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EPT Disclosure

15th Oct 2008 11:03

RNS Number : 8867F
Credit Suisse Equities (Australia)
15 October 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

14-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

10019978

0.298

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

10019978

0.298

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

27,877

31.00

Purchase

300

31.00

Purchase

12,695

31.00

Purchase

9,238

31.00

Purchase

1,600

31.00

Purchase

3,300

31.00

Purchase

90,870

31.00

Purchase

51

30.98

Purchase

3,000

30.98

Purchase

11

30.98

Purchase

1,018

30.98

Purchase

1,000

30.98

Purchase

561

30.97

Purchase

108

30.96

Purchase

20

30.86

Purchase

52

30.96

Purchase

55

31.02

Purchase

58

30.97

Purchase

10

30.89

Purchase

45

31.03

Purchase

54

31.14

Purchase

47

31.05

Purchase

43

31.09

Purchase

43

31.15

Purchase

45

31.19

Purchase

50

31.23

Purchase

44

31.26

Purchase

34

31.37

Purchase

38

31.42

Purchase

40

31.44

Purchase

36

31.37

Purchase

34

31.35

Purchase

31

31.22

Purchase

29

31.10

Purchase

27

31.13

Purchase

26

31.14

Purchase

22

31.17

Purchase

30

31.17

Purchase

24

31.14

Purchase

26

31.06

Purchase

10

31.09

Purchase

24

31.23

Purchase

10

31.22

Purchase

26

31.26

Purchase

24

31.33

Purchase

23

31.37

Purchase

22

31.41

Purchase

18

31.34

Purchase

18

31.37

Purchase

24

31.39

Purchase

19

31.35

Purchase

20

31.31

Purchase

21

31.32

Purchase

21

31.34

Purchase

22

31.43

Purchase

19

31.42

Purchase

10

31.38

Purchase

22

31.51

Purchase

20

31.50

Purchase

748

31.50

Purchase

2,383

31.50

Purchase

3,099

31.50

Purchase

44,619

31.50

Purchase

16

31.50

Purchase

623

31.50

Purchase

639

31.50

Purchase

10,000

31.50

Purchase

308

31.50

Purchase

4,436

31.50

Purchase

400

31.50

Purchase

2,897

31.50

Purchase

400

31.50

Purchase

29,432

31.50

Purchase

24

31.54

Purchase

22

31.54

Purchase

2,660

31.55

Purchase

10,000

31.55

Purchase

4,180

31.55

Purchase

1,000

31.55

Purchase

4,180

31.55

Purchase

100

31.55

Purchase

6,075

31.55

Purchase

23

31.59

Purchase

3,247

31.55

Purchase

15,000

31.55

Purchase

200

31.55

Purchase

800

31.55

Purchase

100

31.55

Purchase

25

31.56

Purchase

1,090

31.55

Purchase

22

31.58

Purchase

65

31.55

Purchase

303

31.55

Purchase

1,000

31.55

Purchase

25

31.56

Purchase

21

31.52

Purchase

26

31.57

Purchase

26

31.57

Purchase

28

31.51

Purchase

10

31.30

Purchase

47,489

31.35

Purchase

170

31.35

Purchase

894

31.35

Purchase

161

31.35

Purchase

324

31.35

Purchase

4,180

31.35

Purchase

1,293

31.35

Purchase

100

31.35

Purchase

10

31.37

Purchase

2,000

31.35

Purchase

1,000

31.35

Purchase

14,849

31.35

Purchase

2,399

31.35

Purchase

1,000

31.34

Purchase

2,912

31.32

Purchase

150

31.31

Purchase

14,182

31.31

Purchase

556

31.30

Purchase

70

31.30

Purchase

1,369

31.30

Purchase

375

31.30

Purchase

714

31.30

Purchase

3,813

31.30

Purchase

104

32.01

Purchase

8

32.00

Purchase

38

32.00

Purchase

176,068

27.56

Purchase

173,460

29.23

Purchase

331,446

28.47

Purchase

550,000

29.97

Purchase

100,000

29.28

Sale

-4,930

31.00

Sale

-2,276

31.00

Sale

-667

30.94

Sale

-169

30.86

Sale

-44

31.26

Sale

-345

31.26

Sale

-99

31.26

Sale

-7,529

31.50

Sale

-10,000

31.50

Sale

-5,802

31.00

Sale

-10,329

31.00

Sale

-5,630

31.00

Sale

-5,000

31.00

Sale

-75,000

31.00

Sale

-3,970

31.00

Sale

-5,017

31.00

Sale

-123

31.00

Sale

-6,727

31.00

Sale

-14

31.00

Sale

-325

31.00

Sale

-40,000

31.00

Sale

-1,000

31.00

Sale

-161

31.00

Sale

-10,000

31.00

Sale

-550

31.00

Sale

-150

31.00

Sale

-500

31.00

Sale

-320

31.00

Sale

-160

31.00

Sale

-188

31.00

Sale

-1,688

31.00

Sale

-1,465

31.00

Sale

-291

31.00

Sale

-757

31.00

Sale

-328

31.00

Sale

-4,947

31.00

Sale

-8,947

31.00

Sale

-3,405

31.00

Sale

-1,636

30.94

Sale

-6

30.94

Sale

-1,210

30.94

Sale

-152

30.94

Sale

-98

30.94

Sale

-1,231

30.94

Sale

-115

30.84

Sale

-1,000

30.84

Sale

-1

30.84

Sale

-1

30.84

Sale

-400

30.84

Sale

-107

30.84

Sale

-39

30.84

Sale

-337

30.84

Sale

-71,375

30.81

Sale

-160

30.81

Sale

-1

30.81

Sale

-1

30.81

Sale

-340

30.81

Sale

-1,500

30.81

Sale

-1,000

30.81

Sale

-997

30.81

Sale

-500

30.81

Sale

-373

30.81

Sale

-434

30.81

Sale

-1,112

30.81

Sale

-333

30.82

Sale

-90

30.82

Sale

-549

30.82

Sale

-38

30.82

Sale

-1,393

30.82

Sale

-107

30.83

Sale

-12

30.83

Sale

-1

30.83

Sale

-1,547

30.83

Sale

-8,856

30.84

Sale

-600

30.85

Sale

-41

30.85

Sale

-3

30.86

Sale

-2,000

30.86

Sale

-200

30.86

Sale

-41

30.86

Sale

-2,268

30.87

Sale

-3,073

30.87

Sale

-20

30.87

Sale

-7

30.87

Sale

-3

30.87

Sale

-1

30.87

Sale

-855

30.87

Sale

-1

31.00

Sale

-1

31.00

Sale

-5,000

31.00

Sale

-50

31.00

Sale

-1,000

31.00

Sale

-3,000

31.00

Sale

-9

31.00

Sale

-1,000

31.00

Sale

-150

31.00

Sale

-40,000

31.00

Sale

-226

31.00

Sale

-1,000

31.00

Sale

-100

31.00

Sale

-10,000

31.00

Sale

-10,000

31.00

Sale

-1,000

31.00

Sale

-2,111

31.00

Sale

-3

31.01

Sale

-1,000

31.01

Sale

-806

31.01

Sale

-3,000

31.01

Sale

-1,000

31.01

Sale

-1,000

31.01

Sale

-1,082

31.01

Sale

-8,834

31.00

Sale

-10,000

31.00

Sale

-25,000

31.00

Sale

-6,448

31.00

Sale

-1,000

31.00

Sale

-1,500

31.00

Sale

-10,000

31.00

Sale

-6

31.00

Sale

-45

31.00

Sale

-2,000

31.00

Sale

-10,000

31.00

Sale

-500

31.00

Sale

-100

31.00

Sale

-100

31.00

Sale

-32

31.00

Sale

-325

31.00

Sale

-20

31.00

Sale

-100

31.00

Sale

-480

31.00

Sale

-100

31.00

Sale

-20

31.00

Sale

-50

31.00

Sale

-250

31.00

Sale

-31

31.00

Sale

-320

31.00

Sale

-4,000

31.00

Sale

-1,000

31.00

Sale

-300

31.00

Sale

-1,600

31.00

Sale

-30

31.00

Sale

-265

31.00

Sale

-31

31.00

Sale

-3,029

31.00

Sale

-615

31.00

Sale

-50

31.00

Sale

-50

31.00

Sale

-100

31.00

Sale

-1,000

31.00

Sale

-160

31.00

Sale

-1,000

31.00

Sale

-2,000

31.00

Sale

-45

31.00

Sale

-100

31.00

Sale

-100

31.00

Sale

-95

31.00

Sale

-60

31.00

Sale

-1,000

31.00

Sale

-30

31.00

Sale

-170

31.00

Sale

-30

31.00

Sale

-1,000

31.00

Sale

-500

31.00

Sale

-100

31.00

Sale

-200

31.00

Sale

-300

31.00

Sale

-100

31.00

Sale

-450

31.00

Sale

-100

31.00

Sale

-200

31.00

Sale

-1,000

31.00

Sale

-300

31.00

Sale

-1,000

31.00

Sale

-300

31.00

Sale

-100

31.00

Sale

-350

31.00

Sale

-400

31.00

Sale

-2,000

31.00

Sale

-100

31.00

Sale

-500

31.00

Sale

-100

31.00

Sale

-360

31.00

Sale

-400

31.00

Sale

-500

31.00

Sale

-300

31.00

Sale

-160

31.00

Sale

-116

31.00

Sale

-65

31.00

Sale

-5,000

31.00

Sale

-150

31.00

Sale

-200

31.00

Sale

-400

31.00

Sale

-600

31.00

Sale

-200

31.00

Sale

-330

31.00

Sale

-650

31.00

Sale

-250

31.00

Sale

-100

31.00

Sale

-1,000

31.00

Sale

-50

31.00

Sale

-700

31.00

Sale

-150

31.00

Sale

-65

31.00

Sale

-500

31.00

Sale

-300

31.00

Sale

-225

31.00

Sale

-200

31.00

Sale

-1,000

31.00

Sale

-100

31.00

Sale

-80

31.00

Sale

-300

31.00

Sale

-240

31.00

Sale

-660

31.00

Sale

-150

31.00

Sale

-1,000

31.00

Sale

-161

31.00

Sale

-1,500

31.00

Sale

-34

31.00

Sale

-100

31.00

Sale

-160

31.00

Sale

-200

31.00

Sale

-5,000

31.00

Sale

-1,595

31.00

Sale

-3,000

31.00

Sale

-180

31.00

Sale

-150

31.00

Sale

-500

31.00

Sale

-400

31.00

Sale

-300

31.00

Sale

-500

31.00

Sale

-5,000

31.00

Sale

-500

31.00

Sale

-640

31.00

Sale

-240

31.00

Sale

-120

31.00

Sale

-400

31.00

Sale

-100

31.00

Sale

-150

31.00

Sale

-30

31.00

Sale

-1,000

31.00

Sale

-150

31.00

Sale

-805

31.00

Sale

-805

31.00

Sale

-805

31.00

Sale

-320

31.00

Sale

-805

31.00

Sale

-320

31.00

Sale

-100

31.00

Sale

-500

31.00

Sale

-56,037

31.00

Sale

-150

31.00

Sale

-160

31.00

Sale

-500

31.00

Sale

-50

31.00

Sale

-100

31.00

Sale

-225

31.00

Sale

-100

31.00

Sale

-222

31.00

Sale

-100

31.00

Sale

-150

31.00

Sale

-400

31.00

Sale

-32

31.00

Sale

-16

31.00

Sale

-50

31.00

Sale

-500

31.00

Sale

-400

31.00

Sale

-85

31.00

Sale

-160

31.00

Sale

-30

31.00

Sale

-300

31.00

Sale

-95

31.00

Sale

-1,000

31.00

Sale

-330

31.00

Sale

-250

31.00

Sale

-1,500

31.00

Sale

-1,000

31.00

Sale

-98

31.00

Sale

-500

31.00

Sale

-160

31.00

Sale

-270

31.00

Sale

-500

31.00

Sale

-100

31.00

Sale

-100

31.00

Sale

-170

31.00

Sale

-50

31.00

Sale

-48

31.00

Sale

-400

31.00

Sale

-79

31.00

Sale

-1,000

31.00

Sale

-1,200

31.00

Sale

-63

31.00

Sale

-47

31.00

Sale

-1,000

31.00

Sale

-160

31.00

Sale

-73

31.00

Sale

-80

31.00

Sale

-70

31.00

Sale

-320

31.00

Sale

-600

31.00

Sale

-3,000

31.00

Sale

-700

31.00

Sale

-500

31.00

Sale

-1,000

31.00

Sale

-325

31.00

Sale

-600

31.00

Sale

-950

31.00

Sale

-100

31.00

Sale

-100

31.00

Sale

-25

31.00

Sale

-750

31.00

Sale

-150

31.00

Sale

-30

31.00

Sale

-330

31.00

Sale

-63

31.00

Sale

-1,700

31.00

Sale

-300

31.00

Sale

-220

31.00

Sale

-32

31.00

Sale

-60

31.00

Sale

-1,000

31.00

Sale

-33

31.00

Sale

-500

31.00

Sale

-500

31.00

Sale

-180

31.00

Sale

-200

31.00

Sale

-64

31.00

Sale

-200

31.00

Sale

-1,000

31.00

Sale

-75

31.00

Sale

-65

31.00

Sale

-100

31.00

Sale

-160

31.00

Sale

-400

31.00

Sale

-500

31.00

Sale

-100

31.00

Sale

-100

31.00

Sale

-450

31.00

Sale

-300

31.00

Sale

-20

31.00

Sale

-300

31.00

Sale

-3,200

31.00

Sale

-30

31.00

Sale

-1,000

31.00

Sale

-70

31.00

Sale

-200

31.00

Sale

-90

31.00

Sale

-50

31.00

Sale

-100

31.00

Sale

-33

31.00

Sale

-1,900

31.01

Sale

-130

31.01

Sale

-3,224

31.01

Sale

-475

31.01

Sale

-1,000

31.01

Sale

-402

31.01

Sale

-7,000

31.01

Sale

-3,865

31.01

Sale

-1,000

31.01

Sale

-95

31.01

Sale

-1,289

31.01

Sale

-1,000

31.01

Sale

-7,139

31.01

Sale

-805

31.02

Sale

-500

31.02

Sale

-50

31.03

Sale

-500

31.05

Sale

-200

31.05

Sale

-1,700

31.05

Sale

-50

31.05

Sale

-234

31.06

Sale

-300

31.06

Sale

-243

31.06

Sale

-3,120

31.06

Sale

-99

31.07

Sale

-130

31.07

Sale

-129

31.09

Sale

-1,901

31.09

Sale

-390

31.09

Sale

-369

31.09

Sale

-1,868

31.09

Sale

-3

31.10

Sale

-5,907

31.10

Sale

-3

31.10

Sale

-350

31.10

Sale

-239

31.10

Sale

-192

31.10

Sale

-10,000

31.10

Sale

-33

31.10

Sale

-100

31.10

Sale

-590

31.10

Sale

-320

31.10

Sale

-1,000

31.10

Sale

-18

31.11

Sale

-461

31.11

Sale

-400

31.12

Sale

-9,645

31.20

Sale

-4,500

31.20

Sale

-666

31.20

Sale

-10,000

31.20

Sale

-1,000

31.20

Sale

-100

31.20

Sale

-292

31.20

Sale

-50

31.20

Sale

-1,000

31.20

Sale

-300

31.20

Sale

-35

31.20

Sale

-69

31.21

Sale

-224

31.21

Sale

-414

31.21

Sale

-137

31.21

Sale

-100

31.22

Sale

-148

31.22

Sale

-240

31.25

Sale

-50

31.25

Sale

-533

31.25

Sale

-9

31.26

Sale

-4

31.13

Sale

-27,667

31.50

Sale

-75

31.50

Sale

-8,308

31.50

Sale

-200

31.50

Sale

-194

31.50

Sale

-200

31.50

Sale

-316

31.50

Sale

-100

31.50

Sale

-22

31.50

Sale

-1,537

31.60

Sale

-100

31.60

Sale

-180

31.60

Sale

-100

31.60

Sale

-948

31.60

Sale

-50

31.60

Sale

-870

31.60

Sale

-15

31.60

Sale

-15,000

31.60

Sale

-500

31.60

Sale

-500

31.60

Sale

-100

31.60

Sale

-100

31.60

Sale

-3,933

31.60

Sale

-16,067

31.60

Sale

-5,389

31.79

Sale

-226

31.55

Sale

-161

31.55

Sale

-35

31.55

Sale

-50

31.59

Sale

-900

32.00

Sale

-2,100

32.00

Sale

-176,068

28.91

Sale

-254,000

28.26

Sale

-250,000

29.97

TOTAL BUYS:1734351

TOTAL SELLS: 1503083

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

15-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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