Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

17th Sep 2008 12:30

RNS Number : 6530D
Deutsche Bank AG
17 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

16/09/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

1,705,034 0.37

-811,700 -0.18

(2) Derivatives (other than options)

692,059 0.15

-1,329,933 -0.29

(3) Options and agreements to purchase/sell

1,202,000 0.26

-913,100 -0.20

Total

3,599,093 0.79

-3,054,733 -0.67

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

351

103.69

Purchase

120

103.71

Purchase

16

103.74

Purchase

334

103.79

Purchase

932

103.88

Purchase

345

103.89

Purchase

963

103.91

Purchase

299

103.92

Purchase

109

103.95

Purchase

319

103.99

Purchase

980

104.01

Purchase

2003

104.02

Purchase

371

104.03

Purchase

632

104.05

Purchase

318

104.09

Purchase

259

104.11

Purchase

1030

104.12

Purchase

1008

104.15

Purchase

1514

104.27

Purchase

479

104.28

Purchase

255

104.29

Purchase

311

104.30

Purchase

9

104.31

Purchase

1308

104.32

Purchase

1098

104.36

Purchase

996

104.37

Purchase

296

104.39

Purchase

1300

104.40

Purchase

51

104.43

Purchase

345

104.44

Purchase

1940

104.45

Purchase

68

104.47

Purchase

660

104.48

Purchase

2141

104.50

Purchase

738

104.51

Purchase

1165

104.52

Purchase

409

104.53

Purchase

101

104.54

Purchase

17

104.55

Purchase

7

104.58

Purchase

1469

104.61

Purchase

899

104.70

Purchase

1756

104.73

Purchase

15

104.75

Purchase

196

104.77

Purchase

1756

104.78

Purchase

610

104.79

Purchase

1522

104.80

Purchase

1077

104.81

Purchase

20

104.82

Purchase

5

104.83

Purchase

576

104.84

Purchase

113

104.85

Purchase

123

104.89

Purchase

3

104.91

Purchase

452

104.94

Purchase

31

104.95

Purchase

360

104.97

Purchase

1619

104.98

Purchase

13

104.99

Purchase

4025

105.00

Purchase

1300

105.01

Purchase

849

105.02

Purchase

40

105.03

Purchase

1231

105.04

Purchase

101

105.06

Purchase

256

105.07

Purchase

1002

105.10

Purchase

973

105.12

Purchase

1426

105.15

Purchase

50913

105.16

Purchase

729

105.17

Purchase

157

105.18

Purchase

64

105.19

Purchase

4337

105.20

Purchase

3248

105.22

Purchase

2553

105.23

Purchase

785

105.24

Purchase

380

105.25

Purchase

1171

105.26

Purchase

481

105.27

Purchase

1971

105.28

Purchase

2225

105.29

Purchase

343

105.30

Purchase

154

105.31

Purchase

3397

105.32

Purchase

1305

105.33

Purchase

68

105.34

Purchase

471

105.35

Purchase

1104

105.36

Purchase

2797

105.37

Purchase

526

105.38

Purchase

4190

105.39

Purchase

2610

105.40

Purchase

61

105.41

Purchase

4091

105.42

Purchase

2216

105.43

Purchase

2469

105.44

Purchase

3073

105.45

Purchase

617

105.46

Purchase

1068

105.47

Purchase

702

105.48

Purchase

3358

105.49

Purchase

2010

105.50

Purchase

3144

105.50

Purchase

4852

105.51

Purchase

19

105.52

Purchase

1321

105.53

Purchase

2436

105.54

Purchase

409

105.55

Purchase

1311

105.56

Purchase

125

105.57

Purchase

331

105.58

Purchase

1989

105.59

Purchase

1854

105.60

Purchase

10

105.61

Purchase

100

105.62

Purchase

318

105.63

Purchase

572

105.64

Purchase

1140

105.65

Purchase

12

105.66

Purchase

15

105.67

Purchase

1760

105.68

Purchase

3536

105.69

Purchase

2107

105.70

Purchase

637

105.71

Purchase

414

105.72

Purchase

576

105.73

Purchase

18

105.74

Purchase

210

105.76

Purchase

17

105.77

Purchase

929

105.78

Purchase

576

105.82

Purchase

161

105.83

Purchase

165

105.84

Purchase

164

105.86

Purchase

337

105.87

Purchase

273

105.88

Purchase

213

105.89

Purchase

1012

105.94

Purchase

742

105.95

Purchase

865

106.08

Purchase

2377

106.12

Purchase

5

106.16

Purchase

1122

106.17

Purchase

155

106.23

Purchase

351

106.24

Purchase

351

106.25

Purchase

545

106.29

Purchase

45

106.34

Purchase

4

106.43

Purchase

28

106.47

Purchase

508

106.48

Purchase

3

106.49

Purchase

26

106.50

Purchase

40

106.53

Purchase

334

106.57

Purchase

4916

106.85

TOTAL PURCHASE

200,539

Sale

6

103.78

Sale

23

103.85

Sale

11

103.88

Sale

24

103.96

Sale

156

103.99

Sale

566

104.01

Sale

419

104.28

Sale

262

104.29

Sale

39

104.30

Sale

83

104.31

Sale

73

104.32

Sale

127

104.33

Sale

293

104.34

Sale

262

104.35

Sale

12

104.36

Sale

1250

104.43

Sale

3

104.45

Sale

100

104.47

Sale

114

104.48

Sale

425

104.49

Sale

212

104.50

Sale

293

104.51

Sale

334

104.52

Sale

522

104.53

Sale

1150

104.54

Sale

82

104.55

Sale

143

104.56

Sale

80

104.57

Sale

664

104.59

Sale

738

104.61

Sale

288

104.62

Sale

181

104.63

Sale

144

104.64

Sale

114

104.66

Sale

151

104.67

Sale

9

104.69

Sale

52

104.70

Sale

46

104.72

Sale

14

104.73

Sale

242

104.74

Sale

154

104.75

Sale

3738

104.77

Sale

571

104.78

Sale

982

104.79

Sale

1630

104.80

Sale

842

104.81

Sale

2266

104.82

Sale

1757

104.83

Sale

2451

104.84

Sale

774

104.85

Sale

45

104.86

Sale

958

104.87

Sale

1243

104.88

Sale

158

104.89

Sale

208

104.90

Sale

231

104.91

Sale

57

104.92

Sale

216

104.93

Sale

592

104.94

Sale

848

104.95

Sale

137

104.96

Sale

530

104.97

Sale

1973

104.98

Sale

4331

104.99

Sale

713

105.00

Sale

38

105.02

Sale

441

105.03

Sale

517

105.04

Sale

26

105.05

Sale

191

105.06

Sale

408

105.07

Sale

340

105.08

Sale

103

105.09

Sale

9

105.11

Sale

495

105.13

Sale

269

105.14

Sale

7500

105.14

Sale

156

105.15

Sale

526

105.16

Sale

722

105.17

Sale

593

105.18

Sale

1442

105.19

Sale

905

105.20

Sale

2377

105.21

Sale

3034

105.22

Sale

761

105.23

Sale

115

105.24

Sale

424

105.25

Sale

419

105.26

Sale

269

105.27

Sale

1611

105.28

Sale

948

105.29

Sale

1138

105.30

Sale

1243

105.31

Sale

521

105.32

Sale

1273

105.33

Sale

951

105.34

Sale

6351

105.34

Sale

1910

105.35

Sale

2013

105.36

Sale

1711

105.37

Sale

1216

105.38

Sale

51399

105.39

Sale

4517

105.40

Sale

1188

105.41

Sale

984

105.42

Sale

1389

105.43

Sale

2687

105.44

Sale

998

105.45

Sale

1868

105.46

Sale

1391

105.47

Sale

1115

105.48

Sale

2575

105.49

Sale

1942

105.50

Sale

1192

105.51

Sale

339

105.52

Sale

1168

105.53

Sale

380

105.54

Sale

554

105.55

Sale

2532

105.56

Sale

452

105.57

Sale

331

105.58

Sale

2335

105.59

Sale

1896

105.60

Sale

656

105.61

Sale

550

105.62

Sale

189

105.63

Sale

77

105.64

Sale

438

105.65

Sale

937

105.66

Sale

497

105.67

Sale

1614

105.68

Sale

618

105.69

Sale

166

105.70

Sale

889

105.71

Sale

62

105.72

Sale

151

105.73

Sale

708

105.74

Sale

53

105.75

Sale

130

105.76

Sale

651

105.77

Sale

1172

105.79

Sale

938

105.80

Sale

542

105.81

Sale

283

105.82

Sale

1375

105.82

Sale

85

105.83

Sale

259

105.84

Sale

2

105.85

Sale

460

105.86

Sale

1481

105.87

Sale

746

105.89

Sale

122

105.90

Sale

239

105.91

Sale

1059

105.92

Sale

327

105.93

Sale

1069

105.94

Sale

53

105.95

Sale

22

105.96

Sale

38

105.99

Sale

1

106.01

Sale

5

106.02

Sale

337

106.05

Sale

347

106.06

Sale

274

106.09

Sale

294

106.10

Sale

1399

106.12

Sale

613

106.13

Sale

520

106.15

Sale

895

106.16

Sale

1000

106.17

Sale

641

106.23

Sale

882

106.25

Sale

120

106.26

Sale

1536

106.27

Sale

2493

106.29

Sale

1367

106.30

Sale

63

106.31

Sale

450

106.34

Sale

68

106.35

Sale

5

106.37

Sale

67

106.39

Sale

66

106.40

Sale

226

106.41

Sale

4

106.43

Sale

38

106.44

Sale

879

106.45

Sale

336

106.49

Sale

80

106.56

Sale

46

106.65

Sale

55

106.68

Sale

841

106.69

Sale

105

106.70

Sale

433

106.71

Sale

874

106.74

Sale

808

106.75

Sale

7066

106.85

TOTAL SALES

207,202

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

153

104.34

CFD

Long

212

104.50

CFD

Long

89

104.63

CFD

Long

129

104.64

CFD

Long

36

104.66

CFD

Long

3092

104.77

CFD

Long

104

104.80

CFD

Long

526

104.82

CFD

Long

134

104.83

CFD

Long

251

104.84

CFD

Long

964

104.88

CFD

Long

126

104.89

CFD

Long

196

104.97

CFD

Long

100

104.99

CFD

Long

83

105.00

CFD

Long

100

105.09

CFD

Long

87

105.14

CFD

Long

7500

105.14

CFD

Long

183

105.16

CFD

Long

100

105.17

CFD

Long

157

105.18

CFD

Long

356

105.19

CFD

Long

250

105.20

CFD

Long

296

105.22

CFD

Long

29

105.23

CFD

Long

140

105.26

CFD

Long

135

105.27

CFD

Long

156

105.29

CFD

Long

140

105.30

CFD

Long

166

105.31

CFD

Long

65

105.32

CFD

Long

53

105.33

CFD

Long

83

105.34

CFD

Long

6351

105.34

CFD

Long

315

105.35

CFD

Long

69

105.36

CFD

Long

83

105.37

CFD

Long

76

105.38

CFD

Long

157

105.39

CFD

Long

156

105.40

CFD

Long

117

105.42

CFD

Long

123

105.43

CFD

Long

403

105.44

CFD

Long

119

105.45

CFD

Long

25

105.46

CFD

Long

384

105.49

CFD

Long

222

105.50

CFD

Long

28

105.51

CFD

Long

78

105.52

CFD

Long

29

105.54

CFD

Long

1

105.55

CFD

Long

195

105.56

CFD

Long

68

105.57

CFD

Long

3

105.58

CFD

Long

36

105.59

CFD

Long

197

105.60

CFD

Long

42

105.61

CFD

Long

151

105.62

CFD

Long

1

105.64

CFD

Long

92

105.66

CFD

Long

2

105.67

CFD

Long

94

105.68

CFD

Long

50

105.69

CFD

Long

38

105.70

CFD

Long

2

105.71

CFD

Long

33

105.76

CFD

Long

1375

105.82

CFD

Long

37

105.83

CFD

Long

66

105.84

CFD

Long

57

105.87

CFD

Long

46

105.89

CFD

Long

72

105.90

CFD

Long

51

105.91

CFD

Long

63

105.92

CFD

Long

5

105.95

CFD

Long

22

105.96

CFD

Long

4

106.43

CFD

Short

345

104.44

CFD

Short

250

104.50

CFD

Short

42

104.54

CFD

Short

80

104.80

CFD

Short

101

104.81

CFD

Short

5

104.83

CFD

Short

576

104.84

CFD

Short

982

105.00

CFD

Short

1300

105.01

CFD

Short

859

105.04

CFD

Short

4

105.28

CFD

Short

1865

105.32

CFD

Short

371

105.33

CFD

Short

2010

105.50

CFD

Short

574

105.50

CFD

Short

2941

105.51

CFD

Short

125

105.57

CFD

Short

100

105.62

CFD

Short

210

105.76

CFD

Short

758

105.78

CFD

Short

245

105.94

CFD

Short

4

106.43

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

17/09/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLRMBTMMTBBLP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81