14th Apr 2008 11:19
Deutsche Bank AG14 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 11/04/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 456,943 -2,328,667 0.10% -0.51 (2) Derivatives (other than options) 1,393,814 -572,483 0.31% -0.13 (3) Options and agreements to purchase/sell 1,502,000 -825,000 0.33% -0.18 Total 3,352,757 -3,726,150 0.73% -0.82 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 118 136.14Purchase 88 136.17Purchase 45 136.21Purchase 28 136.22Purchase 125 136.23Purchase 403 136.24Purchase 68 136.25Purchase 151 136.26Purchase 174 136.27Purchase 52 136.31Purchase 38 136.32Purchase 34 136.33Purchase 35 136.34Purchase 165 136.39Purchase 243 136.41Purchase 1000 136.50Purchase 18 136.52Purchase 73 136.53Purchase 33 136.55Purchase 65 136.59Purchase 103 136.61Purchase 96 136.62Purchase 197 136.64Purchase 190 136.65Purchase 223 136.67Purchase 89 136.68Purchase 243 136.70Purchase 96 136.71Purchase 76 136.72Purchase 87 136.73Purchase 26 136.74Purchase 85 136.75Purchase 32 136.76Purchase 652 136.77Purchase 47 136.78Purchase 500 136.79Purchase 140 136.80Purchase 102 136.81Purchase 77 136.82Purchase 102 136.85Purchase 25 136.86Purchase 33073 136.88Purchase 123 136.89Purchase 98 136.91Purchase 28 137.10Purchase 21 137.13Purchase 20 137.14Purchase 1026 137.15Purchase 422 137.16Purchase 36 137.17Purchase 500 137.21Purchase 34940 137.22Purchase 43 137.23Purchase 22 137.24Purchase 2400 137.29Purchase 42 137.31Purchase 1 137.33Purchase 21 137.34Purchase 532 137.36Purchase 2467 137.40Purchase 36 137.46Purchase 14 137.52Purchase 37 137.53Purchase 22 137.56Purchase 200 137.70Purchase 6560 137.74Purchase 1025 137.77Purchase 200 138.06Purchase 31 138.07Purchase 20 138.08Purchase 140 138.09Purchase 217 138.10Purchase 285 138.11Purchase 17 138.12Purchase 70 138.15Purchase 6000 138.19Purchase 2366 138.19Purchase 2000 138.20Purchase 18 138.21Purchase 18 138.25Purchase 35 138.27Purchase 29 138.29Purchase 5433 138.60Purchase 800 138.67Purchase 7 139.00Purchase 18 139.01Purchase 41 139.02Purchase 494 139.20Purchase 50 139.22Purchase 133 139.24Purchase 1008 139.25TOTAL PURCHASE 109,283Sale 58 136.00Sale 3000 136.04Sale 363 136.15Sale 363 136.20Sale 363 136.22Sale 364 136.23Sale 363 136.26Sale 3978 136.35Sale 22 136.37Sale 12025 136.58Sale 2248 136.71Sale 1555 136.75Sale 2752 136.79Sale 5449 136.80Sale 113 136.81Sale 142 136.82Sale 625 136.85Sale 2000 136.85Sale 5000 136.89Sale 15455 136.90Sale 90 136.91Sale 1000 137.00Sale 284 137.14Sale 4000 137.17Sale 716 137.19Sale 7670 137.23Sale 2170 137.24Sale 5000 137.28Sale 2000 137.29Sale 226 137.29Sale 5648 137.30Sale 1302 137.31Sale 58 137.33Sale 2000 137.39Sale 1764 137.40Sale 2002 137.43Sale 597 137.62Sale 1403 137.63Sale 6560 137.74Sale 2614 138.07Sale 413 138.16Sale 3000 138.25Sale 363 138.51Sale 363 138.64Sale 363 138.65Sale 364 138.68Sale 50 139.22TOTAL SALES 108,258 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD AUD $CFD Long 58 136.00CFD Long 1000 136.04CFD Long 12025 136.58CFD Long 984 136.80CFD Long 16 136.81CFD Long 625 136.85CFD Long 2000 137.29CFD Long 2614 138.07CFD Long 50 138.16CFD Long 3000 138.25CFD Long 50 139.22CFD Short 118 136.14CFD Short 88 136.17CFD Short 45 136.21CFD Short 28 136.22CFD Short 125 136.23CFD Short 403 136.24CFD Short 68 136.25CFD Short 151 136.26CFD Short 174 136.27CFD Short 52 136.31CFD Short 38 136.32CFD Short 34 136.33CFD Short 35 136.34CFD Short 165 136.39CFD Short 243 136.41CFD Short 1000 136.50CFD Short 18 136.52CFD Short 73 136.53CFD Short 33 136.55CFD Short 65 136.59CFD Short 103 136.61CFD Short 96 136.62CFD Short 197 136.64CFD Short 190 136.65CFD Short 223 136.67CFD Short 89 136.68CFD Short 243 136.70CFD Short 96 136.71CFD Short 76 136.72CFD Short 87 136.73CFD Short 26 136.74CFD Short 85 136.75CFD Short 32 136.76CFD Short 22 136.77CFD Short 47 136.78CFD Short 140 136.80CFD Short 102 136.81CFD Short 77 136.82CFD Short 102 136.85CFD Short 25 136.86CFD Short 73 136.88CFD Short 123 136.89CFD Short 98 136.91CFD Short 28 137.10CFD Short 21 137.13CFD Short 20 137.14CFD Short 1026 137.15CFD Short 422 137.16CFD Short 36 137.17CFD Short 43 137.23CFD Short 22 137.24CFD Short 42 137.31CFD Short 1 137.33CFD Short 21 137.34CFD Short 532 137.36CFD Short 2467 137.40CFD Short 36 137.46CFD Short 14 137.52CFD Short 37 137.53CFD Short 22 137.56CFD Short 200 137.70CFD Short 1025 137.77CFD Short 44 138.10CFD Short 285 138.11CFD Short 17 138.12CFD Short 6000 138.19CFD Short 18 138.21CFD Short 18 138.25CFD Short 35 138.27CFD Short 29 138.29CFD Short 1825 138.60CFD Short 800 138.67CFD Short 7 139.00CFD Short 18 139.01CFD Short 41 139.02CFD Short 50 139.22 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 14/04/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto