2nd Jul 2009 11:50
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Brixton plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
01/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
4,600 |
GBP 0.41 |
GBP 0.41 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
23,658 |
GBP 0.39 |
GBP 0.39 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,816 |
GBP 0.41 |
|
Long Swap |
LONG |
1,784 |
GBP 0.41 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
23,658 |
GBP 0.39 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGRO PLC |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
First Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
01/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
124,393 |
GBP 3.57 |
GBP 3.52 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
142,284 |
GBP 3.57 |
GBP 3.54 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
20,584 |
GBP 3.56 |
|
Long Swap |
LONG |
4,811 |
GBP 3.52 |
|
Long Swap |
LONG |
3,555 |
GBP 3.52 |
|
Long Swap |
LONG |
1,604 |
GBP 3.55 |
|
Long Swap |
LONG |
411 |
GBP 3.55 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
150 |
GBP 3.55 |
|
Short Swap |
SHORT |
165 |
GBP 3.55 |
|
Short Swap |
SHORT |
228 |
GBP 3.55 |
|
Short Swap |
SHORT |
1,472 |
GBP 3.55 |
|
Short Swap |
SHORT |
19,069 |
GBP 3.56 |
|
Short Swap |
SHORT |
27,772 |
GBP 3.56 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
01/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
111,012 |
GBP 3.02 |
GBP 2.74 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,658,422 |
GBP 3.02 |
GBP 2.73 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
20,000 |
GBP 2.80 |
|
Long Swap |
LONG |
20,441 |
GBP 2.81 |
|
Long Swap |
LONG |
4,955 |
GBP 2.81 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
18,279 |
GBP 2.82 |
|
Short Swap |
SHORT |
63,390 |
GBP 2.82 |
|
Short Swap |
SHORT |
63,390 |
GBP 2.82 |
|
Short Swap |
SHORT |
46,441 |
GBP 2.82 |
|
Short Swap |
SHORT |
43,275 |
GBP 2.82 |
|
Short Swap |
SHORT |
40,228 |
GBP 2.82 |
|
Short Swap |
SHORT |
32,182 |
GBP 2.82 |
|
Short Swap |
SHORT |
11,995 |
GBP 2.82 |
|
Short Swap |
SHORT |
19,188 |
GBP 2.82 |
|
Short Swap |
SHORT |
109,854 |
GBP 2.82 |
|
Short Swap |
SHORT |
16,091 |
GBP 2.82 |
|
Short Swap |
SHORT |
16,090 |
GBP 2.82 |
|
Short Swap |
SHORT |
13,058 |
GBP 2.82 |
|
Short Swap |
SHORT |
28,562 |
GBP 2.82 |
|
Short Swap |
SHORT |
109,852 |
GBP 2.82 |
|
Short Swap |
SHORT |
9,918 |
GBP 2.84 |
|
Short Swap |
SHORT |
112,517 |
GBP 2.82 |
|
Short Swap |
SHORT |
123,374 |
GBP 2.82 |
|
Short Swap |
SHORT |
124,194 |
GBP 2.82 |
|
Short Swap |
SHORT |
126,780 |
GBP 2.82 |
|
Short Swap |
SHORT |
158,475 |
GBP 2.82 |
|
Short Swap |
SHORT |
169,657 |
GBP 2.82 |
|
Short Swap |
SHORT |
170,481 |
GBP 2.82 |
|
Short Swap |
SHORT |
194,987 |
GBP 2.82 |
|
Short Swap |
SHORT |
219,704 |
GBP 2.82 |
|
Short Swap |
SHORT |
274,630 |
GBP 2.82 |
|
Short Swap |
SHORT |
295,434 |
GBP 2.82 |
|
Short Swap |
SHORT |
750,000 |
GBP 2.84 |
|
Short Swap |
SHORT |
82,888 |
GBP 2.79 |
|
Short Swap |
SHORT |
2,409 |
GBP 2.82 |
|
Short Swap |
SHORT |
12,138 |
GBP 2.82 |
|
Short Swap |
SHORT |
3,881 |
GBP 2.82 |
|
Short Swap |
SHORT |
3,402 |
GBP 2.82 |
|
Short Swap |
SHORT |
3,401 |
GBP 2.82 |
|
Short Swap |
SHORT |
2,754 |
GBP 2.82 |
|
Short Swap |
SHORT |
4,278 |
GBP 2.82 |
|
Short Swap |
SHORT |
2,409 |
GBP 2.82 |
|
Short Swap |
SHORT |
4,820 |
GBP 2.82 |
|
Short Swap |
SHORT |
1,968 |
GBP 2.82 |
|
Short Swap |
SHORT |
1,757 |
GBP 2.82 |
|
Short Swap |
SHORT |
1,087 |
GBP 2.82 |
|
Short Swap |
SHORT |
983 |
GBP 2.82 |
|
Short Swap |
SHORT |
530 |
GBP 2.82 |
|
Short Swap |
SHORT |
372 |
GBP 2.82 |
|
Short Swap |
SHORT |
2,713 |
GBP 2.82 |
|
Short Swap |
SHORT |
6,038 |
GBP 2.82 |
|
Short Swap |
SHORT |
9,711 |
GBP 2.82 |
|
Short Swap |
SHORT |
9,148 |
GBP 2.82 |
|
Short Swap |
SHORT |
8,618 |
GBP 2.82 |
|
Short Swap |
SHORT |
8,504 |
GBP 2.82 |
|
Short Swap |
SHORT |
6,922 |
GBP 2.82 |
|
Short Swap |
SHORT |
4,137 |
GBP 2.82 |
|
Short Swap |
SHORT |
6,481 |
GBP 2.82 |
|
Short Swap |
SHORT |
264 |
GBP 2.82 |
|
Short Swap |
SHORT |
6,025 |
GBP 2.82 |
|
Short Swap |
SHORT |
5,600 |
GBP 2.82 |
|
Short Swap |
SHORT |
5,559 |
GBP 2.82 |
|
Short Swap |
SHORT |
5,468 |
GBP 2.82 |
|
Short Swap |
SHORT |
4,856 |
GBP 2.82 |
|
Short Swap |
SHORT |
4,856 |
GBP 2.82 |
|
Short Swap |
SHORT |
6,803 |
GBP 2.82 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
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