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EPT Disclosure

21st May 2008 11:34

RNS Number : 9617U
UBS AG (EPT)
21 May 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

20 MAY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

4,246

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

4,246

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

897

4830 AUD Cents

PURCHASE

1

4835

PURCHASE

29

4835

PURCHASE

29

4835

PURCHASE

30

4835

PURCHASE

33

4835

PURCHASE

45

4835

PURCHASE

81

4835

PURCHASE

200

4835

PURCHASE

251

4835

PURCHASE

449

4835

PURCHASE

541

4835

PURCHASE

1468

4835

PURCHASE

2008

4838

SALE

1003

4839

SALE

600

4839

PURCHASE

341

4841

PURCHASE

505

4841

PURCHASE

731

4841

SALE

845

4843

SALE

600

4843

SALE

29

4843

SALE

679

4845

SALE

90

4845

SALE

15

4845

SALE

3685

4846

SALE

2263

4846

SALE

1000

4847

SALE

969

4847

SALE

533

4847

SALE

484

4847

SALE

238

4847

SALE

29

4847

SALE

5

4847

SALE

4

4847

PURCHASE

8

4847

PURCHASE

44

4847

PURCHASE

71

4847

PURCHASE

197

4847

PURCHASE

426

4847

PURCHASE

1244

4847

SALE

550

4848

SALE

100

4848

SALE

80

4848

PURCHASE

20

4848

PURCHASE

2074

4848

SALE

2644

4849

SALE

1526

4849

SALE

497

4849

SALE

497

4849

PURCHASE

20

4849

PURCHASE

77

4849

PURCHASE

784

4849

PURCHASE

1000

4849

SALE

1055

4850

SALE

1000

4850

SALE

1000

4850

SALE

621

4850

SALE

600

4850

SALE

400

4850

SALE

400

4850

SALE

300

4850

SALE

250

4850

SALE

248

4850

SALE

239

4850

SALE

200

4850

SALE

200

4850

SALE

200

4850

SALE

200

4850

SALE

200

4850

SALE

197

4850

SALE

170

4850

SALE

75

4850

SALE

50

4850

SALE

50

4850

SALE

20

4850

PURCHASE

1

4850

PURCHASE

5

4850

PURCHASE

33

4850

PURCHASE

40

4850

PURCHASE

134

4850

PURCHASE

210

4850

PURCHASE

426

4850

PURCHASE

426

4850

PURCHASE

889

4850

PURCHASE

971

4850

PURCHASE

1000

4850

PURCHASE

1000

4850

PURCHASE

2278

4850

SALE

645

4851

SALE

23

4851

PURCHASE

8

4851

PURCHASE

56

4851

PURCHASE

164

4851

PURCHASE

215

4851

PURCHASE

339

4851

PURCHASE

600

4851

PURCHASE

886

4851

PURCHASE

1329

4851

SALE

3307

4852

SALE

250

4852

SALE

61

4852

SALE

39

4852

SALE

3

4852

SALE

3

4852

PURCHASE

11

4852

PURCHASE

93

4852

PURCHASE

421

4852

PURCHASE

991

4852

SALE

446

4853

SALE

400

4853

SALE

400

4853

SALE

205

4853

SALE

200

4853

SALE

100

4853

SALE

11

4853

SALE

1000

4854

PURCHASE

1

4854

PURCHASE

2

4854

PURCHASE

6

4854

PURCHASE

24

4854

PURCHASE

27

4854

PURCHASE

46

4854

PURCHASE

53

4854

PURCHASE

56

4854

PURCHASE

62

4854

PURCHASE

92

4854

PURCHASE

252

4854

PURCHASE

270

4854

PURCHASE

508

4854

PURCHASE

557

4854

PURCHASE

583

4854

PURCHASE

962

4854

PURCHASE

2293

4854

SALE

748

4855

SALE

244

4855

PURCHASE

427

4855

PURCHASE

5149

4855

SALE

2278

4856

PURCHASE

1

4856

PURCHASE

4

4856

PURCHASE

12

4856

PURCHASE

16

4856

PURCHASE

57

4856

PURCHASE

186

4856

PURCHASE

221

4856

PURCHASE

839

4856

PURCHASE

2288

4856

PURCHASE

3560

4856

SALE

2164

4857

SALE

1956

4857

SALE

1151

4857

SALE

427

4857

SALE

145

4857

SALE

106

4857

SALE

4

4857

SALE

3

4857

SALE

3

4857

PURCHASE

1

4857

PURCHASE

1

4857

PURCHASE

2

4857

PURCHASE

5

4857

PURCHASE

8

4857

PURCHASE

19

4857

PURCHASE

22

4857

PURCHASE

43

4857

PURCHASE

54

4857

PURCHASE

70

4857

PURCHASE

77

4857

PURCHASE

90

4857

PURCHASE

165

4857

PURCHASE

170

4857

PURCHASE

207

4857

PURCHASE

209

4857

PURCHASE

295

4857

PURCHASE

497

4857

PURCHASE

837

4857

PURCHASE

866

4857

PURCHASE

976

4857

PURCHASE

1443

4857

PURCHASE

1460

4857

SALE

423

4858

SALE

92

4858

PURCHASE

8

4858

PURCHASE

19

4858

PURCHASE

20

4858

PURCHASE

58

4858

PURCHASE

226

4858

PURCHASE

259

4858

PURCHASE

260

4858

PURCHASE

299

4858

PURCHASE

738

4858

PURCHASE

7

4859

PURCHASE

444

4859

SALE

2657

4860

SALE

2487

4860

SALE

28

4861

PURCHASE

47

4861

PURCHASE

87

4861

PURCHASE

127

4861

PURCHASE

450

4861

PURCHASE

641

4861

SALE

3126

4862

SALE

2969

4862

PURCHASE

48

4862

PURCHASE

125

4862

PURCHASE

300

4862

PURCHASE

500

4862

PURCHASE

1000

4862

PURCHASE

1446

4862

SALE

3965

4863

SALE

63

4863

SALE

46

4863

PURCHASE

1000

4863

PURCHASE

1000

4863

SALE

513

4864

SALE

12

4864

PURCHASE

10

4864

PURCHASE

79

4864

PURCHASE

703

4864

SALE

1613

4865

PURCHASE

1206

4865

PURCHASE

2

4866

PURCHASE

7

4866

PURCHASE

18

4866

PURCHASE

19

4866

PURCHASE

21

4866

PURCHASE

36

4866

PURCHASE

44

4866

PURCHASE

58

4866

PURCHASE

67

4866

PURCHASE

78

4866

PURCHASE

92

4866

PURCHASE

139

4866

PURCHASE

1519

4866

PURCHASE

8

4870

PURCHASE

24

4870

PURCHASE

225

4870

PURCHASE

511

4870

SALE

115418

4874.262931

PURCHASE

115418

4874.262931

SALE

111091

4875.8964

PURCHASE

111091

4875.8964

PURCHASE

3483

4879

SALE

1502

4882

PURCHASE

1258

4884

SALE

2523

4885

SALE

151

4885

PURCHASE

175

4886

PURCHASE

1303

4886

SALE

532

4887

SALE

157

4887

SALE

48

4887

SALE

2400

4888

PURCHASE

42

4889

PURCHASE

200

4889

PURCHASE

1018

4889

PURCHASE

2331

4889

PURCHASE

1427

4890

PURCHASE

4817

4892

PURCHASE

56

4894

PURCHASE

300

4894

PURCHASE

272

4895

PURCHASE

1010

4895

PURCHASE

1350

4895

SALE

391

4898

SALE

1508

4900

SALE

1128

4900

SALE

9

4900

PURCHASE

5

4900

PURCHASE

8

4900

PURCHASE

18

4900

PURCHASE

19

4900

PURCHASE

40

4900

PURCHASE

66

4900

PURCHASE

111

4900

PURCHASE

118

4900

PURCHASE

123

4900

PURCHASE

153

4900

PURCHASE

170

4900

PURCHASE

308

4900

PURCHASE

500

4900

PURCHASE

740

4900

PURCHASE

2723

4900

SALE

5000

4901

SALE

100

4901

PURCHASE

45

4901

PURCHASE

105

4901

PURCHASE

259

4901

PURCHASE

302

4901

PURCHASE

516

4902

SALE

2006

4903

SALE

1100

4903

SALE

1097

4903

SALE

1000

4903

SALE

522

4903

SALE

4

4903

SALE

3

4903

SALE

4832

4904

SALE

1244

4904

SALE

551

4904

SALE

36

4904

PURCHASE

1

4904

PURCHASE

6

4904

PURCHASE

300

4904

PURCHASE

304

4904

SALE

10850

4906

SALE

3000

4906

SALE

2238

4906

SALE

2071

4906

SALE

1381

4906

SALE

1234

4906

SALE

1018

4906

SALE

889

4906

SALE

600

4906

SALE

520

4906

SALE

311

4906

SALE

285

4906

SALE

100

4906

SALE

60

4906

SALE

51

4906

SALE

41

4906

SALE

34

4906

SALE

23

4906

SALE

4

4906

SALE

3

4906

SALE

1146

4907

PURCHASE

400

4907

PURCHASE

4458

4907

SALE

5093

4908

SALE

3212

4908

SALE

811

4908

SALE

574

4908

SALE

570

4908

SALE

546

4908

SALE

300

4908

SALE

200

4908

SALE

189

4908

SALE

2

4908

SALE

1

4908

PURCHASE

15

4908

PURCHASE

47

4908

PURCHASE

79

4908

PURCHASE

979

4908

PURCHASE

1000

4908

SALE

2949

4909

SALE

579

4909

SALE

400

4909

SALE

300

4909

SALE

164

4909

SALE

22

4909

SALE

10

4909

PURCHASE

75

4910

PURCHASE

168

4910

PURCHASE

384

4910

PURCHASE

1000

4910

PURCHASE

2000

4910

PURCHASE

2091

4910

PURCHASE

544

4911

PURCHASE

691

4912

PURCHASE

4988

4912

PURCHASE

82

4915

PURCHASE

425

4915

SALE

1301

4916

SALE

4

4916

SALE

3

4916

PURCHASE

3801

4917

SALE

1297

4921

SALE

755

4921

SALE

500

4921

SALE

121

4921

SALE

106

4921

SALE

8

4921

SALE

3247

4923

SALE

1009

4923

SALE

751

4923

SALE

623

4923

SALE

300

4923

SALE

300

4923

SALE

300

4923

SALE

300

4923

SALE

300

4923

SALE

217

4923

SALE

204

4923

SALE

171

4923

SALE

171

4923

SALE

109

4923

SALE

77

4923

SALE

61

4923

SALE

57

4923

SALE

33

4923

PURCHASE

930

4923

SALE

1500

4924

SALE

807

4924

SALE

607

4924

SALE

500

4924

SALE

493

4924

SALE

300

4924

SALE

296

4924

SALE

168

4924

SALE

30

4924

SALE

26

4924

SALE

23

4924

SALE

20

4924

SALE

11

4924

SALE

304

4926

SALE

300

4926

SALE

300

4926

SALE

81

4926

SALE

1

4926

SALE

632

4927

SALE

400

4927

SALE

289

4927

SALE

200

4927

TOTAL PURCHASES

341,927

TOTAL SALES

377,600

 (b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

21 MAY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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