15th Apr 2008 12:08
Credit Suisse Securities (Eur) Ltd15 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 14-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1239554 0.1242 8275 0.0008 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 1239554 0.1242 8275 0.0008 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security : Ordinary Shares Long Short (1) Relevant Securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)Buy 1036 57.89 (GBP)Buy 1027 58.39 (GBP)Buy 1025 58.5 (GBP)Buy 1024 58.56 (GBP)Buy 1000 58.28 (GBP)Buy 824 58.46 (GBP)Buy 714 58.14 (GBP)Buy 640 57.7 (GBP)Buy 635 58.53 (GBP)Buy 575 57.52 (GBP)Buy 511 57.87 (GBP)Buy 509 58.29 (GBP)Buy 500 58.51 (GBP)Buy 495 58.06 (GBP)Buy 480 57.52 (GBP)Buy 429 58.28 (GBP)Buy 424 57.52 (GBP)Buy 423 57.52 (GBP)Buy 408 58.28 (GBP)Buy 400 58.13 (GBP)Buy 400 57.65 (GBP)Buy 400 58.47 (GBP)Buy 400 58.28 (GBP)Buy 395 57.85 (GBP)Buy 390 58.39 (GBP)Buy 390 58.53 (GBP)Buy 320 58.5 (GBP)Buy 242 58.15 (GBP)Buy 239 58.11 (GBP)Buy 213 58.25 (GBP)Buy 200 57.52 (GBP)Buy 198 58.14 (GBP)Buy 174 57.33 (GBP)Buy 173 57.23 (GBP)Buy 171 58.25 (GBP)Buy 171 58.25 (GBP)Buy 171 58.25 (GBP)Buy 171 58.38 (GBP)Buy 171 58.07 (GBP)Buy 171 58.12 (GBP)Buy 171 58.12 (GBP)Buy 168 57.98 (GBP)Buy 157 57.98 (GBP)Buy 145 57.575 (GBP)Buy 144 58.14 (GBP)Buy 142 58.15 (GBP)Buy 141 58.08 (GBP)Buy 131 58.28 (GBP)Buy 127 57.63 (GBP)Buy 121 58.14 (GBP)Buy 121 57.515 (GBP)Buy 107 58.07 (GBP)Buy 104 57.865 (GBP)Buy 100 58.46 (GBP)Buy 98 57.525 (GBP)Buy 97 57.515 (GBP)Buy 96 57.475 (GBP)Buy 95 57.505 (GBP)Buy 95 57.575 (GBP)Buy 95 57.535 (GBP)Buy 93 57.945 (GBP)Buy 93 57.515 (GBP)Buy 93 57.595 (GBP)Buy 93 57.54 (GBP)Buy 92 57.54 (GBP)Buy 92 57.565 (GBP)Buy 92 57.54 (GBP)Buy 92 57.58 (GBP)Buy 90 57.52 (GBP)Buy 90 57.5 (GBP)Buy 89 57.54 (GBP)Buy 88 57.52 (GBP)Buy 87 57.535 (GBP)Buy 87 57.635 (GBP)Buy 86 57.93 (GBP)Buy 86 57.69 (GBP)Buy 86 57.64 (GBP)Buy 86 57.76 (GBP)Buy 86 57.655 (GBP)Buy 86 57.53 (GBP)Buy 86 57.62 (GBP)Buy 86 57.555 (GBP)Buy 86 57.82 (GBP)Buy 85 58.28 (GBP)Buy 85 58.36 (GBP)Buy 85 57.555 (GBP)Buy 85 58.4 (GBP)Buy 85 57.605 (GBP)Buy 85 58.31 (GBP)Buy 82 57.63 (GBP)Buy 81 58.38 (GBP)Buy 72 58.11 (GBP)Buy 69 58.065 (GBP)Buy 69 57.7 (GBP)Buy 68 58.36 (GBP)Buy 68 58.49 (GBP)Buy 68 58.49 (GBP)Buy 68 58.49 (GBP)Buy 68 58.25 (GBP)Buy 68 58.48 (GBP)Buy 68 58.48 (GBP)Buy 68 58.27 (GBP)Buy 68 58.45 (GBP)Buy 67 58.11 (GBP)Buy 66 58.11 (GBP)Buy 64 58.02 (GBP)Buy 64 58.07 (GBP)Buy 63 57.6 (GBP)Buy 59 57.54 (GBP)Buy 59 57.86 (GBP)Buy 59 57.86 (GBP)Buy 51 58.1 (GBP)Buy 51 57.84 (GBP)Buy 51 57.54 (GBP)Buy 51 57.83 (GBP)Buy 51 57.53 (GBP)Buy 51 57.76 (GBP)Buy 50 58.51 (GBP)Buy 50 57.53 (GBP)Buy 50 58.06 (GBP)Buy 50 57.95 (GBP)Buy 49 58.1 (GBP)Buy 49 57.95 (GBP)Buy 49 57.47 (GBP)Buy 49 57.55 (GBP)Buy 49 58.06 (GBP)Buy 48 58.1 (GBP)Buy 48 57.54 (GBP)Buy 48 57.56 (GBP)Buy 48 57.57 (GBP)Buy 47 58.02 (GBP)Buy 47 57.87 (GBP)Buy 47 57.61 (GBP)Buy 47 57.56 (GBP)Buy 47 57.61 (GBP)Buy 47 57.57 (GBP)Buy 46 57.54 (GBP)Buy 46 57.52 (GBP)Buy 46 57.58 (GBP)Buy 46 57.58 (GBP)Buy 45 57.52 (GBP)Buy 45 57.53 (GBP)Buy 45 57.84 (GBP)Buy 45 57.55 (GBP)Buy 44 57.5 (GBP)Buy 44 57.5 (GBP)Buy 44 58.25 (GBP)Buy 44 57.58 (GBP)Buy 44 57.54 (GBP)Buy 41 57.84 (GBP)Buy 40 57.34 (GBP)Buy 39 57.34 (GBP)Buy 37 58.1 (GBP)Buy 37 57.58 (GBP)Buy 37 57.84 (GBP)Buy 37 57.78 (GBP)Buy 37 57.59 (GBP)Buy 36 58.27 (GBP)Buy 35 57.58 (GBP)Buy 35 57.54 (GBP)Buy 34 57.54 (GBP)Buy 33 57.52 (GBP)Buy 33 57.6 (GBP)Buy 33 57.54 (GBP)Buy 32 58.03 (GBP)Buy 30 58.11 (GBP)Buy 27 57.5 (GBP)Buy 27 57.61 (GBP)Buy 27 57.52 (GBP)Buy 26 57.84 (GBP)Buy 24 57.93 (GBP)Buy 22 57.54 (GBP)Buy 21 57.78 (GBP)Buy 20 58.12 (GBP)Buy 20 57.84 (GBP)Buy 20 57.54 (GBP)Buy 20 57.52 (GBP)Buy 19 57.95 (GBP)Buy 18 57.85 (GBP)Buy 17 58.02 (GBP)Buy 16 57.58 (GBP)Buy 14 58.1 (GBP)Buy 14 57.84 (GBP)Buy 13 57.78 (GBP)Buy 13 58.065 (GBP)Buy 13 57.58 (GBP)Buy 13 57.59 (GBP)Buy 12 57.52 (GBP)Buy 12 57.63 (GBP)Buy 12 57.6 (GBP)Buy 12 57.52 (GBP)Buy 12 57.54 (GBP)Buy 11 57.59 (GBP)Buy 9 57.595 (GBP)Buy 6 57.515 (GBP)Buy 5 57.84 (GBP)Buy 4 57.84 (GBP)Buy 4 58.07 (GBP)Buy 4 57.66 (GBP)Buy 3 57.59 (GBP)Buy 3 57.66 (GBP)Buy 1 58.07 (GBP)Buy 1 57.52 (GBP)Sell 1063 57.46 (GBP)Sell 1027 58.4 (GBP)Sell 1026 58.47 (GBP)Sell 1024 58.55 (GBP)Sell 1000 58.5 (GBP)Sell 977 57.46 (GBP)Sell 919 58.53 (GBP)Sell 888 58.48 (GBP)Sell 883 58.1 (GBP)Sell 840 57.46 (GBP)Sell 726 58.55 (GBP)Sell 715 58.48 (GBP)Sell 691 57.58 (GBP)Sell 664 57.61 (GBP)Sell 655 58.1 (GBP)Sell 636 57.85 (GBP)Sell 600 58.01 (GBP)Sell 600 58.01 (GBP)Sell 598 58.13 (GBP)Sell 535 58.47 (GBP)Sell 504 58.49 (GBP)Sell 480 57.62 (GBP)Sell 418 57.87 (GBP)Sell 395 57.85 (GBP)Sell 395 58.49 (GBP)Sell 362 58.03 (GBP)Sell 360 57.46 (GBP)Sell 360 57.5 (GBP)Sell 360 57.36 (GBP)Sell 323 58.1 (GBP)Sell 304 57.87 (GBP)Sell 301 58.3 (GBP)Sell 300 58.44 (GBP)Sell 300 58.41 (GBP)Sell 300 58.1 (GBP)Sell 256 58.15 (GBP)Sell 250 58.42 (GBP)Sell 250 58.3 (GBP)Sell 250 58.02 (GBP)Sell 249 57.47 (GBP)Sell 246 57.62 (GBP)Sell 243 58.47 (GBP)Sell 240 58.4 (GBP)Sell 237 57.61 (GBP)Sell 236 58.15 (GBP)Sell 228 58.44 (GBP)Sell 191 57.87 (GBP)Sell 190 57.47 (GBP)Sell 173 57.71 (GBP)Sell 173 57.51 (GBP)Sell 172 58.12 (GBP)Sell 172 58.35 (GBP)Sell 171 58.18 (GBP)Sell 171 58.38 (GBP)Sell 171 58.18 (GBP)Sell 171 58.18 (GBP)Sell 171 58.18 (GBP)Sell 161 58.05 (GBP)Sell 161 57.47 (GBP)Sell 141 57.91 (GBP)Sell 123 58.35 (GBP)Sell 120 57.6 (GBP)Sell 120 57.6 (GBP)Sell 120 58.36 (GBP)Sell 119 58.35 (GBP)Sell 100 57.91 (GBP)Sell 100 57.91 (GBP)Sell 98 58.13 (GBP)Sell 94 58.45 (GBP)Sell 90 57.99 (GBP)Sell 86 58.06 (GBP)Sell 86 57.65 (GBP)Sell 86 57.56 (GBP)Sell 86 57.81 (GBP)Sell 86 57.92 (GBP)Sell 86 57.88 (GBP)Sell 86 57.99 (GBP)Sell 86 57.93 (GBP)Sell 85 58.16 (GBP)Sell 85 58.21 (GBP)Sell 82 57.87 (GBP)Sell 81 58.38 (GBP)Sell 73 57.61 (GBP)Sell 69 57.93 (GBP)Sell 69 57.73 (GBP)Sell 68 58.49 (GBP)Sell 68 58.49 (GBP)Sell 68 58.41 (GBP)Sell 68 58.54 (GBP)Sell 68 58.49 (GBP)Sell 68 58.29 (GBP)Sell 68 57.99 (GBP)Sell 68 58.5 (GBP)Sell 60 58.25 (GBP)Sell 60 58.03 (GBP)Sell 60 58.03 (GBP)Sell 60 58.09 (GBP)Sell 49 58.1 (GBP)Sell 44 58.58 (GBP)Sell 44 58.3 (GBP)Sell 44 57.89 (GBP)Sell 41 58.09 (GBP)Sell 41 57.87 (GBP)Sell 37 58.1 (GBP)Sell 32 57.87 (GBP)Sell 30 57.61 (GBP)Sell 27 57.61 (GBP)Sell 24 57.93 (GBP)Sell 23 58.09 (GBP)Sell 8 58.22 (GBP)TOTAL BUYS:27665 TOTAL SELLS:30147 (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 15-Apr-2008 10:00:27 Contact name Collins,Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel(R)TMs website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto