27th Nov 2007 15:53
Deutsche Bank AG27 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 26/11/2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities -1,441,242 -0.32 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -1,441,242 -0.32 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit - Australian Dollars $ Purchase 76 128.4Purchase 3363 135.45Purchase 3313 135.49Purchase 1000 135.51Purchase 1235 135.53Purchase 600 135.54Purchase 75 135.74Purchase 2000 135.82Purchase 96 135.88Purchase 87 135.91Purchase 50 135.94Purchase 2000 135.95Purchase 86 135.98Purchase 340 136Purchase 94 136.06Purchase 10089 136.1Purchase 397 136.15Purchase 93 136.19Purchase 738 136.2Purchase 2000 136.23Purchase 80 136.35Purchase 140 136.41Purchase 3586 136.5Purchase 150 136.55Purchase 5122 136.59Purchase 112 136.61Purchase 130 136.64Purchase 527 136.69Purchase 2500 136.7Purchase 70 136.75Purchase 6598 136.8Purchase 1839 136.83Purchase 98 136.87Purchase 1065 136.88Purchase 542 136.89Purchase 156 136.9Purchase 1000 136.93Purchase 258 136.95Purchase 284 136.97Purchase 6735 136.98Purchase 2081 136.99Purchase 1250 137Purchase 130 137.03Purchase 750 137.06Purchase 65 137.1Purchase 117 137.12Purchase 64 137.15Purchase 4895 137.1607Purchase 116 137.2Purchase 26 137.24Purchase 574 137.25Purchase 325 137.26Purchase 393 137.3Purchase 25 137.31Purchase 87 137.35Purchase 20775 137.36134Purchase 1300 137.3746Purchase 423 137.38Purchase 725 137.39Purchase 134 137.4Purchase 445 137.41Purchase 39 137.45Purchase 29 137.48Purchase 813 137.5Purchase 23 137.51Purchase 81 137.55Purchase 2638 137.57658Purchase 320 137.58Purchase 13720 137.5856Purchase 42 137.59Purchase 105 137.6Purchase 14300 137.65335Purchase 210 137.66Purchase 69 137.67Purchase 52 137.7Purchase 34 137.71Purchase 38 137.72Purchase 15078 137.738Purchase 57 137.75Purchase 156 137.77Purchase 473 137.8Purchase 50 137.82Purchase 817 137.83Purchase 57 137.85Purchase 139 137.86Purchase 47 137.87Purchase 82 137.88Purchase 42 137.89Purchase 5154 137.9Purchase 198 137.91Purchase 210 137.92Purchase 200 137.95Purchase 165 137.96Purchase 500 137.97Purchase 3642 137.99Purchase 64109 138Purchase 408 138.01Purchase 220 138.02Purchase 613 138.03Purchase 362 138.05Purchase 726 138.06Purchase 333 138.07Purchase 30 138.08Purchase 121 138.1Purchase 49 138.11Purchase 56 138.12Purchase 1330 138.15Purchase 127 138.16Purchase 1000 138.19Purchase 2998 138.2Purchase 1280 138.22Purchase 68 138.24Purchase 131 138.3Purchase 68 138.31Purchase 53 138.38Purchase 211 138.4Purchase 238 138.41Purchase 568 138.42Purchase 1788 138.45Purchase 258 138.46Purchase 517 138.48Purchase 200 138.49Purchase 953 138.5Purchase 316 138.51Purchase 67 138.53Purchase 152 138.54Purchase 48 138.55Purchase 502 138.56Purchase 200 138.57Purchase 83 138.59Purchase 626 138.6Purchase 454 138.61Purchase 454 138.63Purchase 219 138.64Purchase 93 138.66Purchase 504 138.68Purchase 457 138.7Purchase 93 138.71Purchase 63 138.72Purchase 90 138.75Purchase 94 138.82Purchase 169 138.83Purchase 95 138.91Purchase 519 138.93Purchase 363 138.94Purchase 1629 138.95Purchase 684 138.99Purchase 4346 139Purchase 600 139.05Purchase 87 139.1Purchase 725 139.11Purchase 362 139.12TOTAL PURCHASE 245,913Sale 76 128.4Sale 500 135.45Sale 2000 135.95Sale 1000 135.98Sale 10000 136.1Sale 500 136.14Sale 1000 136.18Sale 500 136.19Sale 200 136.2Sale 1050 136.3Sale 2000 136.45Sale 10000 136.5Sale 11576 136.59Sale 220 136.7Sale 1500 136.85Sale 1065 136.88Sale 542 136.89Sale 66 136.9Sale 9 136.92Sale 56 136.97Sale 5271 136.98Sale 30000 137Sale 500 137.11Sale 9790 137.1607Sale 491 137.18Sale 249 137.2Sale 1 137.24Sale 20775 137.36134Sale 1300 137.3746Sale 2400 137.5Sale 600 137.51Sale 2638 137.57658Sale 6860 137.5856Sale 500 137.65Sale 14300 137.65335Sale 26504 137.738Sale 1500 137.81Sale 335 137.88Sale 4873 137.9Sale 250 137.96Sale 2500 137.99Sale 56893 138Sale 1330 138.15Sale 2998 138.2Sale 1280 138.22Sale 500 138.4Sale 2392 138.45Sale 500 138.49Sale 500 138.51Sale 150 138.65Sale 50 138.85Sale 100 138.95Sale 2000 139TOTAL SALES 244,190 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit - Australiane.g. CFD Dollars $ CFD Long 76 128.4CFD Long 75 135.74CFD Long 50 135.94CFD Long 250 136CFD Long 10000 136.1CFD Long 397 136.15CFD Long 738 136.2CFD Long 3500 136.5CFD Long 699 136.59CFD Long 527 136.69CFD Long 2500 136.7CFD Long 6598 136.8CFD Long 375 136.98CFD Long 250 137CFD Long 200 137.26CFD Long 1300 137.3746CFD Long 2638 137.57658CFD Long 6860 137.5856CFD Long 14300 137.65335CFD Long 500 137.97CFD Long 7000 138CFD Long 250 138.03CFD Long 1000 138.19CFD Long 200 138.57CFD Long 500 138.6CFD Long 1629 138.95CFD Long 600 138.99CFD Long 4171 139CFD Long 600 139.05CFD Short 76 128.4CFD Short 500 135.45CFD Short 2000 135.95CFD Short 1000 135.98CFD Short 500 136.14CFD Short 1000 136.18CFD Short 500 136.19CFD Short 200 136.2CFD Short 1050 136.3CFD Short 2000 136.45CFD Short 10000 136.5CFD Short 3500 136.59CFD Short 220 136.7CFD Short 1500 136.85CFD Short 9 136.92CFD Short 500 137.11CFD Short 4895 137.1607CFD Short 491 137.18CFD Short 249 137.2CFD Short 1 137.24CFD Short 20775 137.36134CFD Short 2400 137.5CFD Short 600 137.51CFD Short 500 137.65CFD Short 1500 137.81CFD Short 335 137.88CFD Short 115 137.9CFD Short 250 137.96CFD Short 1000 138CFD Short 500 138.4CFD Short 1000 138.45CFD Short 500 138.49CFD Short 500 138.51CFD Short 150 138.65CFD Short 50 138.85CFD Short 100 138.95CFD Short 2000 139 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 27/11/2007 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto