Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

2nd Oct 2008 11:31

RNS Number : 9305E
Deutsche Bank AG
02 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

01/10/02008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,521,389 0.55

-682,756 -0.15

(2) Derivatives (other than options)

678,221 0.15

-1,639,445 -0.36

(3) Options and agreements to purchase/sell

575,000 0.13

-908,100 -0.20

Total

3,774,610 0.83

-3,230,301 -0.71

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

6

89.19

Purchase

3

89.20

Purchase

13

89.25

Purchase

3

89.28

Purchase

930

89.30

Purchase

11

89.32

Purchase

2099

89.33

Purchase

103

89.34

Purchase

25

89.42

Purchase

18

89.43

Purchase

6

89.45

Purchase

1862

89.46

Purchase

1663

89.47

Purchase

14

89.48

Purchase

259

89.49

Purchase

93

89.50

Purchase

6

89.51

Purchase

3

89.52

Purchase

1824

89.53

Purchase

2640

89.54

Purchase

3437

89.55

Purchase

3849

89.56

Purchase

2777

89.57

Purchase

357

89.58

Purchase

530

89.59

Purchase

1131

89.60

Purchase

9

89.61

Purchase

20

89.62

Purchase

3

89.63

Purchase

379

89.64

Purchase

1730

89.65

Purchase

878

89.66

Purchase

15

89.67

Purchase

922

89.68

Purchase

875

89.69

Purchase

1849

89.70

Purchase

44

89.71

Purchase

16

89.72

Purchase

1656

89.73

Purchase

68

89.74

Purchase

101

89.75

Purchase

1804

89.76

Purchase

6530

89.77

Purchase

3078

89.78

Purchase

93

89.79

Purchase

12764

89.80

Purchase

8126

89.81

Purchase

96

89.82

Purchase

2167

89.83

Purchase

3082

89.84

Purchase

835

89.85

Purchase

76

89.86

Purchase

1584

89.87

Purchase

75

89.88

Purchase

339

89.89

Purchase

4868

89.90

Purchase

66

89.91

Purchase

1055

89.92

Purchase

48

89.93

Purchase

56

89.94

Purchase

229

89.95

Purchase

15

89.96

Purchase

58

89.97

Purchase

1932

89.98

Purchase

579

89.99

Purchase

195

90.00

Purchase

162

90.01

Purchase

3

90.04

Purchase

41

90.05

Purchase

9

90.06

Purchase

11

90.09

Purchase

1477

90.10

Purchase

22

90.12

Purchase

71

90.13

Purchase

14

90.14

Purchase

61

90.15

Purchase

269

90.17

Purchase

23

90.19

Purchase

247

90.20

Purchase

6

90.22

Purchase

12

90.25

Purchase

1

90.27

Purchase

167

90.28

Purchase

6

90.29

Purchase

315

90.30

Purchase

309

90.31

Purchase

12

90.32

Purchase

34

90.33

Purchase

6

90.34

Purchase

3

90.35

Purchase

6

90.36

Purchase

3

90.37

Purchase

6

90.38

Purchase

3

90.41

Purchase

9

90.42

Purchase

24

90.44

Purchase

21

90.45

Purchase

60

90.50

Purchase

4271

90.74

Purchase

85

91.50

Purchase

20

91.55

Purchase

1

91.56

Purchase

1

91.57

Purchase

117

91.59

Purchase

325

91.67

Purchase

500

91.69

Purchase

380

91.80

Purchase

40

91.85

Purchase

337

91.90

Purchase

3

92.34

Purchase

3

92.60

Purchase

18

92.70

Purchase

893

92.71

Purchase

3049

92.78

Purchase

3050

92.79

Purchase

3

92.92

Purchase

931

92.97

Purchase

3

92.99

Purchase

437

93.00

Purchase

3

93.02

Purchase

467

93.03

Purchase

3

93.09

Purchase

103

93.40

Purchase

100

93.63

Purchase

900

93.64

Purchase

3

93.80

Purchase

3

93.81

Purchase

6

93.82

Purchase

3

93.95

Purchase

46

93.96

Purchase

1099

93.99

Purchase

42

94.00

Purchase

1682

94.01

Purchase

3

94.02

Purchase

3291

94.04

Purchase

1285

94.05

Purchase

6

94.06

Purchase

9

94.07

Purchase

611

94.09

Purchase

1548

94.10

Purchase

3

94.11

Purchase

1

94.14

Purchase

353

94.15

Purchase

354

94.16

Purchase

45

94.17

Purchase

6

94.19

Purchase

363

94.20

Purchase

150

94.21

Purchase

6

94.22

Purchase

362

94.23

Purchase

1006

94.24

Purchase

1000

94.25

Purchase

1802

94.27

Purchase

354

94.29

Purchase

1931

94.30

Purchase

3

94.34

Purchase

2498

94.35

Purchase

3

94.36

Purchase

1228

94.37

Purchase

27

94.38

Purchase

3

94.39

Purchase

9

94.40

Purchase

262

94.50

Purchase

3

94.51

Purchase

51

94.54

Purchase

9

94.56

Purchase

2000

94.57

Purchase

207

94.60

Purchase

1006

94.61

Purchase

2000

94.68

Purchase

4236

94.69

Purchase

2000

94.69

Purchase

2374

94.70

Purchase

1107

94.71

Purchase

9

94.75

Purchase

450

94.77

Purchase

973

94.80

Purchase

37254

95.00

Purchase

6

95.01

Purchase

12

95.10

Purchase

1206

95.11

Purchase

3

95.13

Purchase

6

95.14

Purchase

38

95.15

Purchase

500

95.20

Purchase

1009

95.23

Purchase

3

95.24

Purchase

2000

95.25

Purchase

14

95.26

Purchase

39

95.35

Purchase

6

95.39

Purchase

3

95.40

Purchase

3

95.44

Purchase

2182

95.50

Purchase

3

95.72

Purchase

3

95.75

Purchase

3

95.80

Purchase

6

95.88

Purchase

71

95.90

Purchase

41

96.00

Purchase

1094

96.03

Purchase

3

96.06

Purchase

3

96.09

Purchase

1000

96.21

Purchase

41

96.31

Purchase

766

96.34

Purchase

38

96.35

Purchase

3

96.36

Purchase

1035

96.37

Purchase

3

96.38

Purchase

1441

96.39

Purchase

53

96.40

Purchase

18

96.41

Purchase

6

96.43

Purchase

3

96.46

Purchase

3

96.49

Purchase

57

96.50

Purchase

133

96.53

Purchase

43

96.54

Purchase

9

96.60

Purchase

3

96.62

Purchase

36

96.65

Purchase

9

96.70

Purchase

6

96.72

Purchase

39

96.74

Purchase

3

96.80

Purchase

2862

96.82

Purchase

3

96.83

Purchase

1556

96.89

Purchase

204

96.90

Purchase

1188

96.93

Purchase

6

96.94

Purchase

3

96.95

Purchase

3

96.96

Purchase

1415

96.99

Purchase

237

97.00

Purchase

3

97.11

Purchase

3

97.12

Purchase

3

97.31

Purchase

3

97.47

Purchase

216

97.61

Purchase

9

97.64

Purchase

38

97.84

Purchase

3

97.85

Purchase

6

98.00

Purchase

3

98.31

Purchase

1000

132.00

Total Purchases

198,287

Sale

1764

89.20

Sale

116

89.21

Sale

14

89.26

Sale

1471

89.27

Sale

2285

89.28

Sale

116

89.29

Sale

142

89.30

Sale

111

89.32

Sale

233

89.34

Sale

2470

89.35

Sale

301

89.45

Sale

154

89.46

Sale

212

89.48

Sale

473

89.49

Sale

1537

89.50

Sale

723

89.51

Sale

1525

89.52

Sale

702

89.53

Sale

963

89.54

Sale

1155

89.55

Sale

1511

89.56

Sale

676

89.57

Sale

950

89.58

Sale

1088

89.59

Sale

577

89.60

Sale

1774

89.61

Sale

300

89.62

Sale

220

89.63

Sale

758

89.64

Sale

844

89.65

Sale

1133

89.66

Sale

752

89.67

Sale

392

89.68

Sale

1302

89.69

Sale

1709

89.70

Sale

1209

89.71

Sale

1976

89.72

Sale

247

89.73

Sale

585

89.74

Sale

539

89.75

Sale

4004

89.76

Sale

1209

89.77

Sale

1576

89.78

Sale

6026

89.79

Sale

1518

89.80

Sale

1626

89.81

Sale

1621

89.82

Sale

1967

89.83

Sale

7529

89.84

Sale

1016

89.85

Sale

2713

89.86

Sale

2240

89.87

Sale

1788

89.88

Sale

1624

89.89

Sale

3314

89.90

Sale

1396

89.91

Sale

1006

89.92

Sale

1668

89.93

Sale

2223

89.94

Sale

1617

89.95

Sale

205

89.96

Sale

2059

89.97

Sale

1393

89.98

Sale

3328

89.99

Sale

13818

90.00

Sale

2925

90.01

Sale

33

90.03

Sale

2

90.04

Sale

110

90.05

Sale

6038

90.06

Sale

15500

90.10

Sale

713

90.13

Sale

145

90.14

Sale

3000

90.20

Sale

88

90.23

Sale

72

90.24

Sale

14100

91.21

Sale

1815

91.50

Sale

20

91.55

Sale

151

91.56

Sale

118

91.66

Sale

31

91.68

Sale

129

91.87

Sale

459

91.88

Sale

21

92.29

Sale

208

92.30

Sale

63

92.33

Sale

121

92.34

Sale

52

92.35

Sale

23

92.44

Sale

81

92.49

Sale

1

92.50

Sale

80

92.58

Sale

139

92.59

Sale

320

92.60

Sale

13

92.69

Sale

3049

92.78

Sale

6099

92.78

Sale

3050

92.79

Sale

76

92.87

Sale

170

92.99

Sale

1347

93.03

Sale

38

93.05

Sale

82

93.06

Sale

341

93.09

Sale

33

93.15

Sale

1127

93.17

Sale

168

93.18

Sale

1835

93.19

Sale

124

93.20

Sale

893

93.35

Sale

550

93.37

Sale

1023

93.38

Sale

549

93.39

Sale

955

93.40

Sale

223

93.47

Sale

60

93.51

Sale

250

93.73

Sale

847

93.99

Sale

850

94.00

Sale

5000

94.01

Sale

873

94.04

Sale

5222

94.05

Sale

680

94.06

Sale

549

94.07

Sale

487

94.09

Sale

65

94.10

Sale

639

94.11

Sale

709

94.14

Sale

1175

94.15

Sale

58

94.16

Sale

273

94.19

Sale

913

94.20

Sale

12

94.22

Sale

606

94.23

Sale

411

94.24

Sale

5000

94.25

Sale

178

94.26

Sale

445

94.29

Sale

4621

94.34

Sale

500

94.40

Sale

255

94.43

Sale

69

94.47

Sale

225

94.48

Sale

418

94.49

Sale

80

94.64

Sale

184

94.69

Sale

166

94.71

Sale

200

94.74

Sale

204

94.77

Sale

239

94.80

Sale

130

94.84

Sale

340

94.85

Sale

79

94.86

Sale

419

94.89

Sale

9

94.92

Sale

488

94.98

Sale

1130

95.00

Sale

574

95.01

Sale

1000

95.02

Sale

190

95.09

Sale

200

95.23

Sale

906

95.35

Sale

259

95.43

Sale

213

95.45

Sale

817

95.47

Sale

237

95.49

Sale

659

95.69

Sale

233

95.75

Sale

394

95.83

Sale

2963

95.88

Sale

2750

95.89

Sale

200

95.90

Sale

500

96.02

Sale

802

96.19

Sale

219

96.20

Sale

100

96.41

Sale

1648

96.45

Sale

500

96.48

Sale

237

96.54

Sale

24

96.62

Sale

415

96.79

Sale

2896

96.87

Sale

500

96.90

Sale

500

96.99

Sale

2112

97.09

Sale

1647

97.15

Sale

4

97.47

Sale

278

97.63

Sale

183

97.64

Sale

460

97.69

Sale

2300

97.73

Sale

100

97.77

Sale

373

97.81

Sale

5252

98.00

Total Sales

239,499

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

500

89.35

CFD

Long

500

89.60

CFD

Long

1000

89.70

CFD

Long

1000

89.90

CFD

Long

750

89.95

CFD

Long

500

89.97

CFD

Long

500

89.98

CFD

Long

3000

90.00

CFD

Long

88

90.23

CFD

Long

72

90.24

CFD

Long

14100

91.21

CFD

Long

290

91.50

CFD

Long

60

93.51

CFD

Long

250

93.73

CFD

Long

850

94.00

CFD

Long

65

94.10

CFD

Long

10

94.11

CFD

Long

250

94.19

CFD

Long

4621

94.34

CFD

Long

500

94.40

CFD

Long

695

95.00

CFD

Long

1000

95.02

CFD

Long

500

96.02

CFD

Long

100

96.41

CFD

Long

500

96.48

CFD

Long

500

96.90

CFD

Long

500

96.99

CFD

Short

500

89.78

CFD

Short

1000

89.92

CFD

Short

125

90.01

CFD

Short

500

90.10

CFD

Short

60

90.50

CFD

Short

4271

90.74

CFD

Short

100

93.40

CFD

Short

100

93.63

CFD

Short

100

94.35

CFD

Short

250

94.50

CFD

Short

150

94.60

CFD

Short

4236

94.69

CFD

Short

1000

96.21

CFD

Short

100

96.53

CFD

Short

150

96.90

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Put Option

1,000

132.00

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

02/10/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 8515

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMTBMTMMTMBLP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75