15th Oct 2008 11:35
|
FORM |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,601,744 |
GBP 0.99 |
GBP 0.77 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,958,903 |
GBP 1.01 |
GBP 0.76 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
116,220 |
GBP 0.79 |
|
Long Swap |
LONG |
10,514 |
GBP 0.99 |
|
Long Swap |
LONG |
25,000 |
GBP 0.83 |
|
Long Swap |
LONG |
44,412 |
GBP 1.00 |
|
Long Swap |
LONG |
45,000 |
GBP 0.87 |
|
Long Swap |
LONG |
64,357 |
GBP 0.99 |
|
Long Swap |
LONG |
2,460 |
GBP 0.87 |
|
Long Swap |
LONG |
85,036 |
GBP 0.95 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
667 |
GBP 0.97 |
|
Short Swap |
SHORT |
45,000 |
GBP 0.88 |
|
Short Swap |
SHORT |
44,412 |
GBP 0.99 |
|
Short Swap |
SHORT |
26,620 |
GBP 0.94 |
|
Short Swap |
SHORT |
25,000 |
GBP 0.83 |
|
Short Swap |
SHORT |
10,514 |
GBP 0.97 |
|
Short Swap |
SHORT |
7,155 |
GBP 0.97 |
|
Short Swap |
SHORT |
64,357 |
GBP 0.99 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/10/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 20 7995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
40,713 |
GBP 10.48 |
GBP 9.85 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
58,081 |
GBP 10.49 |
GBP 9.86 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/10/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 20 7995 4747 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
CENTRICA PLC |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,828,239 |
GBP 3.01 |
GBP 2.83 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,971,196 |
GBP 3.06 |
GBP 2.83 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/10/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 20 7995 4747 |
|
Name of offeree/offeror with whom connected |
EDF S.A. |
|
Nature of connection # |
Advisor |
|
FORM |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Energy Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
14/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
781,526 |
GBP 7.35 |
GBP 7.25 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
690,687 |
GBP 7.33 |
GBP 7.25 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
66,062 |
GBP 7.31 |
|
Long Swap |
LONG |
1,682 |
GBP 7.34 |
|
Long Swap |
LONG |
1,807 |
GBP 7.34 |
|
Long Swap |
LONG |
5,555 |
GBP 7.25 |
|
Long Swap |
LONG |
9,295 |
GBP 7.32 |
|
Long Swap |
LONG |
13,376 |
GBP 7.31 |
|
Long Swap |
LONG |
15,591 |
GBP 7.34 |
|
Long Swap |
LONG |
16,755 |
GBP 7.34 |
|
Long Swap |
LONG |
26,065 |
GBP 7.32 |
|
Long Swap |
LONG |
28,183 |
GBP 7.34 |
|
Long Swap |
LONG |
30,286 |
GBP 7.34 |
|
Long Swap |
LONG |
1,344 |
GBP 7.32 |
|
Long Swap |
LONG |
64,627 |
GBP 7.32 |
|
Long Swap |
LONG |
82,305 |
GBP 7.31 |
|
Long Swap |
LONG |
117,695 |
GBP 7.31 |
|
Long Swap |
LONG |
41,166 |
GBP 7.33 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
344 |
GBP 7.29 |
|
Short Swap |
SHORT |
123,471 |
GBP 7.33 |
|
Short Swap |
SHORT |
77,690 |
GBP 7.29 |
|
Short Swap |
SHORT |
66,062 |
GBP 7.32 |
|
Short Swap |
SHORT |
64,627 |
GBP 7.33 |
|
Short Swap |
SHORT |
28,336 |
GBP 7.32 |
|
Short Swap |
SHORT |
9,552 |
GBP 7.33 |
|
Short Swap |
SHORT |
9,295 |
GBP 7.33 |
|
Short Swap |
SHORT |
8,303 |
GBP 7.29 |
|
Short Swap |
SHORT |
3,141 |
GBP 7.29 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/10/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 20 7995 4747 |
|
Name of offeree/offeror with whom connected |
EDF S.A. |
|
Nature of connection # |
Advisor |
Related Shares:
Centrica