3rd Mar 2008 10:36
Macquarie Group Limited03 March 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 29 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 6,839,284 0.20%(2)Derivatives(other thanoptions) 461,517 0.01%(3) Optionsand agreementstopurchase/sell 6,379,845 0.19% Total 461,517 0.01% 13,219,129 0.39% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)Stock loans 5,095 N/ACollateral deliveryreturns 730,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 3 March 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD/USD) BUY 3006.00 39.82 BUY 1500.00 39.82 BUY 407.00 39.82 BUY 87.00 39.82 BUY 2000.00 39.81 BUY 35.00 39.81 BUY 1500.00 39.78 BUY 4721.00 39.73 BUY 1465.00 39.78 BUY 3000.00 39.77 BUY 279.00 39.73 BUY 3000.00 39.43 BUY 2000.00 39.74 BUY 2000.00 39.58 BUY 136000.00 39.58 BUY 10000.00 39.82 BUY 42.00 39.94 BUY 1260.00 39.94 BUY 407.00 39.94 BUY 21.00 39.94 BUY 2483.00 39.94 BUY 352.00 39.94 BUY 124.00 39.94 BUY 426.00 39.94 BUY 321.00 39.94 BUY 500.00 39.94 BUY 2993.00 39.94 BUY 250.00 39.94 BUY 821.00 39.94 BUY 2871.00 39.95 BUY 20.00 39.95 BUY 1260.00 39.95 BUY 1260.00 39.95 BUY 800.00 39.95 BUY 814.00 39.95 BUY 176.00 39.95 BUY 2799.00 39.95 BUY 1842.00 39.90 BUY 526.00 39.90 BUY 3000.00 39.90 BUY 958.00 39.90 BUY 1150.00 39.90 BUY 928.00 39.90 BUY 1000.00 39.90 BUY 4302.00 39.90 BUY 1365.00 39.37 BUY 76.00 39.42 BUY 400.00 39.42 BUY 77.00 39.42 BUY 44.00 39.42 BUY 190.00 39.42 BUY 400.00 39.42 BUY 500.00 39.42 BUY 1445.00 39.42 BUY 96.00 39.42 BUY 816.00 39.42 BUY 1772.00 39.42 BUY 438.00 39.42 BUY 153.00 39.42 BUY 500.00 39.42 BUY 29.00 39.42 BUY 300.00 39.42 BUY 500.00 39.42 BUY 400.00 39.42 BUY 1797.00 39.42 BUY 67.00 39.42 BUY 4278.00 39.15 BUY 1522.00 39.16 BUY 722.00 39.15 BUY 1500.00 39.16 BUY 1240.00 39.16 BUY 521.00 39.16 BUY 100.00 39.16 BUY 117.00 39.16 BUY 4122.00 39.29 BUY 19.00 39.29 BUY 859.00 39.29 BUY 113.00 39.21 BUY 106.00 39.21 BUY 1000.00 39.21 BUY 03.00 39.21 BUY 782.00 39.21 BUY 1000.00 39.21 BUY 44.00 39.21 BUY 143.00 39.21 BUY 2000.00 39.21 BUY 809.00 39.21 BUY 1270.00 39.21 BUY 1000.00 39.21 BUY 1000.00 39.21 BUY 7630.00 39.30 BUY 94.00 39.30 BUY 273.00 39.30 BUY 209.00 39.30 BUY 1785.00 39.30 BUY 09.00 39.30 BUY 47.00 39.21 BUY 683.00 39.21 BUY 1320.00 39.35 BUY 4000.00 39.35 BUY 4680.00 39.35 BUY 2420.00 39.65 BUY 2500.00 39.65 BUY 80.00 39.65 BUY 2500.00 39.43 BUY 2500.00 39.43 BUY 1589.00 39.85 BUY 70.00 39.84 BUY 77.00 39.84 BUY 353.00 39.84 BUY 500.00 39.70 BUY 1131.00 39.36 BUY 102.00 39.36 BUY 15.00 39.36 BUY 988.00 39.36 BUY 10.00 39.36 BUY 238.00 39.33 BUY 06.00 39.36 BUY 207.00 39.36 BUY 37.00 39.36 BUY 38.00 39.36 BUY 212.00 39.36 BUY 09.00 39.33 BUY 03.00 39.33 BUY 350.00 39.34 BUY 300.00 39.34 BUY 99.00 39.34 BUY 901.00 39.34 BUY 347.00 39.34 BUY 389.00 39.26 BUY 200.00 39.26 BUY 76.00 39.26 BUY 77.00 39.26 BUY 46.00 39.26 BUY 110.00 39.26 BUY 73.00 39.27 BUY 351.00 39.27 BUY 177.00 39.27 BUY 31.00 39.27 BUY 117.00 39.27 BUY 150.00 39.27 BUY 499.00 39.26 BUY 1329.00 39.24 BUY 210.00 39.24 BUY 254.00 39.17 BUY 59.00 39.17 BUY 635.00 39.17 BUY 550.00 39.16 BUY 47.00 39.16 BUY 41.00 39.16 BUY 111.00 39.16 BUY 200.00 39.16 BUY 325.00 39.25 BUY 1300.00 39.36 BUY 626.00 39.31 BUY 981.00 39.24 BUY 41.00 39.31 BUY 111.00 39.31 BUY 126.00 39.31 BUY 86.00 39.34 BUY 1000.00 39.82 BUY 1500.00 39.82 BUY 512.00 39.91 BUY 988.00 39.91 BUY 500.00 39.60 BUY 200.00 39.50 BUY 07.00 39.44 BUY 193.00 39.44 BUY 400.00 39.54 BUY 250.00 39.16 BUY 300.00 39.34 BUY 2048.00 39.30 BUY 952.00 39.30 BUY 500.00 39.31 BUY 500.00 39.35 BUY 250.00 39.32 BUY 250.00 39.30 BUY 635.00 39.34 BUY 1200.00 39.34 BUY 142.00 39.34 BUY 23.00 39.34 BUY 500.00 39.41 BUY 300.00 39.62 BUY 268.00 39.74 BUY 12.00 39.73 BUY 220.00 39.74 BUY 200.00 39.76 BUY 793.00 39.58 BUY 2969.00 39.58 BUY 42.00 39.27 BUY 452.00 39.27 BUY 1300.00 39.27 BUY 206.00 39.27 BUY 2375.00 39.25 BUY 5625.00 39.25 BUY 600.00 73.84 BUY 100.00 73.85 BUY 1800.00 73.85 BUY 300.00 73.35 BUY 100.00 73.35 BUY 1900.00 73.35 BUY 500.00 73.35 BUY 100.00 73.35 BUY 2100.00 73.35 BUY 100.00 73.75 BUY 2400.00 73.75 BUY 16500.00 73.84 SELL -12500.00 75.76 SELL -1000.00 39.40 SELL -209.00 39.40 SELL -33.00 39.40 SELL -3458.00 39.40 SELL -4586.00 39.52 SELL -262.00 39.60 SELL -384.00 39.60 SELL -43.00 39.60 SELL -2604.00 39.60 SELL -414.00 39.52 SELL -07.00 39.60 SELL -976.00 39.60 SELL -724.00 39.60 SELL -5415.00 39.70 SELL -642.00 39.70 SELL -3943.00 39.70 SELL -13000.00 39.80 SELL -384.00 39.62 SELL -1938.00 39.72 SELL -1733.00 39.62 SELL -540.00 39.62 SELL -6762.00 39.62 SELL -21.00 39.62 SELL -398.00 39.45 SELL -985.00 39.30 SELL -8472.00 39.29 SELL -543.00 39.29 SELL -4630.00 39.25 SELL -370.00 39.24 SELL -4000.00 39.40 SELL -300.00 39.40 SELL -1000.00 39.40 SELL -10000.00 39.58 SELL -21600.00 00.01 SELL -194.00 39.85 SELL -329.00 39.88 SELL -330.00 39.86 SELL -1604.00 39.90 SELL -1874.00 39.80 SELL -38.00 39.75 SELL -03.00 39.75 SELL -248.00 39.75 SELL -62.00 39.75 SELL -656.00 39.75 SELL -163.00 39.75 SELL -1194.00 39.50 SELL -250.00 39.31 SELL -1271.00 39.31 SELL -289.00 39.24 SELL -548.00 39.24 SELL -130.00 39.26 SELL -707.00 39.26 SELL -04.00 39.26 SELL -420.00 39.26 SELL -841.00 39.28 SELL -250.00 39.28 SELL -157.00 39.28 SELL -681.00 39.28 SELL -250.00 39.28 SELL -420.00 39.28 SELL -250.00 39.28 SELL -925.00 39.28 SELL -838.00 39.30 SELL -725.00 39.34 SELL -16.00 39.36 SELL -660.00 39.36 SELL -532.00 39.36 SELL -250.00 39.32 SELL -128.00 39.32 SELL -122.00 39.32 SELL -250.00 39.32 SELL -250.00 39.32 SELL -13.00 39.32 SELL -935.00 39.32 SELL -76.00 39.32 SELL -153.00 39.32 SELL -21.00 39.32 SELL -1597.00 39.32 SELL -100.00 39.46 SELL -600.00 39.67 SELL -932.00 39.67 SELL -750.00 39.74 SELL -14.00 39.77 SELL -170.00 39.76 SELL -369.00 39.76 SELL -62.00 39.31 SELL -159.00 39.82 SELL -807.00 39.82 SELL -34.00 39.82 SELL -250.00 39.85 SELL -250.00 39.94 SELL -250.00 39.96 SELL -500.00 39.84 SELL -1500.00 39.78 SELL -200.00 39.41 SELL -13.00 39.13 SELL -207.00 39.13 SELL -280.00 39.12 SELL -270.00 39.25 SELL -200.00 39.29 SELL -250.00 39.70 SELL -3000.00 39.75 SELL -250.00 39.75 SELL -500.00 39.76 SELL -727.00 39.90 SELL -50.00 39.82 SELL -787.00 39.82 SELL -422.00 39.84 SELL -242.00 39.86 SELL -284.00 39.86 SELL -200.00 39.74 SELL -147.00 39.74 SELL -8268.00 39.77 SELL -1654.00 39.77 SELL -515.00 39.76 SELL -1686.00 39.56 SELL -239.00 39.57 SELL -239.00 39.58 SELL -943.00 39.58 SELL -255.00 39.57 SELL -10000.00 39.26 SELL -629.00 39.26 SELL -278.00 39.32 SELL -01.00 39.31 SELL -4753.00 39.31 SELL -24.00 39.31 SELL -7003.00 39.32 SELL -1106.00 39.32 SELL -2182.00 39.58 SELL -2500.00 763.18 SELL -100.00 74.85 SELL -2400.00 74.85 SELL -500.00 74.56 SELL -100.00 74.56 SELL -1900.00 74.56 SELL -1600.00 74.60 SELL -300.00 74.55 SELL -200.00 74.55 SELL -200.00 74.55 SELL -200.00 74.55 SELL -100.00 73.00 SELL -200.00 73.00 SELL -600.00 73.00 SELL -500.00 73.00 SELL -300.00 73.00 SELL -500.00 73.00 SELL -300.00 73.00 SELL -2500.00 73.18 SELL -16500.00 73.84 5564.00 OTC sale to custodian at market. TOTAL BUYS 347,657 TOTAL SELLS 220,581 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 34.00 39.82CFDS BUY 807.00 39.82CFDS BUY 250.00 39.85CFDS BUY 159.00 39.82CFDS BUY 250.00 39.94CFDS BUY 250.00 39.96CFDS BUY 500.00 39.84CFDS BUY 1500.00 39.78CFDS BUY 200.00 39.41CFDS BUY 13.00 39.13CFDS BUY 207.00 39.13CFDS BUY 280.00 39.12CFDS BUY 270.00 39.25CFDS BUY 200.00 39.29CFDS BUY 3000.00 39.75CFDS BUY 250.00 39.70CFDS BUY 250.00 39.75CFDS BUY 500.00 39.76CFDS SELL -1000.00 39.82CFDS SELL -1500.00 39.82CFDS SELL -512.00 39.91CFDS SELL -988.00 39.91CFDS SELL -500.00 39.60CFDS SELL -200.00 39.50CFDS SELL -193.00 39.44CFDS SELL -07.00 39.44CFDS SELL -400.00 39.54CFDS SELL -250.00 39.16CFDS SELL -250.00 39.30CFDS SELL -300.00 39.34CFDS SELL -2048.00 39.30CFDS SELL -952.00 39.30CFDS SELL -500.00 39.31CFDS SELL -500.00 39.35CFDS SELL -250.00 39.32CFDS SELL -635.00 39.34CFDS SELL -1200.00 39.34CFDS SELL -142.00 39.34CFDS SELL -23.00 39.34CFDS SELL -500.00 39.41CFDS SELL -300.00 39.62CFDS SELL -268.00 39.74CFDS SELL -220.00 39.74CFDS SELL -12.00 39.73CFDS SELL -200.00 39.76 TOTAL BUYS 8,920 TOTAL SELLS 13,850 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 05.00 00.42 45.00 American 20080423Call Option BUY 02.00 01.04 41.00 American 20080327Call Option BUY 01.00 01.05 41.00 American 20080327Call Option BUY 20.00 01.02 41.00 American 20080327Call Option BUY 04.00 01.02 41.00 American 20080327Call Option BUY 03.00 00.94 41.00 American 20080327Call Option BUY 13.00 00.79 41.00 American 20080327Call Option BUY 13.00 00.81 41.00 American 20080327Call Option BUY 05.00 00.81 41.00 American 20080327Call Option BUY 19.00 00.81 41.00 American 20080327Call Option BUY 03.00 00.81 41.00 American 20080327Call Option BUY 04.00 02.08 43.00 American 20080626Call Option BUY 01.00 00.50 42.00 American 20080327Call Option BUY 04.00 00.39 46.00 American 20080423Call Option BUY 02.00 00.35 46.00 American 20080423Call Option BUY 01.00 01.54 40.00 American 20080327Call Option BUY 01.00 01.49 40.00 American 20080327Call Option BUY 01.00 01.38 40.00 American 20080327Call Option BUY 23.00 01.22 40.00 American 20080327Put Option BUY 1180.00 00.01 33.19 European 20080429Put Option BUY 1357.00 00.01 33.19 European 20081201Put Option BUY 1062.00 00.01 33.19 European 20081229Put Option BUY 1239.00 00.01 33.19 European 20090129Put Option BUY 1298.00 00.01 33.19 European 20090302Put Option BUY 1239.00 00.01 33.19 European 20080929Put Option BUY 1121.00 00.01 33.19 European 20080331Put Option BUY 1298.00 00.01 33.19 European 20081029Put Option BUY 1298.00 00.01 33.19 European 20080529Put Option BUY 1357.00 00.01 33.19 European 20080829Put Option BUY 1239.00 00.01 33.19 European 20080729Put Option BUY 1239.00 00.01 33.19 European 20080630Call Option BUY 20000.00 00.28 43.50 European 20080327Call Option BUY 20000.00 00.27 43.50 European 20080327Call Option BUY 1600.00 02.15 33.00 European 20080529Call Option BUY 2700.00 02.13 33.00 European 20080529Call Option BUY 5000.00 00.91 39.00 European 20080423Put Option BUY 20000.00 00.31 37.00 European 20080327Put Option BUY 750.00 16.75 25.00 European 17/11/2016Put Option BUY 1250.00 16.79 25.00 European 17/11/2016Put Option BUY 250.00 15.07 25.00 European 19/05/2016Put Option BUY 250.00 15.07 25.00 European 19/05/2016Put Option BUY 250.00 15.07 25.00 European 19/05/2016Put Option BUY 250.00 15.07 25.00 European 19/05/2016Put Option BUY 950.00 15.07 25.00 European 19/05/2016Put Option BUY 250.00 15.07 25.00 European 19/05/2016Put Option BUY 1600.00 15.07 25.00 European 19/05/2016Put Option BUY 388.00 11.91 32.00 European 17/11/2016Put Option BUY 1000.00 11.38 32.00 European 17/11/2016Put Option BUY 250.00 19.80 20.00 European 19/05/2016Put Option BUY 250.00 19.80 20.00 European 19/05/2016Put Option BUY 250.00 19.80 20.00 European 19/05/2016Put Option BUY 925.00 19.80 20.00 European 19/05/2016Put Option BUY 100.00 20.00 20.00 European 19/05/2016Put Option BUY 3000.00 02.81 24.00 European 27/09/2007Put Option BUY 2000.00 02.64 24.00 European 27/09/2007Put Option BUY 800.00 01.25 43.00 European 27/03/2008Put Option BUY 1500.00 01.22 43.00 European 27/03/2008Put Option BUY 3500.00 01.22 43.00 European 27/03/2008Call Option SELL -1239.00 00.01 33.19 European 20080729Call Option SELL -1239.00 00.01 33.19 European 20080630Call Option SELL -1239.00 00.01 33.19 European 20080929Call Option SELL -1357.00 00.01 33.19 European 20080829Call Option SELL -1357.00 00.01 33.19 European 20081201Call Option SELL -1062.00 00.01 33.19 European 20081229Call Option SELL -1298.00 00.01 33.19 European 20080529Call Option SELL -1239.00 00.01 33.19 European 20090129Call Option SELL -1180.00 00.01 33.19 European 20080429Call Option SELL -1298.00 00.01 33.19 European 20090302Call Option SELL -1121.00 00.01 33.19 European 20080331Call Option SELL -1298.00 00.01 33.19 European 20081029Call Option SELL -20000.00 00.29 43.50 European 20080327Put Option SELL -20000.00 00.31 37.00 European 20080327Put Option SELL -20000.00 00.27 32.00 European 20080529Put Option SELL -10000.00 00.27 32.00 European 20080529Put Option SELL -20000.00 00.27 32.00 European 20080529Put Option SELL -20000.00 00.27 32.00 European 20080529Put Option SELL -10000.00 00.27 32.00 European 20080529Put Option SELL -20000.00 00.27 32.00 European 20080529Put Option SELL -1000.00 13.46 26.93 European 30/06/2008Put Option SELL -1000.00 15.11 25.00 European 19/05/2016Put Option SELL -1250.00 15.11 25.00 European 19/05/2016Put Option SELL -250.00 15.11 25.00 European 19/05/2016Put Option SELL -250.00 15.11 25.00 European 19/05/2016Put Option SELL -250.00 15.11 25.00 European 19/05/2016Put Option SELL -750.00 15.09 25.00 European 19/05/2016Put Option SELL -1250.00 15.10 25.00 European 19/05/2016Put Option SELL -400.00 15.03 25.00 European 19/05/2016Put Option SELL -500.00 15.01 25.00 European 19/05/2016Put Option SELL -250.00 15.02 25.00 European 19/05/2016Put Option SELL -500.00 15.02 25.00 European 19/05/2016Put Option SELL -150.00 15.02 25.00 European 19/05/2016Put Option SELL -500.00 15.01 25.00 European 19/05/2016Put Option SELL -950.00 14.92 25.00 European 19/05/2016Put Option SELL -750.00 14.91 25.00 European 19/05/2016Put Option SELL -200.00 14.92 25.00 European 19/05/2016Put Option SELL -388.00 11.43 32.00 European 17/11/2016Put Option SELL -1100.00 -15.62 20.00 European 28/06/2013Put Option SELL -91.00 24.12 20.00 European 28/06/2013Put Option SELL -500.00 20.40 20.00 European 19/05/2016Put Option SELL -500.00 20.30 20.00 European 19/05/2016Put Option SELL -1500.00 19.53 EuropeanPut Option SELL -720.00 19.50 EuropeanPut Option SELL -300.00 26.51 18.80 European 30/06/2017 TOTAL BUYS 104,115 TOTAL SELLS 170,226 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group