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EPT Disclosure

27th Nov 2008 10:29

RNS Number : 0681J
Credit Suisse Equities (Australia)
27 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

26-Nov-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

7327689

0.218

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

Total

 

 

7327689

0.218

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

40,000

27.25

Purchase

503

27.30

Purchase

5,000

27.30

Purchase

536

27.30

Purchase

2,000

27.29

Purchase

2,000

27.28

Purchase

5,000

27.28

Purchase

858

27.18

Purchase

461

27.18

Purchase

8,642

27.18

Purchase

19,000

27.26

Purchase

5,000

27.26

Purchase

1,000

27.26

Purchase

17,168

27.45

Purchase

500

27.45

Purchase

3,983

27.45

Purchase

60

27.45

Purchase

3,289

27.45

Purchase

2,336

27.60

Purchase

1,110

27.60

Purchase

90

27.60

Purchase

3,984

27.60

Purchase

20,000

27.60

Purchase

920

27.60

Purchase

525

27.60

Purchase

45,267

27.60

Purchase

1,397

27.60

Purchase

9,900

27.60

Purchase

14,471

27.60

Purchase

50,000

28.05

Purchase

3,789

28.27

Purchase

1

28.27

Purchase

97,706

28.30

Purchase

7,917

28.30

Purchase

1,376

28.30

Purchase

658

28.30

Purchase

2,184

28.30

Purchase

2,548

28.30

Purchase

575

28.30

Purchase

2,000

28.30

Purchase

23

28.30

Purchase

3,000

28.30

Purchase

702

28.30

Purchase

2,658

28.30

Purchase

393

28.30

Purchase

60

28.30

Purchase

167

28.30

Purchase

584

28.30

Purchase

115

28.30

Purchase

14,500

28.30

Purchase

12,834

28.29

Purchase

1

28.27

Purchase

1

28.27

Purchase

52

28.27

Purchase

566

28.27

Purchase

2,000

28.27

Purchase

160

28.27

Purchase

115

28.27

Purchase

5,000

28.27

Purchase

30

28.27

Purchase

1,340

28.27

Purchase

13,940

28.27

Purchase

30

28.27

Purchase

115

28.27

Purchase

23

28.27

Purchase

119

28.27

Purchase

7,718

28.27

Purchase

89

28.10

Purchase

211

28.10

Purchase

42,944

28.19

Purchase

9,612

28.19

Purchase

25,000

28.19

Purchase

2,500

28.19

Purchase

6,000

28.19

Purchase

500

28.19

Purchase

2,500

28.19

Purchase

25,000

28.19

Purchase

500

28.19

Purchase

60

28.19

Purchase

5,000

28.19

Purchase

500

28.19

Purchase

1,000

28.19

Purchase

437

28.19

Purchase

115

28.19

Purchase

129

28.19

Purchase

30

28.19

Purchase

23

28.19

Purchase

10,000

28.19

Purchase

4,150

28.19

Purchase

8,454

28.19

Purchase

450

28.19

Purchase

2,662

28.19

Purchase

356

28.19

Purchase

200

28.19

Purchase

1,000

28.19

Purchase

1,000

28.19

Purchase

4,500

28.19

Purchase

45

28.19

Purchase

500

28.19

Purchase

10,000

28.19

Purchase

100

28.18

Purchase

115

28.18

Purchase

60

28.18

Purchase

23

28.18

Purchase

115

28.18

Purchase

400

28.18

Purchase

1,308

28.18

Purchase

6,000

28.18

Purchase

2,500

28.18

Purchase

250

28.18

Purchase

1,000

28.18

Purchase

5,000

28.17

Purchase

393

28.17

Purchase

54

28.17

Purchase

250

28.17

Purchase

250

28.17

Purchase

2,000

28.00

Purchase

340

28.00

Purchase

410

28.00

Purchase

5,000

28.00

Purchase

1,000

28.00

Purchase

330

28.00

Purchase

5

28.00

Purchase

5,000

28.00

Purchase

2,810

28.00

Purchase

115

28.00

Purchase

711

28.00

Purchase

16,231

28.00

Purchase

200

28.00

Purchase

60

28.00

Purchase

1,500

28.00

Purchase

46

28.00

Purchase

230

28.00

Purchase

350

28.00

Purchase

1,000

28.00

Purchase

1,000

28.00

Purchase

1,000

28.00

Purchase

150

28.00

Purchase

160

28.00

Purchase

70

28.00

Purchase

1,000

28.00

Purchase

1,000

28.00

Purchase

2,500

28.00

Purchase

1,815

28.00

Purchase

5,000

28.00

Purchase

200

28.00

Purchase

160

28.00

Purchase

411

28.00

Purchase

200

28.00

Purchase

1,011

28.00

Purchase

300

27.95

Purchase

396

28.03

Purchase

52

28.03

Purchase

1,500

28.03

Purchase

156

28.03

Purchase

156

28.03

Purchase

156

28.03

Purchase

467

28.03

Purchase

1,400

28.03

Purchase

9

28.03

Purchase

26

28.03

Purchase

21

28.03

Purchase

26

28.03

Purchase

26

28.03

Purchase

61

28.03

Purchase

15

28.03

Purchase

78

28.03

Purchase

15

28.03

Purchase

15

28.03

Purchase

15

28.03

Purchase

61

28.03

Purchase

1,200

28.03

Purchase

234

28.03

Purchase

10

28.03

Purchase

45

28.03

Purchase

45

28.03

Purchase

96

28.03

Purchase

500

28.03

Purchase

91

28.03

Purchase

367

28.03

Purchase

182

28.03

Purchase

579

28.03

Purchase

167

28.07

Purchase

167

28.07

Purchase

1,790

28.21

Purchase

1,500

28.21

Purchase

575

28.21

Purchase

2,000

28.21

Purchase

35

28.21

Purchase

100

28.21

Purchase

20,383

28.35

Purchase

1,964

28.41

Purchase

1,000

28.41

Purchase

2,000

28.41

Purchase

180

28.41

Purchase

300

28.41

Purchase

3,000

28.41

Purchase

2,000

28.41

Purchase

80

28.41

Purchase

250

28.41

Purchase

210

28.41

Purchase

1,000

28.41

Purchase

385

28.41

Purchase

5,000

28.41

Purchase

375

28.41

Purchase

750

28.41

Purchase

800

28.41

Purchase

436

28.41

Purchase

8

28.41

Purchase

622

28.41

Purchase

23

28.41

Purchase

7,577

28.35

Purchase

8,000

28.35

Purchase

420

28.35

Purchase

5,000

28.35

Purchase

8,816

28.35

Purchase

180

28.35

Purchase

450

28.35

Purchase

200

28.35

Purchase

350

28.35

Purchase

1,900

28.35

Purchase

1,035

28.37

Purchase

44,277

28.50

Purchase

150

28.50

Purchase

3,000

28.50

Purchase

5,000

28.50

Purchase

189

28.50

Purchase

500

28.50

Purchase

500

28.50

Purchase

500

28.50

Purchase

2,000

28.50

Purchase

200

28.50

Purchase

192

28.50

Purchase

440

28.50

Purchase

800

28.50

Purchase

1,000

28.50

Purchase

1,100

28.50

Purchase

1,000

28.50

Purchase

1,795

28.50

Purchase

1,000

28.50

Purchase

100

28.50

Purchase

10,000

28.50

Purchase

1,000

28.50

Purchase

123

28.50

Purchase

500

28.50

Purchase

800

28.50

Purchase

400

28.50

Purchase

550

28.50

Purchase

300

28.50

Purchase

900

28.50

Purchase

200

28.50

Purchase

200

28.50

Purchase

140

28.50

Purchase

900

28.50

Purchase

1,600

28.50

Purchase

100

28.50

Purchase

200

28.50

Purchase

3,500

28.50

Purchase

230

28.50

Purchase

900

28.50

Purchase

300

28.50

Purchase

350

28.50

Purchase

750

28.50

Purchase

8,771

28.50

Purchase

5,000

28.50

Purchase

1,500

28.50

Purchase

350

28.50

Purchase

8,000

28.50

Purchase

890

28.50

Purchase

1,500

28.50

Purchase

1,000

28.50

Purchase

150

28.50

Purchase

300

28.50

Purchase

4,000

28.50

Purchase

200

28.50

Purchase

5,000

28.50

Purchase

3,000

28.50

Purchase

500

28.50

Purchase

2,000

28.50

Purchase

7,500

28.49

Purchase

6,486

28.49

Purchase

1,530

28.49

Purchase

100

28.49

Purchase

15,100

28.49

Purchase

475

28.49

Purchase

2,500

28.48

Purchase

1,000

28.48

Purchase

250

28.48

Purchase

500

28.47

Purchase

4,000

28.46

Purchase

100

28.46

Purchase

1,735

28.45

Purchase

4,500

28.45

Purchase

1,000

28.45

Purchase

1,000

28.45

Purchase

1,000

28.45

Purchase

1,000

28.45

Purchase

1,000

28.45

Purchase

698

28.45

Purchase

10,000

28.43

Purchase

100

28.43

Purchase

208

28.42

Purchase

698

28.42

Purchase

5,000

28.42

Purchase

8

28.41

Purchase

50

28.40

Purchase

8

28.40

Purchase

2,607

28.40

Purchase

96,724

28.35

Purchase

1,755

28.25

Purchase

3,571

28.25

Purchase

3,500

28.25

Purchase

500

28.25

Purchase

100

28.25

Purchase

1,000

28.25

Purchase

1,000

28.25

Purchase

5,000

28.25

Purchase

10,000

28.25

Purchase

96

28.25

Purchase

4,700

28.25

Purchase

1,242

28.25

Purchase

5,000

28.25

Purchase

5,000

28.25

Purchase

3,000

28.25

Purchase

837

28.25

Purchase

3,699

28.25

Purchase

1,301

28.25

Purchase

20,000

28.25

Purchase

3,000

28.25

Purchase

6,984

28.25

Purchase

1,400

28.25

Purchase

100

28.25

Purchase

24,600

28.25

Purchase

8,500

28.25

Purchase

500

28.25

Purchase

30,000

28.25

Purchase

200

28.25

Purchase

16

28.25

Purchase

1,026

28.25

Purchase

32

28.25

Purchase

1,400

28.25

Purchase

115

28.25

Purchase

250

28.25

Purchase

50

28.25

Purchase

397

28.25

Purchase

129

28.25

Purchase

6,988

28.30

Purchase

5,000

28.30

Purchase

1,300

28.30

Purchase

100

28.30

Purchase

600

28.30

Purchase

4,771

28.30

Purchase

429

28.30

Purchase

250

28.30

Purchase

400

28.30

Purchase

124

28.30

Purchase

38

28.30

Purchase

1,834

28.35

Purchase

500

28.35

Purchase

201

28.35

Purchase

5,000

28.35

Purchase

1,000

28.35

Purchase

100

28.35

Purchase

110

28.35

Purchase

638

28.35

Purchase

100,000

28.52

Purchase

9,073

28.35

Purchase

10,000

28.35

Purchase

1,000

28.35

Purchase

400

28.35

Purchase

8

28.35

Purchase

8

28.35

Purchase

16

28.35

Purchase

112

28.35

Purchase

5,451

28.40

Purchase

800

28.40

Purchase

12,484

28.40

Purchase

500

28.40

Purchase

450

28.40

Purchase

100

28.40

Purchase

115

28.40

Purchase

100

28.40

Purchase

288

28.44

Purchase

5,000

28.44

Purchase

51

28.44

Purchase

250

28.44

Purchase

1,000

28.44

Purchase

698

28.44

Purchase

168

28.44

Purchase

1,000

28.44

Purchase

5,000

28.44

Purchase

1,000

28.44

Purchase

5,000

28.44

Purchase

3,064

28.43

Purchase

230

28.40

Purchase

1,120

28.40

Purchase

3,783

28.40

Purchase

8

28.40

Purchase

1,930

28.40

Purchase

80

28.39

Purchase

330

28.39

Purchase

671

28.50

Purchase

2,000

28.50

Purchase

1,000

28.50

Purchase

5,000

28.50

Purchase

2,000

28.50

Purchase

698

28.50

Purchase

4,600

28.50

Purchase

200

28.50

Purchase

1,047

28.50

Purchase

8,500

28.50

Purchase

20,000

28.50

Purchase

10,000

28.50

Purchase

500

28.50

Purchase

508

28.50

Purchase

1,000

28.50

Purchase

250

28.50

Purchase

500

28.50

Purchase

7,500

28.50

Purchase

5,000

28.50

Purchase

1,000

28.50

Purchase

5,000

28.50

Purchase

5,000

28.50

Purchase

5,000

28.50

Purchase

5,000

28.50

Purchase

100,000

28.52

Purchase

8,000

28.50

Purchase

2,500

28.50

Purchase

1,060

28.50

Purchase

50,000

28.52

Purchase

1,000

28.50

Purchase

1,000

28.50

Purchase

3,265

28.50

Purchase

4,200

28.50

Purchase

2,139

28.50

Purchase

100

28.50

Purchase

151

28.50

Purchase

467

28.50

Purchase

100

28.50

Purchase

518

28.50

Purchase

1,000

28.50

Purchase

250

28.50

Purchase

1,750

28.50

Purchase

3,000

28.50

Purchase

83

28.50

Purchase

18,452

28.50

Purchase

2,000

28.50

Purchase

2,000

28.50

Purchase

1,056

28.50

Purchase

1,000

28.50

Purchase

2,000

28.50

Purchase

676

28.50

Purchase

1,090

28.50

Purchase

3,000

28.50

Purchase

100

28.50

Purchase

12,873

28.50

Purchase

500

28.50

Purchase

2,000

28.50

Purchase

1,000

28.50

Purchase

15,219

28.50

Purchase

260

28.49

Purchase

3,000

28.49

Purchase

100

28.48

Purchase

4,604

28.48

Purchase

115

28.47

Purchase

2,287

28.47

Purchase

4,111

28.46

Purchase

3,798

28.48

Purchase

700

28.48

Purchase

3,613

28.48

Purchase

100

28.48

Purchase

3,000

28.48

Purchase

5,000

28.48

Purchase

2,500

28.48

Purchase

1,000

28.48

Purchase

1,072

28.48

Purchase

600

28.48

Purchase

290

28.48

Purchase

500

28.48

Purchase

2,500

28.48

Purchase

327

28.48

Purchase

25,000

28.50

Purchase

466

28.31

Purchase

800

28.31

Purchase

622

28.31

Purchase

4,200

28.31

Purchase

912

28.31

Purchase

1,056

28.18

Purchase

4,000

28.04

Purchase

185,345

21.92

Purchase

450,000

29.57

Purchase

150,000

28.53

Purchase

250,000

28.06

Purchase

300,000

28.41

Purchase

414,000

23.25

Purchase

414,000

23.25

Sale

-146

27.96

Sale

-160

28.27

Sale

-166

28.13

Sale

-166

28.13

Sale

-103

28.18

Sale

-300

28.16

Sale

-73

28.04

Sale

-67

27.95

Sale

-89

28.02

Sale

-2,000

28.07

Sale

-7,577

28.35

Sale

-250,000

28.52

Sale

-1,056

28.50

Sale

-8,370

28.15

Sale

-400,000

30.00

Sale

-1,844

27.25

Sale

-100

27.25

Sale

-29,061

27.25

Sale

-500

27.25

Sale

-2,846

27.25

Sale

-185

27.25

Sale

-3,361

27.25

Sale

-13,204

27.25

Sale

-186

27.21

Sale

-167

27.29

Sale

-500

27.39

Sale

-196

27.37

Sale

-5,000

27.47

Sale

-5,000

27.49

Sale

-168

27.52

Sale

-900

27.57

Sale

-100

27.62

Sale

-171

27.63

Sale

-162

27.64

Sale

-80

27.62

Sale

-1,920

27.62

Sale

-135

27.95

Sale

-142

27.95

Sale

-214

27.98

Sale

-17

27.98

Sale

-269

28.01

Sale

-461

28.01

Sale

-1

28.01

Sale

-269

28.01

Sale

-208

27.96

Sale

-217

27.96

Sale

-222

27.96

Sale

-42,134

27.96

Sale

-50

27.96

Sale

-250

27.96

Sale

-12

27.96

Sale

-10,000

27.96

Sale

-13

27.96

Sale

-9,714

27.96

Sale

-233

27.99

Sale

-2,500

28.00

Sale

-180

28.00

Sale

-326

28.00

Sale

-208

28.02

Sale

-194

28.06

Sale

-986

28.11

Sale

-1,514

28.11

Sale

-41

28.13

Sale

-111

28.13

Sale

-173

28.23

Sale

-100

28.23

Sale

-193

28.32

Sale

-174

28.34

Sale

-158

28.26

Sale

-176

28.25

Sale

-195

28.25

Sale

-162

28.21

Sale

-160

28.19

Sale

-154

28.11

Sale

-155

28.12

Sale

-133

28.12

Sale

-143

28.11

Sale

-148

28.15

Sale

-112

28.16

Sale

-77

28.16

Sale

-50

28.16

Sale

-107

28.17

Sale

-112

28.18

Sale

-121

28.16

Sale

-95

28.16

Sale

-78

28.16

Sale

-15

28.17

Sale

-60

28.17

Sale

-86

28.16

Sale

-85

28.18

Sale

-83

28.15

Sale

-71

28.11

Sale

-81

28.10

Sale

-69

28.09

Sale

-69

28.12

Sale

-65

28.05

Sale

-56

28.06

Sale

-73

28.04

Sale

-357

28.05

Sale

-60

27.96

Sale

-64

27.95

Sale

-64

27.95

Sale

-66

27.96

Sale

-61

27.96

Sale

-66

27.98

Sale

-71

27.99

Sale

-83

28.02

Sale

-300

28.02

Sale

-76

28.00

Sale

-100

28.02

Sale

-68

28.02

Sale

-90

27.98

Sale

-88

28.03

Sale

-78

28.08

Sale

-1,361

28.07

Sale

-1,139

28.07

Sale

-1,292

27.99

Sale

-10

27.99

Sale

-1,198

27.99

Sale

-92

28.00

Sale

-2,500

27.94

Sale

-49

27.94

Sale

-38

27.98

Sale

-1,836

28.01

Sale

-664

28.01

Sale

-2,063

28.04

Sale

-13

28.04

Sale

-2,924

28.04

Sale

-92

28.10

Sale

-148

28.11

Sale

-93

28.22

Sale

-127

28.23

Sale

-89

28.23

Sale

-102

28.23

Sale

-125

28.24

Sale

-138

28.22

Sale

-14,715

28.23

Sale

-285

28.23

Sale

-60

28.26

Sale

-47

28.26

Sale

-18

28.26

Sale

-135

28.26

Sale

-118

28.32

Sale

-136

28.31

Sale

-8,881

28.33

Sale

-664

28.33

Sale

-455

28.33

Sale

-148

28.31

Sale

-100

28.29

Sale

-92

28.28

Sale

-300

28.28

Sale

-1,000

28.28

Sale

-1,108

28.28

Sale

-12,974

28.30

Sale

-1,901

28.30

Sale

-13

28.30

Sale

-112

28.30

Sale

-113

28.31

Sale

-4,900

28.34

Sale

-100

28.34

Sale

-145

28.43

Sale

-13,890

28.36

Sale

-1,110

28.36

Sale

-1,000

28.36

Sale

-109

28.36

Sale

-120

28.40

Sale

-5,307

28.30

Sale

-9,693

28.30

Sale

-145

28.31

Sale

-5,000

28.31

Sale

-35

28.38

Sale

-100

28.38

Sale

-900

28.38

Sale

-167

28.36

Sale

-124

28.44

Sale

-100

28.36

Sale

-3,519

28.36

Sale

-2,304

28.36

Sale

-1,500

28.36

Sale

-169

28.39

Sale

-227

28.25

Sale

-54

28.25

Sale

-47

28.52

Sale

-87

28.52

Sale

-115

28.46

Sale

-119

28.26

Sale

-144

28.11

Sale

-14,982

28.08

Sale

-18

28.08

Sale

-21,630

28.15

Sale

-125

28.20

Sale

-28

28.20

Sale

-141

28.18

Sale

-902

28.30

Sale

-598

28.30

Sale

-130

28.29

Sale

-185,345

21.94

Sale

-100,000

24.20

Sale

-50,000

29.78

Sale

-436,284

30.22

Sale

-23,000

25.82

Sale

-50,000

28.03

TOTAL BUYS: 3997753

TOTAL SELLS: 1805907

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

27-Nov-2008 

Contact name

Collins,Carolyn/ Crawley, Simon

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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