale |
477 |
10570 |
|
Sale |
367 |
10570 |
|
Sale |
315 |
10570 |
|
Sale |
187 |
10570 |
|
Sale |
177 |
10570 |
|
Sale |
67 |
10570 |
|
Sale |
51 |
10570 |
|
Purchase |
38 |
10570 |
|
Purchase |
50 |
10570 |
|
Purchase |
50 |
10570 |
|
Purchase |
65 |
10570 |
|
Purchase |
75 |
10570 |
|
Purchase |
167 |
10570 |
|
Purchase |
331 |
10570 |
|
Purchase |
358 |
10570 |
|
Purchase |
500 |
10570 |
|
Purchase |
560 |
10570 |
|
Purchase |
1000 |
10570 |
|
Purchase |
2365 |
10570 |
|
Purchase |
6 |
10572 |
|
Purchase |
187 |
10572 |
|
Sale |
2364 |
10573 |
|
Sale |
408 |
10573 |
|
Sale |
227 |
10573 |
|
Sale |
63 |
10573 |
|
Purchase |
358 |
10575 |
|
Sale |
210 |
10576 |
|
Purchase |
459 |
10576 |
|
Purchase |
50 |
10577 |
|
Purchase |
142 |
10577 |
|
Sale |
157 |
10579 |
|
Purchase |
563 |
10579 |
|
Purchase |
1 |
10582 |
|
Purchase |
7 |
10582 |
|
Purchase |
60 |
10582 |
|
Purchase |
65 |
10582 |
|
Purchase |
216 |
10582 |
|
Purchase |
283 |
10582 |
|
Purchase |
300 |
10582 |
|
Sale |
115 |
10584 |
|
Sale |
19 |
10584 |
|
Purchase |
40 |
10584 |
|
Purchase |
92 |
10584 |
|
Purchase |
219 |
10584 |
|
Purchase |
62 |
10585 |
|
Purchase |
100 |
10585 |
|
Purchase |
1 |
10587 |
|
Purchase |
4 |
10587 |
|
Purchase |
16 |
10587 |
|
Purchase |
38 |
10587 |
|
Purchase |
56 |
10587 |
|
Purchase |
62 |
10587 |
|
Purchase |
62 |
10587 |
|
Purchase |
1182 |
10587 |
|
Purchase |
26 |
10589 |
|
Purchase |
46 |
10589 |
|
Purchase |
209 |
10589 |
|
Purchase |
25 |
10590 |
|
Purchase |
62 |
10590 |
|
Sale |
2310 |
10591 |
|
Sale |
50 |
10591 |
|
Purchase |
63 |
10592 |
|
Purchase |
160 |
10592 |
|
Purchase |
1 |
10593 |
|
Sale |
113 |
10594 |
|
Sale |
32 |
10594 |
|
Purchase |
1 |
10594 |
|
Purchase |
1 |
10594 |
|
Purchase |
49 |
10594 |
|
Purchase |
87 |
10594 |
|
Purchase |
223 |
10594 |
|
Purchase |
291 |
10594 |
|
Sale |
487 |
10595 |
|
Sale |
486 |
10595 |
|
Sale |
292 |
10595 |
|
Sale |
25 |
10595 |
|
Sale |
4 |
10595 |
|
Purchase |
5 |
10595 |
|
Purchase |
11 |
10595 |
|
Purchase |
73 |
10595 |
|
Purchase |
3 |
10598 |
|
Purchase |
71 |
10598 |
|
Purchase |
95 |
10598 |
|
Purchase |
1 |
10601 |
|
Purchase |
448 |
10607 |
|
Purchase |
112 |
10609 |
|
Purchase |
50 |
10610 |
|
Purchase |
75 |
10610 |
|
Purchase |
174 |
10610 |
|
Purchase |
97 |
10611 |
|
Sale |
382 |
10612 |
|
Purchase |
190 |
10613 |
|
Purchase |
204 |
10615 |
|
Purchase |
90 |
10616 |
|
Purchase |
120 |
10616 |
|
Purchase |
126 |
10616 |
|
Purchase |
280 |
10616 |
|
Purchase |
606 |
10616 |
|
Sale |
288 |
10617 |
|
Purchase |
48 |
10621 |
|
Purchase |
95 |
10621 |
|
Purchase |
409 |
10623 |
|
Sale |
651 |
10627 |
|
Sale |
350 |
10629 |
|
Sale |
195 |
10629 |
|
Purchase |
6 |
10629 |
|
Purchase |
257 |
10629 |
|
Purchase |
546 |
10629 |
|
Sale |
379 |
10634 |
|
Sale |
323 |
10634 |
|
Sale |
63 |
10634 |
|
Sale |
40 |
10634 |
|
Purchase |
40 |
10640 |
|
Purchase |
66 |
10640 |
|
Purchase |
532 |
10640 |
|
Sale |
1918 |
10649 |
|
Sale |
1 |
10649 |
|
Purchase |
628 |
10650 |
|
Sale |
182 |
10653 |
|
Purchase |
100 |
10653 |
|
Sale |
539 |
10657 |
|
Sale |
1 |
10657 |
|
Purchase |
100 |
10658 |
|
Purchase |
97 |
10659 |
|
Purchase |
45 |
10670 |
|
Purchase |
167 |
10670 |
|
Total purchases |
290723 |
|
|
Total sales |
291340 |
(b) Derivatives transactions (other than options)
|
Product name, e.g CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
17 September 2008 |
|
Contact name |
Netsanet Solomon |
|
Telephone number |
020 7567 8289 |
|
Name of offeree/offeror with which connected |
BHP Billiton PLC BHP Billiton LTD |
|
Nature of connection (Note 9) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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