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EPT Disclosure

14th Aug 2008 11:20

RNS Number : 3332B
Deutsche Bank AG
14 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

13/08/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

1,093,688 0.24%

-870,827 -0.19

(2) Derivatives (other than options)

710,726   0.16%

-1,163,891  -0.25

(3) Options and agreements to purchase/sell

1,208,000 0.26%

-832,000      -0.18

Total

3,012,414 0.66% 

-2,866,718  -0.63

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

41

110.24

Purchase

458

110.26

Purchase

723

110.27

Purchase

468

110.34

Purchase

31

110.35

Purchase

43

110.36

Purchase

465

110.37

Purchase

401

110.40

Purchase

572

110.42

Purchase

1

110.43

Purchase

165

110.44

Purchase

742

110.45

Purchase

1

110.46

Purchase

1

110.47

Purchase

103

110.48

Purchase

18

110.50

Purchase

466

110.51

Purchase

336

110.52

Purchase

36

110.54

Purchase

16

110.55

Purchase

876

110.56

Purchase

217

110.57

Purchase

115

110.58

Purchase

211

110.59

Purchase

703

110.60

Purchase

80

110.61

Purchase

7

110.62

Purchase

587

110.63

Purchase

335

110.64

Purchase

1243

110.66

Purchase

26

110.67

Purchase

580

110.68

Purchase

699

110.69

Purchase

1712

110.70

Purchase

212

110.71

Purchase

507

110.72

Purchase

1039

110.73

Purchase

223

110.74

Purchase

371

110.76

Purchase

669

110.77

Purchase

658

110.78

Purchase

2146

110.79

Purchase

1364

110.80

Purchase

773

110.81

Purchase

1005

110.82

Purchase

295

110.83

Purchase

172

110.84

Purchase

2360

110.84

Purchase

722

110.86

Purchase

285

110.87

Purchase

526

110.88

Purchase

1371

110.89

Purchase

2382

110.90

Purchase

567

110.93

Purchase

51

110.94

Purchase

592

110.95

Purchase

1396

110.96

Purchase

104

110.97

Purchase

549

110.98

Purchase

920

110.99

Purchase

725

111.00

Purchase

834

111.01

Purchase

233

111.02

Purchase

798

111.03

Purchase

1954

111.03

Purchase

1845

111.04

Purchase

2672

111.05

Purchase

425

111.06

Purchase

628

111.07

Purchase

578

111.08

Purchase

463

111.09

Purchase

1399

111.10

Purchase

729

111.11

Purchase

31000

111.12

Purchase

954

111.15

Purchase

185

111.20

Purchase

1000

111.24

Purchase

334

111.26

Purchase

51

111.27

Purchase

255

111.29

Purchase

545

111.30

Purchase

1

111.31

Purchase

610

111.32

Purchase

1174

111.33

Purchase

525

111.34

Purchase

2137

111.35

Purchase

295

111.36

Purchase

815

111.37

Purchase

837

111.38

Purchase

215

111.39

Purchase

517

111.40

Purchase

1437

111.41

Purchase

109

111.42

Purchase

515

111.43

Purchase

174

111.44

Purchase

212

111.45

Purchase

491

111.46

Purchase

519

111.47

Purchase

52

111.48

Purchase

407

111.49

Purchase

1133

111.50

Purchase

148

111.52

Purchase

95

111.53

Purchase

761

111.54

Purchase

92

111.55

Purchase

771

111.56

Purchase

952

111.57

Purchase

1617

111.58

Purchase

3764

111.59

Purchase

10171

111.60

Purchase

105

111.61

Purchase

2767

111.62

Purchase

1381

111.63

Purchase

865

111.64

Purchase

2553

111.65

Purchase

1297

111.66

Purchase

985

111.67

Purchase

1776

111.68

Purchase

1519

111.69

Purchase

977

111.70

Purchase

1562

111.71

Purchase

619

111.72

Purchase

1271

111.73

Purchase

609

111.74

Purchase

459

111.77

Purchase

21

111.79

Purchase

204

111.80

Purchase

104

111.81

Purchase

1

111.82

Purchase

1562

111.87

Purchase

85

111.89

Purchase

2744

111.89

Purchase

148

111.91

Purchase

149

111.92

Purchase

20000

111.93

Purchase

452

111.95

Purchase

1189

111.97

Purchase

400

111.98

Purchase

251

111.99

Purchase

160

112.00

Purchase

399

112.01

Purchase

32

112.13

Purchase

903

112.14

Purchase

668

112.15

Purchase

405

112.16

Purchase

232

112.19

Purchase

107

112.21

Purchase

409

112.23

Purchase

1096

112.24

Purchase

2515

112.25

Purchase

712

112.26

Purchase

604

112.27

Purchase

201

112.28

Purchase

403

112.30

Purchase

201

112.31

Purchase

202

112.32

Purchase

1

112.33

Purchase

402

112.34

Purchase

142

112.36

Purchase

61

112.38

Purchase

805

112.41

Purchase

326

112.42

Purchase

139

112.43

Purchase

202

112.50

Purchase

364

112.53

Purchase

1

112.54

Purchase

201

112.55

Purchase

98

112.56

Purchase

657

112.57

Purchase

121

112.58

Purchase

241

112.60

Purchase

167

112.61

Purchase

202

112.67

Purchase

403

112.78

Purchase

273

112.79

Purchase

201

112.82

Purchase

202

112.83

Purchase

201

112.84

Purchase

402

112.85

Purchase

202

112.86

Purchase

201

112.89

Purchase

146

114.00

TOTAL PURCHASE

173,555

Sale

214

110.28

Sale

37

110.29

Sale

804

110.34

Sale

810

110.35

Sale

365

110.36

Sale

375

110.37

Sale

124

110.38

Sale

162

110.39

Sale

220

110.40

Sale

219

110.42

Sale

82

110.44

Sale

1

110.46

Sale

595

110.47

Sale

60

110.49

Sale

27

110.50

Sale

772

110.51

Sale

114

110.52

Sale

31

110.53

Sale

256

110.54

Sale

252

110.55

Sale

273

110.56

Sale

87

110.57

Sale

255

110.58

Sale

159

110.59

Sale

478

110.60

Sale

1269

110.61

Sale

515

110.62

Sale

177

110.63

Sale

119

110.64

Sale

516

110.65

Sale

202

110.66

Sale

458

110.67

Sale

261

110.68

Sale

761

110.69

Sale

206

110.70

Sale

622

110.71

Sale

672

110.72

Sale

469

110.73

Sale

1400

110.74

Sale

1298

110.75

Sale

474

110.76

Sale

402

110.77

Sale

326

110.78

Sale

509

110.79

Sale

581

110.80

Sale

476

110.81

Sale

1724

110.82

Sale

52

110.83

Sale

1018

110.84

Sale

47

110.85

Sale

113

110.86

Sale

1786

110.87

Sale

322

110.88

Sale

634

110.89

Sale

781

110.90

Sale

58

110.92

Sale

719

110.94

Sale

4

110.95

Sale

285

110.96

Sale

210

110.97

Sale

414

110.98

Sale

274

110.99

Sale

711

111.00

Sale

713

111.01

Sale

1720

111.02

Sale

450

111.03

Sale

268

111.04

Sale

666

111.05

Sale

3044

111.06

Sale

1117

111.07

Sale

508

111.08

Sale

497

111.09

Sale

570

111.10

Sale

699

111.11

Sale

308

111.12

Sale

203

111.14

Sale

629

111.15

Sale

1084

111.16

Sale

1046

111.17

Sale

529

111.18

Sale

456

111.19

Sale

263

111.20

Sale

925

111.21

Sale

233

111.22

Sale

48

111.23

Sale

816

111.24

Sale

152

111.25

Sale

479

111.26

Sale

699

111.27

Sale

912

111.28

Sale

899

111.29

Sale

559

111.30

Sale

317

111.31

Sale

6

111.32

Sale

473

111.33

Sale

844

111.34

Sale

351

111.35

Sale

132

111.36

Sale

334

111.37

Sale

781

111.38

Sale

181

111.39

Sale

1160

111.40

Sale

56

111.41

Sale

31

111.42

Sale

498

111.43

Sale

437

111.44

Sale

1347

111.45

Sale

3257

111.46

Sale

322

111.47

Sale

566

111.48

Sale

1123

111.49

Sale

917

111.50

Sale

755

111.51

Sale

370

111.52

Sale

188

111.53

Sale

1230

111.54

Sale

906

111.55

Sale

610

111.56

Sale

243

111.57

Sale

721

111.58

Sale

682

111.59

Sale

20049

111.60

Sale

647

111.61

Sale

653

111.62

Sale

562

111.63

Sale

155

111.64

Sale

1191

111.65

Sale

460

111.66

Sale

1543

111.67

Sale

287

111.68

Sale

859

111.69

Sale

492

111.70

Sale

1540

111.71

Sale

861

111.72

Sale

1127

111.72

Sale

1255

111.73

Sale

1301

111.74

Sale

556

111.75

Sale

740

111.76

Sale

209

111.77

Sale

184

111.78

Sale

1227

111.79

Sale

440

111.80

Sale

1

111.82

Sale

8

111.83

Sale

3

111.85

Sale

454

111.86

Sale

1

111.87

Sale

108

111.88

Sale

88

111.90

Sale

4

111.91

Sale

37

111.92

Sale

455

111.95

Sale

400

111.96

Sale

513

112.00

Sale

556

112.01

Sale

40

112.02

Sale

44

112.09

Sale

149

112.14

Sale

30

112.15

Sale

184

112.16

Sale

55

112.17

Sale

174

112.18

Sale

83

112.19

Sale

376

112.20

Sale

77

112.21

Sale

431

112.22

Sale

20

112.23

Sale

117

112.24

Sale

150

112.25

Sale

218

112.27

Sale

191

112.28

Sale

79

112.29

Sale

180

112.30

Sale

73

112.31

Sale

85

112.34

Sale

1

112.35

Sale

38

112.36

Sale

7

112.37

Sale

142

112.38

Sale

192

112.40

Sale

230

112.41

Sale

58

112.42

Sale

8

112.43

Sale

50700

112.43

Sale

26

112.44

Sale

59

112.45

Sale

50

112.46

Sale

208

112.47

Sale

52

112.48

Sale

1

112.49

Sale

178

112.50

Sale

29

112.52

Sale

22

112.55

Sale

90

112.58

Sale

95

112.61

Sale

10

112.68

Sale

6

112.70

Sale

149

112.76

Sale

20

112.77

Sale

102

112.78

Sale

79

112.84

Sale

3

112.85

Sale

4

112.86

Sale

13

112.87

Sale

52

112.89

Sale

1

112.98

Sale

7090

114.00

TOTAL SALES

168,404

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

37

110.29

CFD

Long

170

110.34

CFD

Long

58

110.35

CFD

Long

67

110.38

CFD

Long

2

110.39

CFD

Long

220

110.40

CFD

Long

40

110.44

CFD

Long

26

110.47

CFD

Long

27

110.50

CFD

Long

42

110.51

CFD

Long

31

110.53

CFD

Long

44

110.54

CFD

Long

25

110.55

CFD

Long

107

110.56

CFD

Long

33

110.57

CFD

Long

44

110.58

CFD

Long

21

110.59

CFD

Long

69

110.61

CFD

Long

59

110.62

CFD

Long

35

110.63

CFD

Long

11

110.64

CFD

Long

40

110.65

CFD

Long

43

110.66

CFD

Long

45

110.68

CFD

Long

207

110.69

CFD

Long

54

110.70

CFD

Long

14

110.71

CFD

Long

53

110.72

CFD

Long

106

110.73

CFD

Long

100

110.74

CFD

Long

107

110.76

CFD

Long

95

110.77

CFD

Long

55

110.79

CFD

Long

94

110.80

CFD

Long

14

110.81

CFD

Long

47

110.85

CFD

Long

63

110.86

CFD

Long

110

110.87

CFD

Long

38

110.89

CFD

Long

58

110.92

CFD

Long

42

110.94

CFD

Long

65

110.96

CFD

Long

42

110.97

CFD

Long

175

110.98

CFD

Long

115

111.00

CFD

Long

74

111.01

CFD

Long

225

111.02

CFD

Long

1

111.03

CFD

Long

190

111.04

CFD

Long

2

111.05

CFD

Long

273

111.06

CFD

Long

220

111.07

CFD

Long

235

111.09

CFD

Long

185

111.10

CFD

Long

93

111.11

CFD

Long

3

111.12

CFD

Long

126

111.15

CFD

Long

70

111.16

CFD

Long

22

111.17

CFD

Long

49

111.18

CFD

Long

50

111.20

CFD

Long

25

111.21

CFD

Long

103

111.24

CFD

Long

92

111.25

CFD

Long

29

111.26

CFD

Long

97

111.27

CFD

Long

41

111.28

CFD

Long

83

111.29

CFD

Long

53

111.31

CFD

Long

1

111.32

CFD

Long

137

111.35

CFD

Long

171

111.37

CFD

Long

183

111.40

CFD

Long

310

111.45

CFD

Long

158

111.46

CFD

Long

322

111.47

CFD

Long

88

111.48

CFD

Long

417

111.49

CFD

Long

197

111.51

CFD

Long

86

111.53

CFD

Long

39

111.54

CFD

Long

95

111.55

CFD

Long

159

111.56

CFD

Long

68

111.57

CFD

Long

257

111.59

CFD

Long

8100

111.60

CFD

Long

150

111.62

CFD

Long

44

111.65

CFD

Long

1000

111.67

CFD

Long

180

111.68

CFD

Long

100

111.69

CFD

Long

129

111.70

CFD

Long

15

111.71

CFD

Long

1127

111.72

CFD

Long

89

111.74

CFD

Long

23

111.77

CFD

Long

56

111.78

CFD

Long

1

111.82

CFD

Long

108

111.88

CFD

Long

88

111.90

CFD

Long

37

111.92

CFD

Long

2

111.95

CFD

Long

55

112.17

CFD

Long

79

112.19

CFD

Long

13

112.21

CFD

Long

300

112.22

CFD

Long

12

112.24

CFD

Long

215

112.27

CFD

Long

121

112.28

CFD

Long

73

112.31

CFD

Long

1

112.35

CFD

Long

82

112.38

CFD

Long

194

112.41

CFD

Long

32

112.89

CFD

Long

146

114.00

CFD

Short

1

110.43

CFD

Short

1

110.46

CFD

Short

16

110.55

CFD

Short

115

110.57

CFD

Short

115

110.58

CFD

Short

123

110.63

CFD

Short

1300

110.70

CFD

Short

116

110.71

CFD

Short

1

110.72

CFD

Short

114

110.73

CFD

Short

92

110.76

CFD

Short

109

110.77

CFD

Short

128

110.82

CFD

Short

128

110.83

CFD

Short

2360

110.84

CFD

Short

38

110.87

CFD

Short

75

110.90

CFD

Short

1954

111.03

CFD

Short

31000

111.12

CFD

Short

128

111.40

CFD

Short

109

111.41

CFD

Short

106

111.42

CFD

Short

8100

111.60

CFD

Short

1

111.61

CFD

Short

146

111.64

CFD

Short

150

111.66

CFD

Short

150

111.73

CFD

Short

104

111.81

CFD

Short

2744

111.89

CFD

Short

20000

111.93

CFD

Short

32

112.13

CFD

Short

4

112.16

CFD

Short

107

112.21

CFD

Short

105

112.26

CFD

Short

61

112.38

CFD

Short

139

112.43

CFD

Short

167

112.61

CFD

Short

146

114.00

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

14/08/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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